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William Klein

Advisor at OSAIC

Updated today

Location

Manhasset, NY 11030

Credentials

Series 66

Industry experience

5 years

About

William Klein is a financial advisor with OSAIC, holding a Series 66 designation and five years of industry experience. His prior roles include positions at Woodbury Financial Services Inc., Wealth Advisory Group, and Doyle B Shaffer Inc. He is also involved in financial advisory activities through Oakfield Wealth Management LLC and Klein Wealth Management, where he engages in client relations and fixed annuity sales. OSAIC Wealth, Inc. serves a diverse client base including individual investors, pension plans, corporations, and charitable organizations, offering advisory and brokerage services through a large network of financial advisors. The firm employs a comprehensive investment process using risk-tolerance assessments, asset allocation software, and portfolio optimization tools, and provides access to multiple custodial platforms and third-party managers.

Client services

Based on OSAIC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on OSAIC

Annuities

Occupation focus

Based on OSAIC

Founder/Business Owner Executive Retired

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Fee options

Fixed

Fixed or flat fees for financial planning and consulting services generally up to $25,000, can exceed for high net worth individuals; Non-Discretionary Investment Advisory Services fixed fees from $500 to $15,000; Retirement Plan Consulting Services fixed fees from $1,000 to $100,000.

Percentage

$0 - $5,500: Negotiable, varies by Advisory Representative and program $5,500 - $10,000: Negotiable, varies by Advisory Representative and program $10,000+: Negotiable, varies by Advisory Representative and program

Commissions

Advisory Representatives may receive commissions as registered representatives or insurance agents for securities or insurance product sales outside advisory accounts.

Project-based

$0 - $750 per hour for financial planning and consulting services, Non-Discretionary Investment Advisory Services, and Retirement Plan Consulting Services.

Other

Account minimum: $5,500 to $10,000 depending on program Fee-only: Advisory fees negotiated individually by Advisory Representatives; often asset-based fees with wrap or non-wrap structures; fees can be up to 3% annually for Plan Participant Retirement Program; fee schedules vary by program and Advisory Representative.

Location

1615 Northern Blvd, Suite 304

Manhasset, NY 11030

Most active in

Georgia · New Jersey · New York

Work history

OSAIC

2024 - Present (2 years)

Woodbury Financial Services inc

2020 - 2024 (4 years)

Wealth Advisory Group

2019 - 2019 (1 year)

Doyle B Shaffer Inc.

2014 - 2019 (5 years)

Uihelin's Marina

2012 - 2019 (7 years)

School

2009 - 2019 (10 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

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Active portfolio management Options & derivatives strategies Private / alternative investments Concentrated stock management Wealth management Executive
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