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Mason R

Series 66

New York, NY

A.G.P. / Alliance Global Partners

Mason Rothe is a financial advisor at A.G.P. / Alliance Global Partners with three years of industry experience. He holds the Series 66 designation and previously worked in construction at a family-owned business for four years. Mason also has a background working at Hofstra University for three years. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and broker-dealer that serves individual clients, retirement plans, and pooled/institutional vehicles. The firm offers a multi-team platform with discretionary and non-discretionary portfolio management, financial and estate planning, and a mix of investment strategies including a focus on international investing.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Robert M

Series 63, Series 65

Holmdel, NJ

A.G.P. / Alliance Global Partners

Robert Maxson is a financial advisor at A.G.P. / Alliance Global Partners with 35 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Merrill, Bank of America, and Morgan Stanley. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles through a multi-team platform. The firm offers a range of portfolio management and financial planning services with a notable emphasis on international investing and manages both discretionary and non-discretionary portfolios.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Edwin S

Series 63, Series 65

Orlando, FL

A.G.P. / Alliance Global Partners

Edwin Salazar is a financial advisor at A.G.P. / Alliance Global Partners with 16 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Alliance Global Partners since 2023, following a 13-year tenure at Allgen Financial Services, Inc. Outside of his advisory role, Edwin creates non-financial content focused on self-improvement and goal-setting aimed at men between 18 and 60. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles through a multi-team platform. The firm offers portfolio management, financial and estate planning, model portfolios, and brokerage services with an emphasis on international investing and management of pooled vehicles.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Kayvan K

Series 63, Series 65

Rochelle Park, NJ

A.G.P. / Alliance Global Partners

Kayvan Karoon is a financial advisor with A.G.P. / Alliance Global Partners, holding Series 63 and Series 65 designations and bringing 35 years of industry experience. His prior roles include positions at Aegis Capital Corp, National Asset Management, Inc., National Securities Corp, Osaic FS, Inc., and Cetera Wealth Services, LLC. He is also president of KS Capital Management Inc., an investment-related business. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and pooled/institutional vehicles. The firm offers a range of portfolio management and financial planning services, with a notable emphasis on international investing and the management of pooled-vehicle accounts.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Marlon M

Series 63, Series 65

Boca Raton, FL

A.G.P. / Alliance Global Partners

Marlon Munroe is a financial advisor at A.G.P. / Alliance Global Partners with seven years of industry experience. He holds Series 63 and Series 65 credentials and previously worked at Jamaica Money Market Brokers for six years. He has been with Alliance Global Partners since 2022. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer that serves individual clients, retirement plans, and pooled/institutional vehicles through a multi-team platform. The firm emphasizes international investing and offers a range of portfolio management and financial planning services, including discretionary and non-discretionary strategies.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Kamren B

Series 66

Kalispell, MT

A.G.P. / Alliance Global Partners

Kamren Barkus is a financial advisor at A.G.P. / Alliance Global Partners in Kalispell, MT, holding a Series 66 license with two years of industry experience. He previously worked at D.A. Davidson and has a background that includes five years at San Diego State University. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles through a multi-team platform. The firm offers a range of portfolio management and financial planning services with a focus on international investing and active broker-dealer operations.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Mai B

Series 63, Series 66

New York, NY

A.G.P. / Alliance Global Partners

Mai Bresnik is a financial advisor with A.G.P. / Alliance Global Partners in New York, NY, holding Series 63 and 66 designations and 15 years of industry experience. She has worked at Alliance Global Partners since 2022 and previously held roles at National Securities Corporation and National Asset Management. Bresnik is also president of Bresnik Financial Services Inc., a non-investment-related business. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles across a multi-team platform. The firm offers a range of portfolio management and financial planning services, with a notable emphasis on international investing and involvement in pooled vehicles and private funds.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Matthew M

Series 63, Series 65

Holmdel, NJ

A.G.P. / Alliance Global Partners

Matthew Mason is a financial advisor at A.G.P. / Alliance Global Partners with 30 years of industry experience. His prior career includes nine years at Aegis Capital Corp before joining A.G.P. in 2021. He holds Series 63 and Series 65 licenses. Mason is also involved with a separate business, Mason Express LLC, which is unrelated to investment activities. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and pooled/institutional vehicles through a multi-team platform. The firm emphasizes international investing, offers a range of portfolio management and financial planning services, and manages pooled vehicles along with brokerage and insurance product distribution.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Nikhil K

Series 63, Series 65

Newport Beach, CA

A.G.P. / Alliance Global Partners

Nikhil Kathuria is a financial advisor at A.G.P. / Alliance Global Partners with five years of industry experience. He holds Series 63 and Series 65 designations and has previously worked in various roles including at Santa Monica College and Southern Methodist University. Outside of his advisory work, he is a ski instructor, dedicating 16 hours per week to this activity. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer that serves individual clients, retirement plans, and pooled/institutional vehicles through a multi-team platform. The firm emphasizes international investing and offers a range of portfolio management, financial planning, and brokerage services, including management of pooled vehicles and active broker-dealer operations.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Moss P

Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Moss Plaine is a financial advisor at A.G.P. / Alliance Global Partners with 33 years of industry experience. He holds Series 63 and Series 65 registrations and has worked at his current firm since 2018, following five years at Aegis Capital Corp. Plaine serves as co-trustee of the Michael Nissen 2010 Insurance Trust, a role involving oversight of a managed account. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles through a multi-team platform. The firm emphasizes international investing and offers a range of portfolio management, financial and estate planning, and brokerage services.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Robert N

Series 66

New York, NY

A.G.P. / Alliance Global Partners

Robert Nepo is a financial advisor with A.G.P. / Alliance Global Partners in New York, NY. He holds a Series 66 designation and has eight years of industry experience. Prior to joining A.G.P. in 2020, he worked at Five Rings Capital LLC from 2012 to 2020. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and pooled/institutional vehicles through a multi-team platform. The firm offers a range of portfolio management, financial planning, and brokerage services, with a notable emphasis on international investing and the management of pooled-vehicle accounts.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Michael R

Series 63, Series 66

Celebration, FL

A.G.P. / Alliance Global Partners

Michael Rama is a financial advisor with A.G.P. / Alliance Global Partners in Celebration, FL, holding Series 63 and Series 66 credentials and 16 years of industry experience. His background includes positions at Ameriprise Financial Services and Merrill. Outside of advising, he has interests in raw land ownership in Panama. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles through a multi-team platform. The firm offers a range of services including discretionary and non-discretionary portfolio management, financial and estate planning, and emphasizes international investing combined with model and separately managed accounts.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Robert O

Series 63, Series 65

Boca Raton, FL

A.G.P. / Alliance Global Partners

Robert Owens is a financial advisor with A.G.P. / Alliance Global Partners, holding Series 63 and Series 65 licenses and seven years of industry experience. His prior positions include roles at Foresters Financial Services, National Agent Alliance, and Wells Fargo. Outside of his advisory work, Owens manages consulting and business brokerage activities through R.V. Owens, LLC and serves as a trustee for Tomorrow Is Better, a nonprofit providing tax planning guidance for church members. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles. The firm emphasizes international investing and offers a range of portfolio management and financial planning services across a multi-team platform.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Mark A

Series 63, Series 66

Boca Raton, FL

A.G.P. / Alliance Global Partners

Mark Adler is a financial advisor with A.G.P. / Alliance Global Partners in Boca Raton, FL. He holds Series 63 and Series 66 licenses and has 29 years of industry experience. Prior to joining Alliance Global Partners in 2026, he worked for The GMS Group, L.L.C. for 11 years. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles through a multi-team platform. The firm offers a range of portfolio management and financial planning services, with a focus on international investing and the management of pooled vehicles and model portfolios.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Keith R

Series 63, Series 66

Boca Raton, FL

A.G.P. / Alliance Global Partners

Keith Ravodowitz is a financial advisor at A.G.P. / Alliance Global Partners with 12 years of industry experience. He holds Series 63 and Series 66 designations and has worked at A.G.P. since 2020, following six years at HJ Sims. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer that serves individual clients, retirement plans, and institutional vehicles through a multi-team platform. The firm emphasizes international investing strategies and offers a range of portfolio management, financial planning, and brokerage services.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Raymond A

Series 63, Series 65

Boca Raton, FL

A.G.P. / Alliance Global Partners

Raymond Asmar Jr. is a financial advisor with A.G.P. / Alliance Global Partners, holding Series 63 and Series 65 credentials and over 44 years of industry experience. He has worked with firms including Wells Fargo Advisors and Summit Financial Group, and has been with A.G.P. since 2019. Outside of his advisory role, he is a passive investor and advisor for FYI Networks, a news information content website. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual, retirement plan, and institutional clients through a multi-team platform. The firm provides a range of investment and financial planning services with an emphasis on international investing and manages pooled vehicles and alternative investment funds.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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John R

Series 63, Series 66

Geneva, IL

A.G.P. / Alliance Global Partners

John Rowoldt is a financial advisor with A.G.P. / Alliance Global Partners, holding Series 63 and Series 66 designations and possessing 11 years of industry experience. His prior work includes roles at firms such as Voya Financial Advisors, Robinhood Financial, U.S. Bancorp Investments, Bank of America, and Merrill. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer that serves individual clients, retirement plans, and institutional vehicles through a multi-team platform. The firm offers a range of portfolio management and planning services, with a notable emphasis on international investing and management of pooled-vehicle accounts.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Philip M

Series 63, Series 65

New York, NY

A.G.P. / Alliance Global Partners

Philip Michals is a financial advisor with A.G.P. / Alliance Global Partners in New York, NY, holding Series 63 and Series 65 designations and bringing 20 years of industry experience. His prior work includes roles at A.G.P. Canada Investments ULC, Euro Pacific Capital, Aegis Capital Corp., Quadstar Capital Advisors, and Gunnallen Financial. Outside of advising, he serves on the board of directors for Manhattan Bridge Capital, Inc. and is involved with the nonprofit Save Asbury Park History, focusing on the preservation of historical buildings. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer that serves individual clients, retirement plans, and pooled/institutional vehicles through a multi-team platform. The firm emphasizes international investing alongside a range of portfolio management and financial planning services, managing both discretionary and non-discretionary accounts with an approach that combines top-down and bottom-up analysis.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Quinlan R

Series 66

Hilton Head, SC

A.G.P. / Alliance Global Partners

Quinlan Ryan is an advisor at A.G.P. / Alliance Global Partners with a Series 66 credential and no prior industry experience. His background includes roles in hospitality and food service businesses, such as the Inn & Club at Harbor Town and several local restaurants. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and pooled/institutional vehicles through a multi-team platform. The firm emphasizes international investing, offers a range of portfolio management and financial planning services, and manages pooled-vehicle accounts and private funds.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Hemant S

Series 63, Series 66

Rochelle Park, NJ

A.G.P. / Alliance Global Partners

Hemant Singh is a financial advisor with A.G.P. / Alliance Global Partners, holding Series 63 and Series 66 credentials and 38 years of industry experience. His prior experience includes roles at Aegis Capital Corp and National Asset Management, Inc., among others. Outside of his advisory work, he is involved in insurance services through ownership and producer roles in related businesses. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles. The firm employs a multi-team approach with a focus on international investing, model portfolios, and separately managed accounts, combining discretionary portfolio management with financial and estate planning services.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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