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Christopher H

Series 66

Melville, NY

Aegis Capital Corp.

Christopher Hilla is a financial advisor at Aegis Capital Corp. with 10 years of industry experience. He holds the Series 66 designation and previously worked at Bank of America and Merrill from 2016 to 2024. Aegis Capital Corp. serves a diverse client base including both non‑high-net-worth and high-net-worth individuals as well as corporate clients. The firm offers investment advisory, financial planning, brokerage, annuities, insurance, and occasional investment banking services, with most assets managed on a non‑discretionary basis requiring client approval for trades.

Concentrated stock management
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Samuel T

Series 63, Series 66

Hillsdale, NJ

Aegis Capital Corp.

Samuel Tenzer is a financial advisor at Aegis Capital Corp. with 29 years of industry experience. He holds Series 63 and Series 66 credentials and has worked at firms including B. Riley Wealth Management, National Asset Management, National Securities Corporation, and Oppenheimer & Co Inc. Outside of his advisory role, he is involved with ACC Agency, a general insurance agency. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and supports a range of client objectives across multiple program types.

Concentrated stock management
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Nicholas T

Series 63, Series 65

New York, NY

Aegis Capital Corp.

Nicholas Trifiro is a financial advisor with Aegis Capital Corp. in New York, NY, holding Series 63 and Series 65 registrations and bringing 30 years of industry experience. His prior experience includes long tenures at Investacorp Advisory Services and Securities America Advisors. Outside of his advisory role, he serves as an independent trustee for family protection trusts, managing investments and distributions. Aegis Capital Corp. provides investment advisory and related financial services to individual and corporate clients, offering a range of solutions including asset management, financial planning, brokerage, and insurance. The firm operates with a combination of discretionary and non-discretionary advisory relationships and is notable for its active broker-dealer operations alongside its investment advisory services.

Concentrated stock management
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Joseph M

Series 63, Series 65

Phoenixville, PA

Aegis Capital Corp.

Joseph Mcerlean is a financial advisor at Aegis Capital Corp. with 31 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at firms including LPL Financial, Boenning & Scattergood, and Janney Montgomery Scott. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients, providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and supports a range of client objectives and restrictions.

Concentrated stock management
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Clayton S

CFP®, Series 63, Series 66

Burlingame, CA

Aegis Capital Corp.

Clayton Shum is a CFP®-certified financial advisor with 20 years of industry experience, currently affiliated with Aegis Capital Corp. He has previously worked at Grove Point Advisors, LLC, Grove Point Investments, LLC, and USA Financial Securities. Shum also holds a notary license used for business purposes. Aegis Capital Corp. provides investment advisory and financial services to individual and corporate clients across a range of wealth levels. The firm offers asset management, financial planning, brokerage, and insurance services, operating as both an SEC-registered investment adviser and FINRA member broker-dealer.

Concentrated stock management
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Michael S

Series 63, Series 66

Port St. Lucie, FL

Aegis Capital Corp.

Michael Sandberg is a financial advisor at Aegis Capital Corp. with 36 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Ameriprise and Oppenheimer. Outside of his advisory role, he is involved with ACC Agency Inc., a general insurance agency where he serves as a producer and agent. Aegis Capital Corp. provides investment advisory and brokerage services to individual investors, retirement and benefit plans, trusts, estates, and corporate clients. The firm offers both discretionary and non-discretionary account options and access to managed account programs through RBC and AXOS platforms.

Concentrated stock management
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Edward J

Series 63, Series 66

Portland, OR

Aegis Capital Corp.

Edward Jeffery is a financial advisor at Aegis Capital Corp. in Portland, OR, holding Series 63 and Series 66 licenses with 33 years of industry experience. He has been with Aegis Capital Corp. since 2015. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and manages a substantial portion of client assets on a non-discretionary basis.

Concentrated stock management
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Zubin H

Series 63, Series 65

Tampa, FL

Aegis Capital Corp.

Zubin Hodiwalla is a financial advisor with Aegis Capital Corp. in Tampa, FL, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. His prior work includes roles at TD Ameritrade and Charles Schwab. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by offering investment advisory and brokerage services, financial planning, and managed account programs through RBC and AXOS platforms. The firm provides both discretionary and non-discretionary account options and emphasizes individual, corporate, and retirement plan business.

Concentrated stock management
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David G

Series 63

Westport, CT

Aegis Capital Corp.

David Gershoni is a financial advisor with Aegis Capital Corp., holding a Series 63 designation and bringing 34 years of industry experience. He worked at Ameriprise Financial Services, Inc. for 17 years before joining Aegis Capital in 2022. Outside of his advisory role, he is also an agent and producer at ACC Agency, Inc., a general insurance agency. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and provides trade execution, clearing, custody, and reporting services.

Concentrated stock management
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Jeffrey T

Series 63, Series 65

Melville, NY

Aegis Capital Corp.

Jeffrey Thure is a financial advisor with Aegis Capital Corp. in Melville, NY, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. He has been with Aegis Capital Corp. since 2013. Outside of his advisory role, he serves as Managing Director for a restaurant ownership business. Aegis Capital Corp. provides investment advisory and brokerage services to individual investors, retirement and benefit plans, trusts, estates, and corporate clients. The firm offers both discretionary and non-discretionary account options and supports clients through financial planning and managed account programs via RBC and AXOS platforms.

Concentrated stock management
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Michael K

Series 63, Series 66

New York, NY

Aegis Capital Corp.

Michael Kissi is a financial advisor with Aegis Capital Corp. in New York, NY, holding Series 63 and Series 66 licenses and bringing 16 years of industry experience. His prior work includes roles at RBC Capital Markets, Morgan Stanley Private Bank, and Oppenheimer. Aegis Capital Corp. provides investment advisory and related financial services to a diverse client base including individual and corporate clients, offering asset management, financial planning, brokerage, and occasional investment banking services. The firm operates both as an SEC-registered investment adviser and a FINRA member broker-dealer, with a notable focus on non-discretionary advisory accounts and active broker-dealer operations.

Concentrated stock management
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James W

Series 63, Series 65

New York, NY

Aegis Capital Corp.

James Wright is a financial advisor at Aegis Capital Corp. with 38 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at American Portfolios Financial Services, Inc. from 2015 to 2021. Outside of his advisory role, he is an investor in a technology services company, Bbot Inc. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients, offering investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm provides both discretionary and non-discretionary account options and emphasizes individual, corporate, and retirement plan business.

Concentrated stock management
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James I

Series 66

Westport, CT

Aegis Capital Corp.

James Iannazzo is a financial advisor at Aegis Capital Corp. with 29 years of industry experience. He holds the Series 66 designation and has worked at Merrill and Bank of America prior to joining Aegis in 2022. Outside of his advisory role, he is involved as a principal in Coastal Private Wealth, an entity established for tax purposes, and serves as a producer/agent for ACC Agency, Inc., an insurance general agency. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and emphasizes service to individual, corporate, and retirement plan clients.

Concentrated stock management
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Steven C

Series 63, Series 65, Series 66

New York, NY

Aegis Capital Corp.

Steven Castrello is a financial advisor at Aegis Capital Corp. with 22 years of industry experience. He holds Series 63, Series 65, and Series 66 licenses and has previously worked at Osaic, Ameriprise Financial Services LLC, Royal Alliance Associates, and Jhfn Sii. Outside of his advisory role, he is involved with ACC Agency Inc., an insurance general agency. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients, providing investment advisory and brokerage services, financial planning, and managed account programs through platforms such as RBC and AXOS. The firm offers both discretionary and non-discretionary account options and supports a range of client objectives across multiple program offerings.

Concentrated stock management
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Michael T

Series 63, Series 65

Melville, NY

Aegis Capital Corp.

Michael Taglich is a financial advisor at Aegis Capital Corp. with 41 years of industry experience. He holds Series 63 and Series 65 designations and previously worked at Taglich Brothers, Inc. for 35 years. Aegis Capital Corp. provides investment advisory and financial services to individual and corporate clients, including asset management, financial planning, brokerage, and occasional investment banking. The firm operates as both an SEC-registered investment adviser and a FINRA member broker-dealer, offering a variety of advisory programs with a notable emphasis on non-discretionary client relationships.

Concentrated stock management
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Lawrence N

Series 63, Series 66

Austin, TX

Aegis Capital Corp.

Lawrence Najvar Jr. is a financial advisor at Aegis Capital Corp. with 40 years of industry experience. He holds Series 63 and Series 66 designations and previously spent 28 years at Edward D. Jones & Co., L.P. before joining Aegis Capital Corp. in 2024. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and emphasizes individual, corporate, and retirement plan business.

Concentrated stock management
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Rocco L

Series 63, Series 66

New York, NY

Aegis Capital Corp.

Rocco Lafaro is a financial advisor at Aegis Capital Corp. with 17 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Aegis Capital since 2011. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by providing investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm offers both discretionary and non-discretionary account options and provides trade execution, clearing, custody, and reporting services.

Concentrated stock management
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Maxito I

Series 66

Bowling Green, KY

Aegis Capital Corp.

Maxito Isenhower is a Series 66-licensed financial advisor at Aegis Capital Corp. with 16 years of industry experience. He previously worked at U.S. Bancorp Investments, Inc. for eight years. Outside of his advisory role, Isenhower is the President and Creator of Hope One Inc., a nonprofit organization where he leads quarterly meetings and organizes an annual mission trip. Aegis Capital Corp. provides investment advisory and brokerage services to individual investors, retirement and benefit plans, trusts, estates, and corporate clients. The firm offers both discretionary and non-discretionary account options and access to managed account programs through RBC and AXOS platforms.

Concentrated stock management
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Gerald S

Series 63

New York, NY

Aegis Capital Corp.

Gerald Seigel is a financial advisor with Aegis Capital Corp. in Sarasota, FL, holding a Series 63 designation and bringing 56 years of industry experience. He has been with Aegis Capital Corp. since 2015. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients by offering investment advisory and brokerage services, financial planning, and access to managed account programs through RBC and AXOS platforms. The firm provides both discretionary and non-discretionary account options and handles trade execution, clearing, custody, and reporting services.

Concentrated stock management
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Matthew W

Series 63, Series 66

Easton, CT

Aegis Capital Corp.

Matthew Winthrop is a financial advisor with Aegis Capital Corp. in Easton, CT, holding Series 63 and Series 66 licenses and bringing 31 years of industry experience. His prior roles include positions at Equitable Advisors and RBC Capital Markets LLC. Outside of his advisory work, he serves as the Musical Director for the CT Grateful Dead All Stars, a local music group. Aegis Capital Corp. provides investment advisory and brokerage services to individual investors, retirement and benefit plans, trusts, estates, and corporate clients. The firm offers both discretionary and non-discretionary account options across multiple managed account programs and emphasizes personalized client engagement through semi-annual portfolio reviews.

Concentrated stock management
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