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John T

Series 66

Houston, TX

Arax Advisory Partners

John Tubbs is a financial advisor at Arax Advisory Partners with 11 years of industry experience. He holds a Series 66 designation and has worked at U.S. Capital Wealth Advisors and USCA Securities, where he has been a registered representative since 2010. Arax Advisory Partners is a multi-team wealth manager with over 200 advisors, overseeing approximately $26.5 billion in assets. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans, offering comprehensive financial planning and portfolio management through internal and external resources.

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General retirement planning Founder/Business Owner Executive Financial Professional
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Austin M

Series 65

Littleton, CO

Arax Advisory Partners

Austin Myers is a financial advisor with Arax Advisory Partners holding a Series 65 credential and two years of industry experience. His prior professional roles include positions at SRS Capital Advisors, Cedrus LLC, Penn Mutual, Syed Financial Group, and Northwestern Mutual. He is also licensed as a life insurance agent through Penn Mutual, where he places life insurance policies as part of his client services. Arax Advisory Partners is an SEC-registered multi-team wealth manager overseeing approximately $26.5 billion in regulatory assets. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans, employing a combination of internal portfolio management, third-party models, and tailored asset allocation to meet client objectives.

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General retirement planning Founder/Business Owner Executive Financial Professional
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Steven G

CFA®

New York, NY

Arax Advisory Partners

Steven Goode is a CFA® charterholder based in New York, NY, with two years of industry experience. He is currently with Arax Advisory Partners, where he has worked since 2026. Prior to Arax, he spent three years at GFP Private Wealth/Logix and seven years as a self-employed advisor. Arax Advisory Partners is an SEC-registered, multi-team wealth manager with over 200 advisors and approximately $26.5 billion in regulatory assets under management. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans using a blend of internal portfolio management, third-party models, and tailored asset allocation, including unique performance-based fee arrangements and carried-interest structures for qualified investors.

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General retirement planning Founder/Business Owner Executive Financial Professional
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David S

Series 63

Houston, TX

Arax Advisory Partners

David Solomon is a financial advisor at Arax Advisory Partners with 45 years of industry experience. He holds a Series 63 designation and has previously worked with firms including U.S. Capital Wealth Advisors and USCA Securities. Outside of his advisory work, he serves as treasurer for Second Tuesday, a real estate dinner club. Arax Advisory Partners is a multi-team wealth manager serving individuals, high-net-worth clients, family offices, institutions, and retirement plans. The firm combines internal portfolio management with third-party models and tailored asset allocation to meet client objectives, and it is notable for employing performance-based fee arrangements and managing private funds through a broad institutional platform.

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General retirement planning Founder/Business Owner Executive Financial Professional
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Deborah E

CFP®, Series 66

Chesterfield, MO

Arax Advisory Partners

Deborah Edwards is a CFP® professional at Arax Advisory Partners with 22 years of industry experience. She previously worked at Summit X, LLC for nine years before joining Arax Advisory Partners. In addition to her advisory role, Edwards is an insurance agent affiliated with Ash Brokerage. Arax Advisory Partners is a multi-team wealth management firm overseeing approximately $26.5 billion in assets and serving individuals, high-net-worth clients, family offices, institutions, and retirement plans through a combination of internal portfolio management, third-party models, and tailored asset allocation strategies.

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General retirement planning Founder/Business Owner Executive Financial Professional
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Rachel B

CFP®, Series 63, Series 66

Houston, TX

Arax Advisory Partners

Rachel Brown is a CFP® professional with 23 years of industry experience. She is currently with Arax Advisory Partners in Houston, TX, where she has worked for one year. Her prior experience includes five years at U.S. Capital Wealth Advisors and over a decade at USCA Securities and USCA RIA LLC. Arax Advisory Partners is a multi-team wealth manager with over 200 advisors, serving individuals, high-net-worth clients, family offices, institutions, and retirement plans. The firm employs a combination of internal and external portfolio management resources and offers various services including financial planning, retirement plan consulting, and advisory services to pooled private funds.

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General retirement planning Founder/Business Owner Executive Financial Professional
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Keith H

Series 63, Series 65

New York, NY

Arax Advisory Partners

Keith Hassan is a financial advisor at Arax Advisory Partners with 26 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Laidlaw Wealth Management, U.S. Capital Wealth Advisors, and Convergex Execution Solutions. Arax Advisory Partners is a multi-team wealth manager overseeing approximately $26.5 billion in regulatory assets and serves individuals, high-net-worth clients, family offices, institutions, and retirement plans. The firm offers a broad range of services including financial planning, portfolio management, retirement plan consulting, and advisory services to pooled private funds, combining internal management with third-party models and tailored asset allocation.

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General retirement planning Founder/Business Owner Executive Financial Professional
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Philip P

Series 63, Series 65

Houston, TX

Arax Advisory Partners

Philip Pilibosian is a financial advisor at Arax Advisory Partners with 21 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at U.S. Capital Wealth Advisors and Hitherlane Partners. He serves as an advisory committee member for real estate funds ApexOne Multifamily Fund III and IV. Arax Advisory Partners is an SEC-registered, multi-team wealth manager with over 200 advisors, overseeing approximately $26.5 billion in assets. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans, offering financial planning, portfolio management, retirement plan consulting, and advisory services to pooled private funds. Arax integrates internal management, third-party models, and tailored asset allocation, and it distinguishes itself with performance-based fee arrangements and a broad institutional footprint.

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General retirement planning Founder/Business Owner Executive Financial Professional
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Enrique A

Series 63, Series 65

Houston, TX

Arax Advisory Partners

Enrique Araiza is a financial advisor at Arax Advisory Partners with 24 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Titleist Capital, BB&T Scott & Stringfellow, and USCA Securities. Arax Advisory Partners is a multi-team wealth manager overseeing approximately $26.5 billion in regulatory assets and serving individuals, high-net-worth clients, family offices, institutions, and retirement plans. The firm employs a combination of internal and external portfolio management and uses tailored asset-allocation strategies alongside performance-based fee arrangements and carried interest structures for certain qualified investors and private funds.

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General retirement planning Founder/Business Owner Executive Financial Professional
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Romelia L

Series 66

Houston, TX

Arax Advisory Partners

Romelia Legg is a financial advisor at Arax Advisory Partners in Houston, TX, with two years of industry experience. She holds a Series 66 designation and previously worked at U.S. Capital Wealth Advisors, LLC, USCA Securities LLC, and has experience outside finance including roles at the University of Houston and Dick's Sporting Goods. Arax Advisory Partners is an SEC-registered, multi-team wealth manager overseeing approximately $26.5 billion in assets through a team of more than 200 advisors. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans using a combination of internal portfolio management, third-party models, and tailored asset allocation strategies.

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General retirement planning Founder/Business Owner Executive Financial Professional
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Deborah E

Series 66

Houston, TX

Arax Advisory Partners

Deborah Ellis is a financial advisor at Arax Advisory Partners with 14 years of industry experience. She holds the Series 66 designation and has previously worked at US Capital Wealth Advisors and W Hamilton and Co, LLC. Arax Advisory Partners is a multi-team, SEC-registered wealth management firm overseeing approximately $26.5 billion in assets. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans through financial planning, portfolio management, retirement plan consulting, and advisory services to pooled private funds.

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General retirement planning Founder/Business Owner Executive Financial Professional
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Dylan W

Series 65

Littleton, CO

Arax Advisory Partners

Dylan Wheeler is a Series 65 licensed financial advisor with two years of industry experience, currently practicing at Arax Advisory Partners. His work history includes roles at SRS Capital Advisors, Cedrus LLC, and various positions outside finance such as with the Arizona Coyotes and Lululemon. He is also registered as an Independent Insurance Agent. Arax Advisory Partners is an SEC-registered multi-team wealth management firm overseeing approximately $26.5 billion in assets. The firm serves individuals, high-net-worth clients, family offices, institutions, and retirement plans, employing a combination of internal portfolio management, third-party models, and tailored asset allocation to meet client objectives.

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General retirement planning Founder/Business Owner Executive Financial Professional
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Matthew S

Series 63, Series 65

Georgetown, TX

Arax Advisory Partners

Matthew Shields is a financial advisor at Arax Advisory Partners with 17 years of industry experience. He holds the Series 63 and Series 65 designations and previously worked at U.S. Capital Wealth Advisors, Purshe Kaplan Sterling Investments, and The Prudential Insurance Company of America. Outside of advisory work, he is active as an insurance agent. Arax Advisory Partners is a multi-team wealth manager serving individuals, high-net-worth clients, family offices, institutions, and retirement plans. The firm offers a range of services including financial planning and portfolio management, utilizing internal and external managers, and employs performance-based fee arrangements alongside traditional asset-based fees.

Private / alternative investments Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General retirement planning Founder/Business Owner Executive Financial Professional
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