Jay Sheth is a financial advisor with Arete Wealth Advisors, LLC, holding Series 63 and Series 65 credentials and having 23 years of industry experience. He previously worked at National Asset Management, Inc. and National Securities Corporation. Outside of his advisory role, he is president of Anveer Inc., a non-investment related business. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base including individuals, pension plans, trusts, and charitable organizations. The firm primarily manages assets on a discretionary basis, utilizing both advisor-driven and proprietary rule-based model allocations, and employs third-party sub-advisers while acting as an ERISA fiduciary when applicable.

Rachel Baker is a financial advisor with Arete Wealth Advisors, LLC, holding Series 63 and Series 65 designations and eight years of industry experience. Her career includes roles at Center Street Advisors, Inc. and Hill and Hill Financial, where she is a co-owner of an interior/exterior home painting business called Blessed Transformations. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm employs both advisor-driven and proprietary model portfolios, uses third-party sub-advisers, and acts as an ERISA fiduciary when applicable.

Sahil Tandon is a CFP® at Arete Wealth Advisors, LLC in Chicago, IL, with one year of industry experience. His prior work includes roles at Cura Wealth, Altair Advisers, LVM Capital Management, and Rosler Metal Finishing. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm manages assets primarily on a discretionary basis using both advisor-driven and proprietary model allocations, and it integrates with affiliated broker-dealer and insurance agencies.

Bradford Webb is a financial advisor at Arete Wealth Advisors, LLC with 12 years of industry experience. He holds Series 63, Series 65, and Series 66 designations. His work history includes roles at Arete Wealth Management LLC since 2016 and J.J.B. Hilliard, W.L. Lyons, LLC in 2008. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm primarily manages assets on a discretionary basis using both advisor-driven and proprietary model allocations, while also employing third-party sub-advisers and maintaining a due-diligence process for recommended managers.

Matthew Canter is a financial advisor with Arete Wealth Advisors, LLC in Knoxville, TN, holding a Series 66 license and 17 years of industry experience. His career includes roles at Center Street Securities, Cetera Investment Services, Regions Bank, EQIS Capital Management, Curian Capital, and Legacy Tax and Financial Planning. He is also involved as an agent with LeBlanc Financial Alliance. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pensions, trusts, estates, charitable organizations, and businesses. The firm offers discretionary portfolio management, retirement plan advisory, and access to proprietary and third-party investment models, while integrating affiliated financial businesses and product channels in its offerings.

Michael Black is a financial advisor with Arete Wealth Advisors, LLC, holding a Series 63 designation and 41 years of industry experience. He has worked at Arete Wealth Advisors and Arete Wealth Management since 2022, following six years at National Securities Corp. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm primarily manages assets on a discretionary basis using a combination of advisor-driven and proprietary model allocations, along with third-party sub-advisers and a due-diligence process for recommended managers and private investments.

Brandon Murphy is a financial advisor with Arete Wealth Advisors, LLC, holding Series 63 and Series 65 licenses and four years of industry experience. Prior to joining Arete Wealth Management in 2022, he worked at National Securities Corporation for one year. Outside of finance, he has experience with Glunta's Meat Farms, where he has been involved since 2017. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse clientele, including individuals, pension plans, trusts, and charitable organizations. The firm uses both advisor-driven and proprietary model allocations and employs third-party sub-advisers, regularly monitoring accounts while acting as an ERISA fiduciary when applicable.

Paul Espey is a CFP® professional with 21 years of industry experience, currently serving at Arete Wealth Advisors, LLC in West Des Moines, IA. He has worked with Arete Wealth Management and Arete Wealth Advisors since 2012. Outside of his advisory role, Espey is a partner and investment advisor at Silvercap Wealth Management, Inc., and is involved in tax preparation services through Silvercap Tax Services LLC. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm offers discretionary portfolio management and employs both advisor-driven and proprietary model allocations, as well as third-party sub-advisers and due diligence processes.

Graham Falbo is a CFP® with 11 years of industry experience, currently serving as a financial advisor at Arete Wealth Advisors, LLC. His prior experience includes roles at UBS Financial Services and B. Riley Wealth Advisors. He is also involved in life and health insurance sales as a licensed agent. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm offers discretionary portfolio management, investment consulting, and utilizes both advisor-driven and proprietary model allocations to manage assets.

Dennis Thurman is a financial advisor with Arete Wealth Advisors, LLC in Sioux Falls, SD, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has been with Arete Wealth Advisors and its affiliated firm Arete Wealth Management since 2016. Thurman is a partner in two investment-related LLCs that are currently inactive. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and businesses. The firm primarily manages assets on a discretionary basis using both advisor-driven and proprietary model allocations, while also employing third-party sub-advisers and acting as an ERISA fiduciary when applicable.

Kristi Pool is a financial advisor at Arete Wealth Advisors, LLC with three years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Integrity Registered Investment Advisors and Consolidated Electrical Distributors. Arete Wealth Advisors provides investment advisory and financial planning services to a wide range of clients, including individuals, pension plans, trusts, and charitable organizations. The firm primarily manages assets on a discretionary basis and employs both advisor-driven and proprietary model allocations, using third-party sub-advisers and maintaining a due diligence process for recommended managers and private investments.

Scott Beaty is a financial advisor with Arete Wealth Advisors, LLC in Knoxville, TN, holding a Series 66 designation and 18 years of industry experience. His prior work includes roles at Center Street Securities, Center Street Advisors, and Securities America, among others. Outside of advisory services, he is involved in insurance sales and serves as a health insurance agent, conducting community meetings on Medicare supplement and prescription drug plans. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm offers discretionary portfolio management, uses proprietary and advisor-driven allocation models, and integrates affiliated financial businesses and product channels in its service approach.

Andre Guerin is a financial advisor at Arete Wealth Advisors, LLC with a Series 65 credential. He joined Arete Wealth Advisors in 2025 and has prior experience at Dupre Carrier Godchaux and a long tenure at Tri-City Physical Therapy. Outside of advising, he is a shareholder and franchisee in several businesses, including a physical therapy clinic and a StretchZone franchise. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm employs both advisor-driven and proprietary model allocations, utilizes third-party sub-advisers, and acts as an ERISA fiduciary when applicable.

Rene Hernandez is a financial advisor at Arete Wealth Advisors, LLC with 15 years of industry experience. He holds Series 63, Series 65, and Series 66 credentials. His prior roles include positions at Merrill, CUNA Brokerage Services, PNC Bank, and Tapfin/EY. Arete Wealth Advisors provides investment advisory and financial planning services to a broad range of clients, including individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and other entities. The firm primarily manages assets on a discretionary basis using advisor-driven allocations and proprietary, rule-based models, and it integrates with affiliated financial businesses and product channels.

Christopher Lamb is a financial advisor at Arete Wealth Advisors, LLC with 25 years of industry experience. He holds Series 63 and Series 65 designations and previously worked for First Citizens Investor Services, Inc. for 16 years. Lamb serves as a non-public arbitrator for FINRA, hearing and ruling on industry dispute cases. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm offers discretionary portfolio management and employs both advisor-driven and proprietary rule-based model allocations, utilizing third-party sub-advisers and a due-diligence process.

David Levine is a financial advisor with Arete Wealth Advisors, LLC in Boca Raton, FL, holding Series 63, 65, and 66 credentials and bringing 27 years of industry experience. His prior roles include positions at National Asset Management and National Securities Corporation. Outside of finance, he is a partner in Proper Ice Cream, a retail store specializing in ice cream, baked goods, and desserts in Boca Raton. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm primarily manages assets on a discretionary basis using a combination of advisor-driven and proprietary model allocations, and it integrates affiliated financial businesses and product channels as part of its service offering.

Joseph Gileno is a financial advisor with Arete Wealth Advisors, LLC, holding Series 63 and Series 65 licenses and bringing 15 years of industry experience. His career includes roles at National Asset Management, National Securities Corp, and Sovereign Global Advisors. Outside of his advisory work, he is involved in several business ventures related to real estate and tax preparation services. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm manages assets primarily on a discretionary basis using both advisor-driven and proprietary model allocations, and it integrates affiliated financial businesses and product channels as part of its service offering.

Victoria Christy is a financial advisor with Arete Wealth Advisors, LLC, based in Columbus, OH. She holds the Series 63 and Series 66 designations and has 13 years of industry experience. Her previous roles include positions at SagePoint Financial, Nationwide Investment Services, Voya Financial, and Ameriprise. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm manages assets primarily on a discretionary basis, employing both advisor-driven and proprietary model allocations, and integrates affiliated financial businesses and product channels as part of its service offerings.

James Devary is a financial advisor at Arete Wealth Advisors, LLC with 23 years of industry experience. He holds the Series 63 and Series 66 designations and has worked previously at A.G.P./Alliance Global Partners and National Asset Management. He serves as treasurer and board member for the United War Veterans Council and its foundation, and he is involved in non-investment ventures including a CBD/hemp supplements advisory board and ownership in a non-medical caregiving franchise. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm uses a combination of discretionary portfolio management, proprietary model allocations, and third-party sub-advisers while acting as an ERISA fiduciary when applicable.

Young Choi is a financial advisor at Arete Wealth Advisors, LLC with 23 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 65 licenses. His prior experience includes roles at TIAA-CREF and Microsoft. Outside of his advisory work, Choi is involved in tax preparation services as a partner at Saranac Tax Services LLC. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including high-net-worth individuals, pension and profit-sharing plans, and charitable organizations. The firm employs both advisor-driven and proprietary model-based investment strategies and acts as an ERISA fiduciary when applicable.