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David S

Series 63

White Plains, NY

Benjamin F. Edwards & Company, Inc.

David Shipper is a financial advisor at Benjamin F. Edwards & Company, Inc. with 52 years of industry experience. He has been with Benjamin F. Edwards since 2009. Outside of his advisory role, he serves as an arbitrator on the NYSE Arbitration Panel. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations, offering a range of advisory programs and investment management solutions that include both firm-developed and third-party model strategies.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Richard P

Series 63

Hamden, CT

Benjamin F. Edwards & Company, Inc.

Richard Pignone is a financial advisor at Benjamin F. Edwards & Company, Inc. with 54 years of industry experience. He has been with Benjamin F. Edwards since 2010. Outside of his advisory role, he serves as an attorney-in-fact for his wife in an investment-related capacity. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable organizations, offering a range of advisory programs and investment strategies that include both firm-developed and third-party models, with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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William H

Series 63, Series 65

Frontenac, MO

Benjamin F. Edwards & Company, Inc.

William Hornbarger is a financial advisor with Benjamin F. Edwards & Company, Inc., holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. He previously worked at Moneta Group Investment Advisers, LLC for 11 years before joining Benjamin F. Edwards in 2020. Outside of his advisory role, he serves as a power of attorney for Betty J. Hornbarger. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and nonprofit organizations, offering a range of advisory programs and investment strategies that include firm-developed and third-party models, with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Richard M

Series 65

St. Louis, MO

Benjamin F. Edwards & Company, Inc.

Richard Mcdonald is a financial advisor at Moneta Group Investment Advisors, LLC with 17 years of industry experience. He holds a Series 65 designation and has been with Moneta Group in various capacities since 2010. Moneta Group Investment Advisors serves high-net-worth individuals, families, trusts, and a variety of institutional clients, offering portfolio management, financial planning, family office services, and concierge offerings. The firm utilizes a Partner-led Team model supported by centralized investment research and emphasizes diversified, multi-asset allocations and ongoing monitoring.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Joanne W

CFA®, Series 63, Series 66

Defiance, MO

Benjamin F. Edwards & Company, Inc.

Joanne Welker is a CFA® charterholder with 18 years of industry experience, currently serving as a financial advisor at Benjamin F. Edwards & Company, Inc. since 2008. She is based in Defiance, MO, and holds Series 63 and Series 66 licenses. Outside of her advisory role, Welker is a board member and serves on the investment committee for Our Lady's Inn. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and nonprofit organizations, offering a range of advisory programs and investment strategies that include both firm-developed and third-party models with ongoing portfolio oversight.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Marc K

Series 63, Series 66

Chesterfield, MO

Benjamin F. Edwards & Company, Inc.

Marc Kessler is a financial advisor with Benjamin F. Edwards & Company, Inc. in Chesterfield, MO. He holds Series 63 and Series 66 licenses and has 32 years of industry experience. Kessler has been with Benjamin F. Edwards & Co since 2012. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations, offering a range of advisory programs and investment strategies that include firm-developed and third-party models with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Daniel H

CFP®, Series 66

St. Charles, IL

Benjamin F. Edwards & Company, Inc.

Daniel Hedge is a CFP® professional with nine years of experience in financial advising. He currently works at Benjamin F. Edwards & Company, Inc., where he has been since 2023. Prior to that, he spent seven years with Wells Fargo Clearing. Hedge holds leadership roles in local Chambers of Commerce in St. Charles and Elgin, Illinois, and serves as a guest speaker at Village Bible Church. Benjamin F. Edwards & Company provides investment advice and related services to a diverse client base, including individuals, retirement plans, trusts, estates, and corporate clients, offering a range of model-based and customized investment strategies.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Timothy M

Series 63, Series 66

Imperial, MO

Benjamin F. Edwards & Company, Inc.

Timothy Moran is a financial advisor with Benjamin F. Edwards & Company, Inc., holding Series 63 and Series 66 licenses and bringing 21 years of industry experience. He has been with Benjamin F. Edwards since 2012. Outside of his advisory role, he serves as trustee of the Irma Moran Irrevocable Trust. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations, offering a range of advisory programs and investment management solutions that combine firm-developed and third-party model strategies with periodic strategic reviews.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Stacey T

Series 66

Middletown, RI

Benjamin F. Edwards & Company, Inc.

Stacey Tollefson is a financial advisor at Benjamin F. Edwards & Company, Inc. with 13 years of industry experience. She holds a Series 66 designation and previously worked at Wells Fargo Advisors and Wells Fargo Clearing for a combined 24 years. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations. The firm offers a range of advisory programs and investment strategies, including both firm-developed and third-party models, with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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William M

Series 63, Series 66

Hickory, NC

Benjamin F. Edwards & Company, Inc.

William Mode is a financial advisor at Benjamin F. Edwards & Company, Inc. with 20 years of industry experience. He holds Series 63 and Series 66 designations and has previously worked at Stifel Nicolaus & Co Inc, Wells Fargo Clearing, and Wells Fargo Advisors LLC. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, corporations, retirement plans, trusts, foundations, and charitable organizations. The firm offers a range of advisory programs and investment management solutions, utilizing a mix of firm-developed and third-party model strategies overseen by an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Julie W

Series 63, Series 65, Series 66

Chattanooga, TN

Benjamin F. Edwards & Company, Inc.

Julie Wilson is a financial advisor at Benjamin F. Edwards & Company, Inc. with 31 years of industry experience. She holds Series 63, 65, and 66 licenses and has been with Benjamin F. Edwards since 2012. Benjamin F. Edwards & Company provides investment advice and related services to a diverse client base, including individual investors, retirement plans, trusts, estates, and corporate clients. The firm offers a range of model-based and customized investment strategies and combines advisory services with broker-dealer capabilities and in-house trading.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Bridget W

CFP®, Series 63, Series 66

Gulfport, MS

Benjamin F. Edwards & Company, Inc.

Bridget Weatherly is a CFP® professional with 28 years of industry experience, currently serving as a financial advisor at Benjamin F. Edwards & Company, Inc. since 2016. She holds Series 63 and Series 66 licenses and is active in her community as secretary of the Gulfport School District and a board member of the Mississippi Tennis Association Junior Tennis Council. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and nonprofit organizations, offering a variety of advisory programs and investment strategies that include firm-developed and third-party models, with ongoing oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Nicholas F

Series 66

St. Louis, MO

Benjamin F. Edwards & Company, Inc.

Nicholas Frigerio is a financial advisor at Benjamin F. Edwards & Company, Inc. with 10 years of industry experience. He holds a Series 66 designation and has been with Benjamin F. Edwards since 2011. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations, offering a range of advisory programs, financial planning, and investment management services that include firm-developed and third-party model strategies.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Tess M

Series 66

Red Bank, NJ

Benjamin F. Edwards & Company, Inc.

Tess Magovern is a financial advisor at Benjamin F. Edwards & Company, Inc. She holds a Series 66 credential and has been with the firm since 2026. Prior to rejoining Benjamin F. Edwards, she worked in various roles at firms including FCB Health, Dagger, Grey Group, Furman Roth Advertising, and Coach. Benjamin F. Edwards & Company provides investment advice and related services to a diverse client base, including individual investors, retirement plans, trusts, estates, and corporate clients. The firm offers a range of investment strategies, from model-based to customized portfolios, and operates as both an advisory firm and a broker-dealer with in-house trading and a variety of consulting and advisory services.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Anne M

CFP®, Series 63, Series 65

Middletown, RI

Benjamin F. Edwards & Company, Inc.

Anne McCarver is a CFP® professional with 46 years of industry experience. She is currently with Benjamin F. Edwards & Company, Inc., having joined the firm in 2024 after eight years at Wells Fargo Clearing and seven years with Wells Fargo Advisors LLC. Anne serves as an arbitrator for NASD dispute resolution and acts as a trustee for her spouse’s trust. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, and nonprofit organizations, offering a range of advisory and investment management services through both proprietary and third-party model strategies.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Joseph P

Series 63

Chattanooga, TN

Benjamin F. Edwards & Company, Inc.

Joseph Pollak is a financial advisor at Benjamin F. Edwards & Company, Inc. in Chattanooga, TN, with 27 years of industry experience. He has been with Benjamin F. Edwards since 2011. He holds the Series 63 designation. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable organizations, offering a range of advisory programs and investment management solutions that include firm-developed and third-party model strategies with ongoing oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Tait W

Series 66

Sierra Vista, AZ

Benjamin F. Edwards & Company, Inc.

Tait Wilcox is a Series 66-credentialed financial advisor with Benjamin F. Edwards & Company, Inc., based in Sierra Vista, AZ, and has one year of industry experience. Prior to joining Benjamin F. Edwards, he worked at Castle and Cooke Arizona Inc. for 19 years and also spent time at Cochise College. He serves as a commissioner on the Planning and Zoning Commission of the City of Sierra Vista, contributing to local development and zoning policies. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, including high-net-worth clients, corporations, retirement plans, trusts, and nonprofit organizations, offering a range of advisory programs and investment strategies that include both firm-developed and third-party models.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Dawn P

Series 63, Series 66

Waterloo, IA

Benjamin F. Edwards & Company, Inc.

Dawn Pilipchuk Kruth is a financial advisor with Benjamin F. Edwards & Company, Inc., holding Series 63 and Series 66 credentials and bringing 23 years of industry experience. She has been with Benjamin F. Edwards since 2013 and is also a 40% owner of Pilipchuk Persson Private Wealth, LLC, where she provides investment advice. Additionally, she owns Lush Passport, a travel agency based in Waterloo, IA. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable organizations, offering a range of advisory programs and investment strategies that include both firm-developed and third-party models, with ongoing strategic oversight and client customization.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Matthew M

Series 63, Series 66

St. Louis, MO

Benjamin F. Edwards & Company, Inc.

Matthew Muckler is a financial advisor with Benjamin F. Edwards & Company, Inc. in St. Louis, MO, holding Series 63 and Series 66 credentials and 14 years of industry experience. He previously worked at Scottrade, Inc. for 13 years before joining Benjamin F. Edwards in 2018. Muckler serves as a co-trustee for the Michael P. Muckler Irrevocable Trust. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable organizations, offering a range of advisory programs and investment management solutions that combine firm-developed and third-party strategies monitored by an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Shelley F

Series 63

Boynton Beach, FL

Benjamin F. Edwards & Company, Inc.

Shelley Fromm is a financial advisor with Benjamin F. Edwards & Company, Inc. She holds a Series 63 designation and has 27 years of industry experience. Her prior experience includes roles at Wells Fargo Advisors LLC and Wells Fargo Clearing. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations, offering a range of advisory programs, financial planning, and investment management solutions.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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