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Alice S

Series 63, Series 66

Hickory, NC

Benjamin F. Edwards & Company, Inc.

Alice Scarborough is a financial advisor with Benjamin F. Edwards & Company, Inc. She holds Series 63 and Series 66 licenses and has 27 years of industry experience. Her prior roles include positions at Stifel Nicolaus & Co Inc, Broyhill Asset Management, and SagePoint Financial. She also serves as a notary public in Hickory, NC. Benjamin F. Edwards & Company provides investment advice and related services to a diverse client base, including individuals, retirement plans, trusts, estates, and corporate clients. The firm offers both model-based and customized investment strategies, combining mutual funds, ETFs, active and passive portfolios, and separately managed accounts, supported by ongoing due diligence and monitoring.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Sandra W

Series 66

Grand Rapids, MI

Benjamin F. Edwards & Company, Inc.

Sandra Williams is a financial advisor with Benjamin F. Edwards & Company, Inc., holding a Series 66 designation and bringing 18 years of industry experience. She has been with Benjamin F. Edwards since 2014. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and nonprofit organizations, offering a range of advisory programs and investment strategies that combine firm-developed and third-party models with ongoing oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Corey S

CFP®, Series 63

Mentor, OH

Benjamin F. Edwards & Company, Inc.

Corey Sarosy is a Certified Financial Planner (CFP®) with 26 years of industry experience. He has been with Benjamin F. Edwards & Company, Inc. since 2011. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves a diverse client base including individuals, corporations, retirement plans, trusts, foundations, and charitable organizations, offering a range of advisory programs and investment management solutions.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Timothy F

Series 63, Series 66

Jonesboro, AR

Benjamin F. Edwards & Company, Inc.

Timothy Fitzgerald is a financial advisor with Benjamin F. Edwards & Company, Inc., holding Series 63 and Series 66 licenses and bringing 27 years of industry experience. He worked at Stephens Inc. for nine years before joining Benjamin F. Edwards in 2017. Outside of his advisory role, he serves on the board of Empower, a nonprofit delivering broadband internet to northeast Arkansas, and works as an NCAA Division I basketball official. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors managing around $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable organizations, offering a range of advisory programs and investment strategies that include firm-developed and third-party models with periodic strategic oversight.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Keith R

Series 66

Weldon Springs, MO

Benjamin F. Edwards & Company, Inc.

Keith Robben is a financial advisor at Benjamin F. Edwards & Company, Inc. with 26 years of industry experience. He holds a Series 66 designation and previously worked at Stifel Nicolaus & Co Inc for seven years before joining Benjamin F. Edwards in 2021. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations, offering a range of advisory programs and investment management solutions that include both firm-developed and third-party model strategies.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Lance G

Series 63, Series 66

Hiawatha, IA

Benjamin F. Edwards & Company, Inc.

Lance Greco is a financial advisor with Benjamin F. Edwards & Company, Inc. He holds Series 63 and Series 66 licenses and has 32 years of industry experience. Prior to joining Benjamin F. Edwards in 2022, he worked at City National Bank and RBC Capital Markets. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors managing about $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations, offering a range of advisory programs and investment strategies that include firm-developed and third-party models with ongoing strategic oversight.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Thomas C

Series 66

Naperville, IL

Benjamin F. Edwards & Company, Inc.

Thomas Cleland is a financial advisor with Benjamin F. Edwards & Company, Inc. He holds a Series 66 designation and has 20 years of industry experience. Cleland has been with Benjamin F. Edwards & Co since 2016. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, and nonprofit organizations, offering a range of advisory programs and investment management services that combine firm-developed and third-party strategies with ongoing oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Joanna R

Series 66

Green Bay, WI

Benjamin F. Edwards & Company, Inc.

Joanna Robertson is a financial advisor at Benjamin F. Edwards & Company, Inc. with two years of industry experience. Prior to joining Benjamin F. Edwards, she worked at Bryant University-Boston Institute of Finance and spent 14 years at Downtown Montessori Academy. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable organizations, offering a range of advisory programs, financial planning, and investment management services.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Christopher G

CFP®, Series 63, Series 65

Reno, NV

Benjamin F. Edwards & Company, Inc.

Christopher Gant is a CFP® credentialed financial advisor with 41 years of industry experience. He has worked at Benjamin F. Edwards & Company, Inc. since 2018, following prior roles at Wells Fargo Clearing and Wells Fargo Advisors LLC. Outside of his advisory work, he teaches a stocks and bonds course at Truckee Meadows Community College and coaches ski racing at Galena High School in Reno, NV. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, corporations, retirement plans, trusts, and nonprofit organizations. The firm offers a range of advisory programs and employs a mix of firm-developed and third-party investment strategies with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Sarah T

Series 66

St. Charles, IL

Benjamin F. Edwards & Company, Inc.

Sarah Taylor is a financial advisor at Benjamin F. Edwards & Company, Inc. with one year of industry experience. She previously worked at TD Ameritrade for two years and has been with Benjamin F. Edwards since 2021. Outside of her advisory work, she manages a rental property. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable organizations, offering a range of advisory programs and investment management solutions that include both firm-developed and third-party model strategies.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Paula J

Series 66

Sherman, TX

Benjamin F. Edwards & Company, Inc.

Paula Judkins is a financial advisor with Benjamin F. Edwards & Company, Inc., holding a Series 66 credential and bringing 23 years of industry experience. She has been with Benjamin F. Edwards since 2014. Outside of her advisory role, she works as a Pampered Chef consultant. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, corporations, retirement plans, trusts, foundations, and nonprofit organizations. The firm offers a range of advisory programs and investment strategies, combining firm-developed and third-party models, with ongoing portfolio oversight and client-specific strategy selection.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Marcia J

Series 63, Series 66

Shreveport, LA

Benjamin F. Edwards & Company, Inc.

Marcia Jones is a financial advisor at Benjamin F. Edwards & Company, Inc. with 16 years of industry experience. She holds Series 63 and Series 66 licenses and previously worked at Wells Fargo Clearing and Wells Fargo Advisors LLC. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations. The firm offers a range of advisory programs and employs a mix of firm-developed and third-party model strategies with ongoing oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Marsha M

Series 66

Rome, GA

Benjamin F. Edwards & Company, Inc.

Marsha Mayben is a financial advisor at Benjamin F. Edwards & Company, Inc. with 21 years of industry experience. She holds a Series 66 designation and has been with Benjamin F. Edwards since 2015. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, corporations, retirement plans, trusts, and nonprofit organizations. The firm offers a range of advisory programs and employs both firm-developed and third-party model strategies with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Shawn L

Series 66

Wildwood, FL

Benjamin F. Edwards & Company, Inc.

Shawn Lambert is a financial advisor at Benjamin F. Edwards & Company, Inc. with 22 years of industry experience. He holds a Series 66 designation and has worked at firms including Wells Fargo Clearing, Merrill, Bank of America, and JP Morgan Securities. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, corporations, retirement plans, trusts, and nonprofit organizations. The firm offers a range of advisory programs and investment strategies, combining firm-developed and third-party models with periodic strategic reviews and oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Richard N

CFP®, Series 66

Red Bank, NJ

Benjamin F. Edwards & Company, Inc.

Richard Niekrash Jr. is a CFP® with 21 years of industry experience, currently serving as a financial advisor at Benjamin F. Edwards & Company, Inc. since 2011. He holds the Series 66 designation and is based in Red Bank, NJ. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations, offering a range of advisory programs and investment management solutions that include firm-developed and third-party model strategies with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Richard C

Series 63

Alpharetta, GA

Benjamin F. Edwards & Company, Inc.

Richard Cardin is a financial advisor with Benjamin F. Edwards & Company, Inc. He holds a Series 63 designation and has 36 years of industry experience. Cardin has been with Benjamin F. Edwards since 2010. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and nonprofit organizations, offering a range of advisory programs and investment strategies including firm-developed and third-party models with ongoing portfolio oversight.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Jason A

Series 65, Series 63

Saint Louis, MO

Benjamin F. Edwards & Company, Inc.

Jason Ariston is a financial advisor with Benjamin F. Edwards & Company, Inc., holding Series 65 and Series 63 licenses and bringing 10 years of industry experience. He has worked at Benjamin F. Edwards since 2020, following positions at Raymond James & Associates and Wells Fargo Advisors and Clearing. Benjamin F. Edwards provides investment advice and related services to individuals, retirement plans, trusts, estates, and corporate clients. The firm offers both model-based and customized investment strategies, combining active and passive management approaches, with ongoing due diligence and portfolio monitoring conducted by BFE and third-party managers.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Ashley C

Series 66

Troy, AL

Benjamin F. Edwards & Company, Inc.

Ashley Chaisson is a Series 66-licensed financial advisor with Benjamin F. Edwards & Company, Inc., where she has worked since 2023. She has two years of industry experience and previously held roles at the Pike County Chamber of Commerce and Campus Outreach Birmingham. Outside of her advisory work, she is a barre instructor in Troy, Alabama. Benjamin F. Edwards & Company, Inc. provides investment advice and related services to a broad client base, including individual investors, retirement plans, and corporate clients. The firm offers a mix of model-based and customized investment strategies, combining ongoing due diligence and portfolio monitoring with in-house trading capabilities and a variety of financial planning and consulting services.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Richard S

CFP®, Series 63, Series 66

O'Fallon, IL

Benjamin F. Edwards & Company, Inc.

Richard Stone is a Certified Financial Planner (CFP®) with 25 years of industry experience. He has been with Benjamin F. Edwards & Company, Inc. since 2012. The firm is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets, serving individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations. Benjamin F. Edwards offers a variety of advisory programs and employs a mix of firm-developed and third-party model strategies with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Joshua B

Series 63, Series 66

Midland, MI

Benjamin F. Edwards & Company, Inc.

Joshua Baeza is a financial advisor at Benjamin F. Edwards & Company, Inc. with six years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Prudential Investment Management Services LLC and other Prudential-affiliated firms. Prior to his financial services career, he was involved with Claude's Sauces and Angry Owl. Benjamin F. Edwards & Company provides investment advice and related services to individual investors, retirement plans, trusts, estates, and corporate clients. The firm offers a combination of model-based and customized investment strategies, including mutual funds, ETFs, separately managed accounts, and unified managed accounts, with ongoing due diligence and portfolio monitoring.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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