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Craig F

Series 63, Series 66

Boynton Beach, FL

Benjamin F. Edwards & Company, Inc.

Craig Fichtenbaum is a financial advisor with Benjamin F. Edwards & Company, Inc. He holds Series 63 and Series 66 licenses and has nine years of industry experience. Prior to joining Benjamin F. Edwards in 2019, he worked at Valic Financial Advisors and several Northwestern Mutual entities. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and nonprofit organizations, offering a variety of advisory programs and investment strategies that include firm-developed and third-party models with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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James D

CFP®, Series 63, Series 65

Mandeville, LA

Benjamin F. Edwards & Company, Inc.

James Dombrowski is a CFP® professional with 25 years of industry experience, currently serving as a financial advisor at Benjamin F. Edwards & Company, Inc. since 2013. He holds Series 63 and Series 65 licenses and is based in Mandeville, LA. Outside of his advisory role, he serves as a trustee for his siblings. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable organizations, offering a range of advisory programs, financial planning, and investment management services through a mix of firm-developed and third-party model strategies.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Christopher M

Series 63, Series 66

Harrison, AR

Benjamin F. Edwards & Company, Inc.

Christopher Mcnew is a financial advisor with Benjamin F. Edwards & Company, Inc., holding Series 63 and Series 66 credentials and bringing 29 years of industry experience. He has been with Benjamin F. Edwards since 2015. Outside of his advisory role, Mcnew serves on the Board of Trustees for North Arkansas College and is the owner of Vine of Harrison, LLC. Benjamin F. Edwards & Company serves a broad client base including individuals, high-net-worth investors, retirement plans, trusts, estates, and corporate clients. The firm offers a range of investment and financial planning services, featuring both model-based and customized strategies, with ongoing due diligence and monitoring conducted in partnership with third-party managers.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Dawn M

Series 63

Lexington, KY

Benjamin F. Edwards & Company, Inc.

Dawn Moscoe is a financial advisor with Benjamin F. Edwards & Company, Inc., holding a Series 63 designation and bringing 39 years of industry experience. She has worked at Benjamin F. Edwards since 2022 and previously held positions at Robert Baird & Co. and J.J.B. Hilliard, W.L. Lyons, LLC. Outside of her advisory role, she serves as Treasurer of the Kentucky Softball Hall of Fame. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable organizations, offering a range of investment management and advisory services using a mix of firm-developed and third-party strategies with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Steven D

Series 63, Series 65

Flora, IL

Benjamin F. Edwards & Company, Inc.

Steven Duke is a financial advisor at Benjamin F. Edwards & Company, Inc. with 26 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked for Edward D. Jones & Co., L.P. for 20 years before joining Benjamin F. Edwards in 2019. Outside of his advisory role, he is a 25% owner of RDZ LLC, an entity for personal use of an airplane shared with partners. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable organizations, offering a range of advisory programs and investment strategies that include both firm-developed and third-party models.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Dustin A

Series 66

Hattiesburg, MS

Benjamin F. Edwards & Company, Inc.

Dustin Autry is a financial advisor with Benjamin F. Edwards & Company, Inc., holding a Series 66 designation and four years of industry experience. He has worked at Benjamin F. Edwards since 2021 and previously spent eight years at Citizens National Bank. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable organizations, offering a range of advisory programs and investment management solutions with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Jodie K

Series 63, Series 66

Mentor, OH

Benjamin F. Edwards & Company, Inc.

Jodie Krueger is a financial advisor with Benjamin F. Edwards & Company, Inc., holding Series 63 and Series 66 credentials and seven years of industry experience. She has worked at Benjamin F. Edwards since 2021 and previously spent 23 years at Oppenheimer & Co Inc. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations, offering a range of advisory programs and investment management solutions that combine firm-developed and third-party model strategies.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Brett E

Series 66

Eureka, MO

Benjamin F. Edwards & Company, Inc.

Brett Edwards is a financial advisor at Benjamin F. Edwards & Company, Inc. with six years of industry experience. He has been with the firm since 2014 and holds the Series 66 designation. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors managing about $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations, offering a range of advisory programs, financial planning, and investment management services that include both firm-developed and third-party model strategies.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Theresa C

Series 63, Series 66

Chandler, AZ

Benjamin F. Edwards & Company, Inc.

Theresa Clemmons is a financial advisor with Benjamin F. Edwards & Company, Inc., holding Series 63 and Series 66 licenses and bringing 29 years of industry experience. She has worked at Benjamin F. Edwards since 2017 and previously held roles at Wells Fargo Clearing and Wells Fargo Advisors. Outside of her advisory work, she is associated with 1ST PHORM, a premier supplement company. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, corporations, retirement plans, trusts, foundations, and nonprofit organizations. The firm offers a range of advisory programs and employs a mix of proprietary and third-party investment strategies with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Darrelyn B

CFP®, Series 63

Hamden, CT

Benjamin F. Edwards & Company, Inc.

Darrelyn Brennan is a CFP® with 26 years of industry experience, currently serving as a financial advisor at Benjamin F. Edwards & Company, Inc. since 2013. She holds the Series 63 designation and is based in Wappingers Falls, NY. Outside of her advisory role, she is involved in local politics as the Interim Town Chair of the Town of Wappingers Democratic Committee. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and nonprofit organizations, offering a range of investment strategies and advisory services that include both firm-developed and third-party models, with ongoing oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Samuel S

Series 63, Series 66

Paris, TX

Benjamin F. Edwards & Company, Inc.

Samuel Smeed is a financial advisor with Benjamin F. Edwards & Company, Inc., holding Series 63 and Series 66 licenses and having five years of industry experience. His prior roles include positions at Cetera Investment Services, Fidelity Investments, and Charles Schwab. Benjamin F. Edwards & Company provides investment advice and related services to a broad range of clients, including individuals, retirement plans, trusts, estates, and corporate clients. The firm offers both model-based and customized investment strategies and maintains an in-house trading desk alongside broker-dealer operations.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Brantley E

Series 66

Jonesboro, AR

Benjamin F. Edwards & Company, Inc.

Brantley Erwin is a financial advisor with Benjamin F. Edwards & Company, Inc. He holds a Series 66 designation and has been in the industry since 2026. His prior experience includes roles at Raymond James Financial, Mission Federal Credit Union, Wells Fargo, and Centennial Bank. Erwin also served four years in the United States Marine Corps. Benjamin F. Edwards & Company, Inc. provides investment advice and related services to a diverse client base, including individual investors, retirement plans, trusts, estates, and corporate clients. The firm offers both model-based and customized investment strategies and operates as both an advisory firm and a broker-dealer with in-house trading and custody services.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Frederic N

Series 63, Series 65

Metairie, LA

Benjamin F. Edwards & Company, Inc.

Frederic Newburger is a financial advisor at Benjamin F. Edwards & Company, Inc. with 42 years of industry experience. He has been with Benjamin F. Edwards since 2016. He is a member of the Azalea Club Board and the Mardi Gras Club in Metairie, LA. Benjamin F. Edwards & Company provides investment advice and related services to individual investors, retirement plans, trusts, estates, and corporate clients. The firm offers both model-based and customized investment strategies and combines brokerage, trading, and advisory services under one platform.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Lauretta M

Series 63

Greenwood Village, CO

Benjamin F. Edwards & Company, Inc.

Lauretta Moell is a financial advisor with Benjamin F. Edwards & Company, Inc., holding a Series 63 designation and bringing 39 years of industry experience. She has worked at Benjamin F. Edwards since 2019 and previously spent seven years with Wells Fargo Advisors LLC and three years with Wells Fargo Clearing. Benjamin F. Edwards & Company provides investment advice and related services to individual investors, retirement plans, trusts, estates, and corporate clients. The firm offers a variety of investment strategies, including model-based and customized portfolios, and combines ongoing due diligence and monitoring with a range of financial planning and consulting services.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Katherine W

CFP®, Series 66

Sherman, TX

Benjamin F. Edwards & Company, Inc.

Katherine Worrell is a CFP®-designated financial advisor with Benjamin F. Edwards & Company, Inc., where she has worked since 2014. She has 16 years of industry experience and holds a Series 66 license. Outside of her advisory role, she is the sole owner of W Opportunity Fund, LLC, a real estate investment entity based in Sherman, TX. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and nonprofit organizations, offering a range of advisory programs and investment strategies overseen by an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Daniel O

Series 66

St. Louis, MO

Benjamin F. Edwards & Company, Inc.

Daniel O’Very is a Series 66-licensed financial advisor with Benjamin F. Edwards & Company, Inc. in St. Louis, MO, where he has worked since 2013. He has 21 years of industry experience. Outside of his advisory role, O’Very serves as a trustee for the Eagle Point Subdivision HOA and is actively involved in youth ice hockey officiating and development through USA Hockey and the Missouri Ice Hockey Officials Association. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable organizations, offering a range of advisory programs and investment strategies that include firm-developed and third-party models, with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Daniel P

CFP®, Series 66

Springfield, IL

Benjamin F. Edwards & Company, Inc.

Daniel Pietroburgo is a CFP® and Series 66 registered advisor with Benjamin F. Edwards & Company, Inc., where he has worked since 2014. He has 11 years of industry experience and is based in Springfield, IL. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and about $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations, offering a range of advisory services and a mix of firm-developed and third-party investment strategies.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Michele M

Series 66

Millstadt, IL

Benjamin F. Edwards & Company, Inc.

Michele Mehrtens is a Series 66 credentialed financial advisor with 14 years of industry experience. She has worked at Benjamin F. Edwards & Company, Inc. since 2024 and previously spent 13 years at Stifel Nicolaus & Company, Inc. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations, offering a range of advisory programs and investment strategies with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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David C

Series 66

St. Louis, MO

Benjamin F. Edwards & Company, Inc.

David Castle is a financial advisor at Benjamin F. Edwards & Company, Inc. with 10 years of industry experience. He holds a Series 66 designation and has previously worked at Wells Fargo Advisors Financial Network LLC, First Clearing, LLC, and Edward Jones. Benjamin F. Edwards & Company provides investment advice and related services to individual investors, retirement plans, trusts, estates, and corporate clients. The firm offers a range of model-based and customized investment strategies, combining discretionary and non-discretionary wrap fee programs with ongoing due diligence and portfolio management.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Thomas R

Series 66

Hickory, NC

Benjamin F. Edwards & Company, Inc.

Thomas Rembert IV is a financial advisor at Benjamin F. Edwards & Company, Inc. with 18 years of industry experience. He holds a Series 66 designation and previously worked at Stifel Nicolaus & Co Inc, Wells Fargo Clearing, and Wells Fargo Advisors LLC. Outside of his advisory role, he serves as a Council Member and Mayor Pro-Tempore for the Town of Maiden, North Carolina. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and charitable organizations, offering a range of advisory programs and investment strategies that include firm-developed and third-party models with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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