Dakota Ross is a financial advisor with Cetera, holding a Series 66 designation and two years of industry experience. Prior to joining Cetera, Ross worked at Centier Bank and PepsiCo. Cetera Investment Advisers LLC is a nationwide SEC-registered advisory firm serving individual, retirement plan, corporate, charitable, and institutional clients through a multi-manager platform offering portfolio management, financial planning, and access to various third-party managers.

Vic Leung is a financial advisor at Cetera with four years of industry experience. He holds a Series 66 designation and has previously worked at Merrill and Wells Fargo. Cetera Investment Advisers LLC is an SEC-registered adviser serving a broad client base including individuals, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a multi-manager platform with various discretionary and non-discretionary portfolio management and financial planning services.

Jesus Romero is a financial advisor at Cetera with 17 years of industry experience and holds the PFS™ and Series 63 credentials. Prior to joining Cetera in 2025, he was affiliated with Avantax Insurance Agency and Avantax Investment Services for 10 years and has operated his own CPA firm since 2012. Outside of his advisory role, he is involved in community activities including serving as treasurer for the Sachse Lady Mustang Athletics Booster Club and the Landon Hilario Foundation, which supports minority and economically challenged youth in golf. He also owns a tax preparation and accounting firm and has developed a mobile app to track tax returns in his office. Cetera Investment Advisers LLC is an SEC-registered adviser serving individual investors, retirement plans, corporate and charitable clients, and institutional accounts through a nationwide network of independent advisors. The firm offers a range of portfolio management, financial planning, and consulting services under various program structures, leveraging affiliated and third-party managers.

Kristin Printon is a financial professional at Cetera with 15 years of industry experience. She holds a Series 66 designation and has worked with firms including Securian Financial Services, Minnesota Life Insurance Company, and North Star Consultants. Kristin serves on the advisory board of the Diaper Bank of Minnesota, a nonprofit supporting families with young children. Cetera Investment Advisers LLC is an SEC-registered adviser providing services through a nationwide network of independent advisors. The firm serves individuals, retirement plans, corporate and charitable clients, and institutional accounts, offering portfolio management, financial planning, and access to a variety of investment programs and third-party managers.

Joseph Starkey is a financial advisor with Cetera, holding Series 63 and Series 65 licenses and possessing 28 years of industry experience. He has worked at Cetera Investment Services since 2010 and Cetera Investment Advisors LLC since 2016. Outside of his advisory role, he serves on the board of Benco Electric, where he helps determine donations to local non-profits. Cetera Investment Advisers LLC is an SEC-registered firm that supports a large network of independent advisors serving individual, employer-sponsored retirement, corporate, charitable, and institutional clients. The firm offers a range of portfolio management and financial planning services through various investment platforms and manager selections.

Gary Wood is a financial advisor at Cetera with 20 years of industry experience and holds a Series 66 designation. Prior to joining Cetera in 2025, he spent over a decade with Avantax firms and has operated Wood and Associates Tax and Wealth Management, LLC since 1990, providing accounting and tax preparation services. He is also a managing member of Rochester Advisory Group, LLC. Cetera Investment Advisers LLC is an SEC-registered advisor offering a multi-manager platform to a broad client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm provides diverse portfolio management and financial planning services through a nationwide network of independent advisors.

Mark Spivack is a financial advisor with Cetera, holding Series 63 and Series 66 licenses and bringing 38 years of industry experience. His career includes roles at MassMutual, Voya Financial Advisors, and MetLife Securities, and he is also associated with The Weiss Group, a financial services entity. He is registered as an independent insurance agent offering fixed insurance products. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad client base including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm provides access to a variety of portfolio management services and a multi-manager platform with multiple program options and custodial relationships.

Ni Mar is a financial advisor with Cetera, holding Series 63 and Series 66 licenses and bringing 24 years of industry experience. Since 2015, Ni has also served as a branch manager at East West Bank, where responsibilities include building and developing branch staff, leading branch growth and customer retention, and handling business banking loan requests. Cetera Investment Advisers LLC distributes its services through a large nationwide network of independent advisors, serving a diverse client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management, financial planning, and retirement services, utilizing a multi-manager platform with discretionary and non-discretionary program options.

Cory Brandt is a financial advisor at Cetera with three years of industry experience. He holds the Series 66 designation and previously worked at Numerica Credit Union for seven years. Outside of advising, he provides free notary public services for clients. Cetera Investment Advisers LLC is an SEC-registered firm serving a diverse client base including individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a multi-manager platform with various portfolio management options, including model portfolios, third-party managers, and bespoke strategies.

Kristen Daniels is a financial advisor at Cetera with 39 years of industry experience. She holds a Series 63 designation and has been with various Cetera entities since 2003. Outside of her advisory work, she assists part-time at a dog daycare on weekends. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate, charitable, and institutional clients, offering a range of portfolio management and financial planning services through a multi-manager platform with over 10,000 advisors and $256 billion in assets under management.

Jacob Dingle is a financial advisor with Cetera, holding Series 63 and Series 65 designations and 12 years of industry experience. He has been with Cetera and its related entities since 2019 and previously worked at Foresters Advisory Services and Foresters Financial. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad client base including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a multi-manager platform that supports model portfolios, third-party managers, and customized strategies.

Tonya Stockton is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and 17 years of industry experience. She has worked at Empower Retirement for 17 years and more recently at AssetMark Financial Holdings and Cetera since 2022. Cetera Investment Advisers LLC is a large SEC-registered firm serving individual, corporate, retirement plan, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers a range of portfolio management and financial planning services with access to multiple investment programs and third-party managers.

Presciliano Ortega Jr. is a financial advisor at Cetera with 42 years of industry experience. He has been associated with Cetera and its related entities since 2017 and has operated Presi Ortega & Associates since 1986. Ortega serves on the boards of the San Vicente Family Health Center and the Yucca Council Boy Scout Board of Directors, and he is president of the Cathedral High School Association. Cetera Investment Advisers LLC is an SEC-registered advisor that serves individuals, retirement plans, corporate, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers a multi-manager platform with a range of portfolio management, financial planning, and consulting services across various program structures and custodial relationships.

Bonnie Miller is a CFP® professional with 23 years of experience in the financial services industry. She is currently with Cetera and is the owner of Haven Financial Services LLC. Her prior experience includes roles at LPL Financial, Nationwide Securities, and M&T Bank and its affiliates. Cetera Investment Advisers LLC serves a wide range of clients, including individuals, retirement plans, corporate and charitable entities, and institutional accounts. The firm offers various portfolio management and financial planning services through a large network of advisors and utilizes multiple program structures and custodial relationships.

Kenneth Poskey is a financial advisor at Cetera with a Series 66 designation and one year of industry experience. His work history includes roles at Cetera Investment Services LLC, Regions Bank, Elliott Electric Supply, and Texas A&M University. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and retirement services through a multi-manager platform that includes model portfolios, third-party managers, and bespoke strategies.

Thomas Mc Nell III is a financial advisor with Cetera who holds Series 63, 65, and 66 licenses and has 35 years of industry experience. His prior roles include positions at Edward Jones, Morgan Stanley, and First Allied Securities. He serves as Volunteer President of the Kiwanis Club of the Delta Antioch and is an executive board member of the Delta Veterans Group. Cetera Investment Advisers LLC distributes advisory services through a large network of independent advisors, serving individual, retirement plan, corporate, charitable, and institutional clients. The firm offers a multi-manager platform with diverse portfolio management options and oversees more than $256 billion in assets under management.

Lisa Karlin is a financial advisor with Cetera, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. She has served in various advisory roles since 2009, including leadership at Magis Financial Partners. Outside of her advisory work, she is involved in nonprofit activities as a committee chair for Congregation Ohev Shalom, overseeing budget, audit, and social action programs. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals, retirement plans, corporate, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers a range of portfolio management and financial planning services, utilizing a multi-manager platform with discretionary and non-discretionary program options.

Robert Lo Ricco is a Series 66 licensed advisor with Cetera in New Haven, CT, bringing one year of industry experience. Prior to joining Cetera, he worked at Wealth Advisory Group LLC and Industrial Acceptance Corporation. Outside of his financial career, he serves as the boys varsity lacrosse head coach at Hopkins School and volunteers with local community organizations. Cetera Investment Advisers LLC is a nationwide SEC-registered firm serving individual, retirement plan, corporate, charitable, and institutional clients. The firm offers various portfolio management and financial planning services through a multi-manager platform featuring affiliated and third-party managers, with assets under management exceeding $256 billion.

Robert Smith is a financial advisor at Cetera with over 50 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Cetera since 2013, including its affiliated entities. Outside of advising, he is involved with Southpointe Financial Services as an investment advisor representative and sells life, disability, annuities, and long-term care insurance through R & M Smith Partners, Inc. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a nationwide network of over 10,000 advisors and manages more than $256 billion in assets.

Darby Affeldt is a financial advisor with Cetera, holding Series 63 and Series 65 licenses and bringing 12 years of industry experience. Their background includes roles at Minnesota Life Insurance, Securian Financial Services, and North Star Consultants. Outside of advising, Affeldt is involved in wealth and wellness coaching focused on financial empowerment for women and serves on the advisory board of a nonprofit animal hospital working to expand veterinary services. Cetera Investment Advisers LLC is a large institutional firm that provides comprehensive portfolio management and financial planning services to individuals, retirement plans, corporate, charitable, and institutional clients through a multi-manager platform with access to affiliated and third-party managers.