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Stephen N

CFP®, Series 63, Series 66

Little Rock, AR

Ethos Capital Group, LLC

Stephen Northington is a CFP® professional with 27 years of industry experience. He is currently with Ethos Capital Group, LLC, where he has worked since 2021, following a 12-year tenure at LPL Financial under the Northington Investment Group. Ethos Capital Group serves individuals, small businesses, trusts, estates, pooled investment vehicles, and charities. The firm offers discretionary asset management, financial planning, and an ERISA/401(k) advisory subscription service, tailoring investment programs and financial plans to client goals, time horizons, and risk tolerance.

Options & derivatives strategies
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Jay F

CFP®, Series 66

Little Rock, AR

Ethos Capital Group, LLC

Jay Frederick is a CERTIFIED FINANCIAL PLANNER™ professional with 22 years of industry experience. He has been with Ethos Capital Group, LLC since 2009 and holds the Series 66 designation. The firm serves individuals, small businesses, trusts, estates, pooled investment vehicles, and charities, providing discretionary asset management, financial planning, and an ERISA/401(k) advisory subscription service. Ethos Capital Group manages approximately $75 million in client assets across about 134 client relationships, tailoring investment programs to client goals, time horizons, and risk tolerance.

Options & derivatives strategies
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