Joseph Halpern is a financial advisor at Exceed Advisory LLC with 19 years of industry experience. He holds Series 63 and Series 65 credentials. His prior roles include positions at Chelsea Financial Services, Fountainhead Capital Management, and Nebari Securities. Outside of his advisory work, Halpern consults for financial technology firms and has served as an expert witness consultant. Exceed Advisory LLC focuses on option-based investment strategies for a diverse client base including mutual funds, institutions, other advisers, and high-net-worth individuals. The firm emphasizes defined-outcome, option-based solutions primarily using listed index and FLEX options, typically managing assets on a discretionary basis and often acting as a sub-advisor.

Bryan Sapp is a CFA® charterholder with two years of industry experience. He is currently with Exceed Advisory LLC and previously worked at Schaeffer's Investment Research for 13 years. Exceed Advisory LLC provides option-based investment strategies to a range of clients, including registered investment companies, institutions, other registered investment advisers, and individual and high-net-worth clients. The firm focuses on defined-outcome, option-based solutions using listed index and FLEX options, and commonly serves as a sub-advisor implementing tailored strategies through separately managed accounts and advised Funds and ETFs.