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Stephen P
Series 63, Series 65
Kissimmee, FL
FIFTH THIRD SECURITIES, Inc.
Stephen Peterson is a financial advisor at Fifth Third Securities, Inc. with two years of industry experience. He holds Series 63 and Series 65 designations and has worked at Fifth Third Securities and Fifth Third Bank since 2021. Prior to that, he was employed at Nelson Worldwide and attended the University of Cincinnati. Fifth Third Securities, Inc. serves individual, high-net-worth, and institutional clients through investment advisory and brokerage services. The firm offers multiple program types on the Passageway Managed Account platform, including mutual fund, ETF, SMA strategies, and tax overlay services.
Kyle G
Series 63, Series 66
Houston, TX
FIFTH THIRD SECURITIES, Inc.
Kyle Gregory is a financial advisor with FIFTH THIRD SECURITIES, Inc. based in Houston, TX, holding Series 63 and Series 66 credentials and bringing 14 years of industry experience. His prior experience includes roles at Frost Brokerage Services, Frost Bank, and JPMorgan Chase Bank. FIFTH THIRD SECURITIES, Inc. serves a diverse client base including individuals, high-net-worth clients, and institutions through investment advisory and brokerage channels. The firm offers a variety of managed account programs via the Passageway platform, combining multiple investment strategies and third-party portfolio management options.
Carson H
Series 66, Series 63
West Chester, OH
FIFTH THIRD SECURITIES, Inc.
Carson Hosier is a financial advisor with Fifth Third Securities, Inc., holding Series 66 and Series 63 credentials and two years of industry experience. Prior to joining Fifth Third Securities, Hosier worked at Fidelity Investments. Fifth Third Securities, Inc. serves a diverse client base including individuals, high-net-worth clients, and institutional accounts through both investment advisory and brokerage services. The firm offers a range of managed account programs on the Passageway platform, combining advisor-directed strategies with tax-managed and direct-indexing options.
Ethan S
Series 63, Series 65
Chicago, IL
FIFTH THIRD SECURITIES, Inc.
Ethan Speelman is a financial advisor with FIFTH THIRD SECURITIES, Inc., holding Series 63 and Series 65 licenses and two years of industry experience. He has been with Fifth Third Securities since 2023 and has prior experience at Fifth Third Bank, Hope College, and Calvary Schools. Fifth Third Securities provides brokerage and investment advisory services to individuals, charitable organizations, corporate clients, and institutional investors through its Passageway Managed Account Program. The firm offers multiple discretionary managed-account options combining third-party portfolio managers and advisor-managed strategies, and it is notable for its municipal-advisor registration and affiliation with Fifth Third Bank.
Andrew B
Series 65, Series 63
Ferrysburg, MI
FIFTH THIRD SECURITIES, Inc.
Andrew Barney is a financial advisor with Fifth Third Securities, Inc. He holds Series 65 and Series 63 licenses and has one year of industry experience. Prior to joining Fifth Third Securities, he was associated with Fifth Third Bank, AmeriCorps, and held various roles in education and banking. Outside of his advisory work, Andrew serves as an assistant pastor at Broadway Baptist Church. Fifth Third Securities, Inc. serves a broad client base including individuals, high-net-worth clients, and institutions through both advisory and brokerage services. The firm offers multiple investment program types via its Passageway platform, providing access to mutual fund/ETF models, SMA strategies, and tax management services, supported by a large team of advisors and substantial assets under management.
Jessica L
Series 63, Series 65
Walton, KY
FIFTH THIRD SECURITIES, Inc.
Jessica Lucas is a financial advisor with FIFTH THIRD SECURITIES, Inc. She holds Series 63 and Series 65 licenses and has 18 years of industry experience, including 16 years with Fifth Third Securities. Fifth Third Securities serves a diverse range of individual and institutional clients through investment advisory and brokerage services. The firm offers multiple managed account programs on the Passageway platform, providing clients with options such as mutual fund and ETF models, SMA strategies, and direct indexing.
Robert W
CFP®, Series 66
Warrenville, IL
FIFTH THIRD SECURITIES, Inc.
Robert Wack is a CFP® with seven years of industry experience. He is currently with Fifth Third Securities, Inc. and Fifth Third Bank, having joined in 2026. His prior experience includes roles at Schwab Wealth Advisory, Inc., Charles Schwab & Co., Inc., Merrill (Bank of America), Scottrade, and TD Ameritrade. Fifth Third Securities, Inc. serves a broad range of individual and institutional clients through both investment advisory and brokerage services. The firm offers multiple program types and third-party portfolio managers via its Passageway Managed Account Program and operates as a broker-dealer, SEC-registered investment adviser, and municipal advisor.
Caleb L
Series 66
Harrison, OH
FIFTH THIRD SECURITIES, Inc.
Caleb La Course is a financial advisor with Fifth Third Securities, Inc. in Cincinnati, OH, holding a Series 66 designation and 21 years of industry experience. He has been with Fifth Third Securities since 2010. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account options and features such as direct indexing and tax-overlay services, operating as a wholly owned subsidiary of Fifth Third Bank.
Randal R
Series 63, Series 65
Hilliard, OH
FIFTH THIRD SECURITIES, Inc.
Randal Regoli is a financial advisor with Fifth Third Securities, Inc. He holds Series 63 and Series 65 credentials and has nine years of industry experience. His prior work includes roles at MyLifeWerks and Nickayle Franchises LLC, and he has been affiliated with AllState Insurance Company since 2005. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm provides multiple discretionary managed-account options, including advisor-directed models and separately managed accounts, and features such as direct indexing and a tax-overlay service.
Jeremy P
Series 63, Series 65
Brownstown Township, MI
FIFTH THIRD SECURITIES, Inc.
Jeremy Pugh is a financial advisor at Fifth Third Securities, Inc. in Canton, MI, holding Series 63 and Series 65 licenses with one year of industry experience. His prior work includes roles at Amrock, Antonio's, and Olive Garden. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate and business clients, and other institutional investors. The firm offers multiple discretionary managed-account programs combining third-party portfolio managers, strategist portfolios, and advisor-managed sleeves, supported by features such as direct indexing and an optional tax-overlay service.
Robert K
Series 66
Gary, IN
FIFTH THIRD SECURITIES, Inc.
Robert Kollar is a financial advisor at Fifth Third Securities, Inc. with 11 years of industry experience. He holds the Series 66 designation and has previously worked at Benjamin F. Edwards & Co and Wells Fargo Advisors. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services, operating as a wholly owned subsidiary of Fifth Third Bank.
Marques D
CFP®, Series 66
Santa Monica, CA
FIFTH THIRD SECURITIES, Inc.
Marques Dickson is a CFP® professional with 12 years of industry experience, currently affiliated with Fifth Third Securities, Inc. He has held positions at several firms, including Ameriprise Financial Services, City National Securities, and Wells Fargo Advisors. Fifth Third Securities serves a diverse client base that includes individual, high-net-worth, and institutional clients through both advisory and brokerage services. The firm offers various managed account programs and portfolio management options tailored to clients' risk profiles.
Jeffrey M
Series 63, Series 66
Wilmington, OH
FIFTH THIRD SECURITIES, Inc.
Jeffrey Myers is a financial advisor with Fifth Third Securities, Inc. in Wilmington, Ohio, holding Series 63 and Series 66 licenses and with 30 years of industry experience. He has been with Fifth Third Securities and its affiliated firm since 1999. Fifth Third Securities, Inc. serves a diverse client base including individuals, high-net-worth clients, corporations, trusts, and retirement accounts through both advisory and brokerage services. The firm offers multiple investment programs on the Passageway Managed Account platform, utilizing third-party portfolio managers and various strategies such as tax-loss harvesting and direct indexing.
Bennett B
Series 63, Series 66
Montgomery, OH
FIFTH THIRD SECURITIES, Inc.
Bennett Baker is a financial advisor with Fifth Third Securities, Inc. in Cincinnati, OH, holding Series 63 and Series 66 designations and with 27 years of industry experience. He has been with Fifth Third Securities and Fifth Third Bank since 2004. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to a range of clients including individuals, charitable organizations, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services, operating as a wholly owned subsidiary of Fifth Third Bank with a distinctive municipal-advisor registration.
Dennis G
Series 63, Series 65
Grandville, MI
FIFTH THIRD SECURITIES, Inc.
Dennis Glosik is a financial advisor with FIFTH THIRD SECURITIES, Inc. in Grandville, MI, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has been with Fifth Third Securities since 2012. Outside of his advisory role, he owns and operates a travel website, Lufthansaflyer.com, and a photography business, DGCameraWorks. Fifth Third Securities, Inc. provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, and institutional clients. The firm offers multiple discretionary managed-account programs combining third-party portfolio managers, strategist portfolios, and advisor-managed sleeves, along with features such as direct indexing and tax-overlay services.
Beth M
Series 63, Series 65
St. Joseph, MI
FIFTH THIRD SECURITIES, Inc.
Beth Marsh is a financial advisor with Fifth Third Securities, Inc. in St. Joseph, MI, holding Series 63 and Series 65 credentials and bringing 29 years of industry experience. She previously worked at The Huntington Investment Company for 21 years and FMB Community Bank for 27 years before joining Fifth Third Securities and Fifth Third Bank in 2018. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate and business clients, and institutional investors. The firm provides multiple discretionary managed-account options and incorporates features such as direct indexing and tax-overlay services, operating as a wholly owned subsidiary of Fifth Third Bank.
Jason R
Series 63, Series 66
Fairfield, OH
FIFTH THIRD SECURITIES, Inc.
Jason Rathel is a financial advisor with Fifth Third Securities, Inc. in Fairfield, Ohio, holding Series 63 and Series 66 licenses and 19 years of industry experience. He has been with Fifth Third Securities and Fifth Third Bank since 2007. Outside of his advisory role, he is an independent distributor of health and wellness products and operates a small online resale business. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account programs and combines third-party portfolio managers, strategist portfolios, and advisor-managed sleeves, supported by a platform that includes direct indexing and tax-overlay services.
Adam W
Series 63, Series 65
Hamilton, OH
FIFTH THIRD SECURITIES, Inc.
Adam Wagers is a financial advisor at Fifth Third Securities, Inc. with three years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Fifth Third Securities since 2021. His prior experience includes roles at Fifth Third Bank, Kroger, and Hamilton City Schools. Fifth Third Securities, Inc. provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services, operating as a subsidiary of Fifth Third Bank with a municipal-advisor registration.
James R
Series 63, Series 66
West Chester, OH
FIFTH THIRD SECURITIES, Inc.
James Riley is a financial advisor with Fifth Third Securities, Inc. in West Chester, Ohio, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. He has been with Fifth Third Securities since 2008. Outside of his advisory role, Riley owns a residential remodeling business, Riley Home Improvements LLC. Fifth Third Securities, Inc. provides brokerage and investment advisory services to individuals, charitable organizations, corporate clients, and institutional investors through its Passageway Managed Account Program. The firm offers multiple discretionary managed-account options and features such as direct indexing and tax-overlay services, operating as a subsidiary of Fifth Third Bank with integrated relationships across its platform.
John P
Series 63, Series 65, Series 66
Franklin, OH
FIFTH THIRD SECURITIES, Inc.
John Payton is a financial advisor at Fifth Third Securities, Inc. with 19 years of industry experience. He holds Series 63, 65, and 66 licenses and has worked at firms including Merrill Lynch, Bank of America, and Fidelity Brokerage Services. His current roles include positions at both Fifth Third Securities and Fifth Third Bank. Fifth Third Securities provides brokerage and investment advisory services to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and a tax-overlay service, operating as a wholly owned subsidiary of Fifth Third Bank.
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