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Susan W

Series 63, Series 65

West Chester, OH

FIFTH THIRD SECURITIES, Inc.

Susan Weber is a financial advisor at Fifth Third Securities, Inc. with 14 years of industry experience. She holds Series 63 and Series 65 credentials and has worked at Fifth Third Securities since 2011 and at Fifth Third Bank since 2009. Outside of her advisory role, she participates in consumer research as a product reviewer and is involved in construction consulting. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to a diverse client base, including individuals, charitable organizations, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services, operating as a wholly owned subsidiary of Fifth Third Bank.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Amber F

Series 65, Series 63

Naples, FL

FIFTH THIRD SECURITIES, Inc.

Amber Fealy Lopez is a financial advisor at Fifth Third Securities, Inc. with Series 63 and Series 65 credentials and three years of industry experience. She has been associated with Fifth Third Bank since 2019 and previously worked at the University of Florida from 2015 to 2019. Fifth Third Securities, Inc. serves a diverse range of individual and institutional clients through both investment advisory and brokerage services. The firm offers multiple program types on its Passageway Managed Account platform, allowing clients to select investment strategies tailored to their risk profiles, with access to mutual funds, ETFs, separately managed accounts, tax overlays, and direct indexing.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Miguel R

Series 63, Series 66

Marco Island, FL

FIFTH THIRD SECURITIES, Inc.

Miguel Ricardo Quinones is a financial advisor at Fifth Third Securities, Inc. with eight years of industry experience. He holds Series 63 and Series 66 designations and has worked at Merrill, JPMorgan Securities LLC, and Fifth Third Bank prior to joining his current firm. He also operated a small business focused on signage from 2023 to 2024. Fifth Third Securities, Inc. serves a broad mix of individual and institutional clients through both investment advisory and brokerage channels. The firm offers multiple program types via the Passageway Managed Account Platform, including mutual fund models, SMA strategies, and direct indexing, and operates as a wholly owned subsidiary of Fifth Third Bank.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Malaquias P

Series 63, Series 66

Chesterton, IN

FIFTH THIRD SECURITIES, Inc.

Malaquias Paez is a financial advisor with Fifth Third Securities, Inc. in Schererville, Indiana. He holds Series 63 and Series 66 designations and has 20 years of industry experience, including 18 years with Fifth Third Securities. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to a diverse client base, including individuals, charitable organizations, and institutional investors. The firm combines its municipal-advisor registration and bank affiliation to provide a range of discretionary managed-account programs, featuring options like direct indexing and tax-overlay services.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Robert V

Series 63, Series 66

Frisco, TX

FIFTH THIRD SECURITIES, Inc.

Bob Van Erem is a Financial Consultant currently working at Fidelity Investments since 2021. He partners with individuals and families to design and implement personalized financial plans aimed at helping them work toward their long-term financial goals. Prior to his current role, Bob served as a Senior Vice President Financial Consultant at BBVA Securities from 2015 to 2021. His professional experience includes guiding clients through financial planning and investment strategies. Outside of his professional career, Bob has interests in fitness, golf, and running.

General retirement planning Wealth management Financial Professional
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Xavier K

Series 66

Calumet City, IL

FIFTH THIRD SECURITIES, Inc.

Xavier Kon Lopez is a financial advisor with Fifth Third Securities, Inc. based in Olympia Fields, IL. He holds a Series 66 designation and has five years of industry experience. His prior work includes roles at Bank of America and Merrill Lynch. Fifth Third Securities, Inc. provides brokerage and investment advisory services to individuals, charitable organizations, corporate clients, and institutional investors through its Passageway Managed Account Program. The firm offers multiple discretionary managed-account programs and features such as direct indexing and a tax-overlay service, supported by its affiliation with Fifth Third Bank and use of National Financial Services and Fidelity platforms.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Kevin N

Series 66, Series 63, Series 65

Henderson, KY

FIFTH THIRD SECURITIES, Inc.

Kevin Niemeier is a financial advisor with Fifth Third Securities, Inc. in Henderson, Kentucky, holding Series 66, Series 63, and Series 65 designations and 18 years of industry experience. He has worked at Fifth Third Bank since 2008 and with Fifth Third Securities since 2019. Fifth Third Securities serves individual and institutional clients, including high-net-worth individuals, corporations, and trusts, through investment advisory and brokerage services. The firm offers multiple program types and third-party portfolio managers on its Passageway Managed Account platform, combining advisor-directed models with strategies such as SMA, tax overlay, and direct indexing.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Nicholas E

CFP®, Series 63, Series 65

Cincinnati, OH

FIFTH THIRD SECURITIES, Inc.

Nicholas Elias is a CFP® professional with 25 years of industry experience, currently affiliated with Fifth Third Securities, Inc. in Cincinnati, OH, where he has worked since 2008. He holds Series 63 and Series 65 licenses in addition to his CFP® designation. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to a diverse client base, including individuals, charitable organizations, and institutional investors. The firm combines its municipal-advisor registration with a corporate affiliation to Fifth Third Bank, providing multiple discretionary managed-account options and features such as direct indexing and tax-overlay services.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Michelle M

Series 63, Series 66

Florence, KY

FIFTH THIRD SECURITIES, Inc.

Michelle Misplay is a financial advisor at Fifth Third Securities, Inc. with 20 years of industry experience. She holds Series 63 and Series 66 designations and has been with Fifth Third Securities since 2008. Fifth Third Securities serves a diverse client base including individual, high-net-worth, and institutional clients through both advisory and brokerage services. The firm offers a variety of investment programs via the Passageway Managed Account platform and operates as a broker-dealer, SEC-registered investment adviser, and municipal advisor.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Gage S

Series 63, Series 65

Cincinnati, OH

FIFTH THIRD SECURITIES, Inc.

Gage Smith is a financial advisor at Fifth Third Securities, Inc. in Cincinnati, OH, holding Series 63 and Series 65 credentials with five years of industry experience. Prior to joining Fifth Third Securities in 2020, he worked at Fifth Third Bank since 2017 and previously at Best Buy from 2013 to 2017. Fifth Third Securities, Inc. provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm combines its municipal-advisor registration with affiliation to Fifth Third Bank and offers multiple discretionary managed-account programs, including advisor-directed models and a unified platform that features direct indexing and tax-overlay services.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Gabrielle A

Series 63, Series 65

Grandville, MI

FIFTH THIRD SECURITIES, Inc.

Gabrielle Aplin is a financial advisor with FIFTH THIRD SECURITIES, Inc. She holds Series 63 and Series 65 licenses and has four years of industry experience, including her time with Fifth Third Bank. Prior to her current role, she worked in the optical retail sector at Pearle Vision and LensCrafters. FIFTH THIRD SECURITIES, Inc. serves a diverse client base including individuals, high-net-worth clients, and institutional accounts through investment advisory and brokerage services. The firm offers multiple investment programs via the Passageway Managed Account Platform, incorporating third-party portfolio managers and a range of strategies such as mutual funds, separately managed accounts, and tax-overlay services.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Willie M

Series 65, Series 63

Daytona Beach, FL

FIFTH THIRD SECURITIES, Inc.

Willie Mccaulley is a financial advisor at Fifth Third Securities, Inc. with six years of industry experience. He holds Series 63 and Series 65 licenses and has been with Fifth Third Securities since 2020, having worked at Fifth Third Bank since 2014. Fifth Third Securities, Inc. serves a diverse client base including individuals, high-net-worth clients, and institutions through investment advisory and brokerage services. The firm offers multiple program types and third-party portfolio managers via its Passageway Managed Account Program, providing clients with options ranging from mutual fund and ETF models to separately managed accounts and direct indexing strategies.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Nicholas G

Series 65, Series 63

Troy, OH

FIFTH THIRD SECURITIES, Inc.

Nicholas Grimm is a financial advisor with Fifth Third Securities, Inc. He holds Series 63 and Series 65 licenses and has two years of industry experience. His work history includes roles at Fifth Third Bank, Ameriprise Financial Services, Inc., and Miami University in areas related to housing, dining, and guest services. Fifth Third Securities, Inc. serves a diverse client base including individuals, high-net-worth investors, and institutional clients such as corporations and trusts. The firm offers a variety of investment advisory and brokerage services through the Passageway Managed Account Program, which includes portfolios managed by third-party advisors and customizable investment strategies.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Timothy C

Series 63, Series 66

Cincinnati, OH

FIFTH THIRD SECURITIES, Inc.

Timothy Clarke is a financial advisor with Fifth Third Securities, Inc. in Cincinnati, OH, holding Series 63 and Series 66 designations and bringing 34 years of industry experience. He has been with Fifth Third Securities and Fifth Third Bank since 2005. Outside of his advisory role, Clarke teaches and performs traditional Irish music at the Riley School of Irish Music. Fifth Third Securities provides brokerage and investment advisory services to individuals, charitable organizations, corporate clients, and institutional investors through its Passageway Managed Account Program. The firm offers multiple discretionary managed-account options and features such as direct indexing and tax-overlay services, operating as a subsidiary of Fifth Third Bank with a distinct combination of municipal-advisor registration and bank affiliation.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Daniel S

Series 66

Cincinnati, OH

FIFTH THIRD SECURITIES, Inc.

Daniel Stipanovich is a Series 66-licensed financial advisor with FIFTH THIRD SECURITIES, Inc. in Cincinnati, OH, with two years of industry experience. He has been affiliated with Fifth Third Bank and Fifth Third Securities since 2016. FIFTH THIRD SECURITIES, Inc. serves a diverse range of individual and institutional clients through investment advisory and brokerage services. The firm offers multiple program types on its Passageway Managed Account platform, including mutual fund and ETF models, SMA strategies, and direct indexing, and operates as a wholly owned subsidiary of Fifth Third Bank.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Michael B

Series 66

Houston, TX

FIFTH THIRD SECURITIES, Inc.

Michael Brown is a financial advisor with Fifth Third Securities, Inc. in Houston, TX, holding a Series 66 designation and nine years of industry experience. His prior roles include positions at Ameriprise Financial Services, Cetera, Regions Bank, and Edward Jones. Outside of his advisory work, he is involved in managing an advisory business under Comerica. Fifth Third Securities serves a diverse client base including individuals, high-net-worth clients, and institutions through both advisory and brokerage services. The firm offers access to multiple investment programs on the Passageway Managed Account platform, utilizing various portfolio management strategies and tax-related services.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Steven S

Series 65, Series 63

Cleves, OH

FIFTH THIRD SECURITIES, Inc.

Steven Schnell is an advisor at Fifth Third Securities, Inc. with Series 65 and Series 63 licenses and one year of industry experience. He has been with Fifth Third Securities since 2025 and concurrently associated with Fifth Third Bank since 2016. Prior to his financial industry career, he worked at TGI Fridays from 2013 to 2017. Fifth Third Securities, Inc. serves a broad mix of individual and institutional clients through both investment advisory and brokerage channels. The firm offers multiple investment programs via the Passageway Managed Account platform, including mutual fund, ETF, SMA, and direct indexing strategies, and operates as a wholly owned subsidiary of Fifth Third Bank.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Aurelio R

Series 63, Series 66

Naperville, IL

FIFTH THIRD SECURITIES, Inc.

Aurelio Reyes is a financial advisor with Fifth Third Securities, Inc. based in Woodridge, IL, holding Series 63 and Series 66 licenses and bringing 16 years of industry experience. His prior work includes positions at J.P. Morgan Securities and Merrill. Outside of his advisory role, he works as a local DoorDash driver. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account options and features such as direct indexing and tax-overlay services, operating as a subsidiary of Fifth Third Bank with a municipal-advisor registration.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Fredi N

Series 66

Akron, OH

FIFTH THIRD SECURITIES, Inc.

Fredi Ng is a financial advisor with Fifth Third Securities, Inc., holding a Series 66 designation and 24 years of industry experience. He has been with Fifth Third Securities since 2002. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services, operating as a wholly owned subsidiary of Fifth Third Bank.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Tyler F

Series 63, Series 65

Charlotte, NC

FIFTH THIRD SECURITIES, Inc.

Tyler Fiorenza is a financial advisor with Fifth Third Securities, Inc. in Charlotte, NC, holding Series 63 and Series 65 licenses with three years of industry experience. His work history includes roles at Fifth Third Securities since 2022 and Fifth Third Bank since 2020, with prior experience in insurance and retail sectors. Fifth Third Securities, Inc. provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services, operating as a wholly owned subsidiary of Fifth Third Bank.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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