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Raymond R

Series 63, Series 65

San Jose, CA

FIFTH THIRD SECURITIES, Inc.

Raymond Regala is a financial advisor at Fifth Third Securities, Inc. in San Jose, CA, with 29 years of industry experience. His prior roles include 25 years at Comerica Securities and three years at Ameriprise. He is involved with FO2/Maestro, a cash management platform for corporate and institutional clients. Fifth Third Securities serves a diverse range of individual and institutional clients through investment advisory and brokerage services. The firm offers multiple program types, including the Passageway Managed Account Program, with options spanning mutual funds, ETFs, SMAs, and direct indexing.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Sarah K

Series 63, Series 66

Naples, FL

FIFTH THIRD SECURITIES, Inc.

Sarah Kellard is a financial advisor with Fifth Third Securities, Inc. in Naples, FL, holding Series 63 and Series 66 licenses and bringing 31 years of industry experience. She has been with Fifth Third Securities since 2005. Fifth Third Securities, Inc. provides brokerage and investment advisory services through its Passageway Managed Account Program to a diverse client base, including individuals, charitable organizations, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and a tax-overlay service, operating as a subsidiary of Fifth Third Bank with a distinctive combination of municipal-advisor registration and corporate affiliation.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Melody H

Series 65, Series 63

Georgetown, OH

FIFTH THIRD SECURITIES, Inc.

Melody Herald is a financial advisor at Fifth Third Securities, Inc. with Series 65 and Series 63 licenses and one year of industry experience. Prior to joining Fifth Third Securities, she has held positions in banking, education, and the hospitality sector, including roles at Fifth Third Bank and Dayton Independent Schools. She also worked briefly in the restaurant industry. Fifth Third Securities serves a diverse client base including individuals, high-net-worth clients, and institutional investors through both advisory and brokerage services. The firm offers access to multiple investment programs, including the Passageway Managed Account Program, and provides a range of strategies such as advisor-directed models, SMA strategies, tax-overlay services, and direct indexing.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Syed M

Series 63, Series 65

Franklin, TN

FIFTH THIRD SECURITIES, Inc.

Syed Masood is a financial advisor at Fifth Third Securities, Inc. with two years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Fifth Third Securities and Fifth Third Bank since 2022. His prior roles include positions at Guidance Residential LLC and various financial institutions in the Middle East. Fifth Third Securities, Inc. provides brokerage and investment advisory services to individuals, charitable organizations, corporate and business clients, and institutional investors through its Passageway Managed Account Program. The firm offers multiple discretionary managed-account options and features such as direct indexing and a tax-overlay service, operating as a wholly owned subsidiary of Fifth Third Bank.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Katelynn H

Series 63, Series 65

Louisville, KY

FIFTH THIRD SECURITIES, Inc.

Katelynn Hughett is a financial advisor with FIFTH THIRD SECURITIES, Inc. in Louisville, KY. She holds Series 63 and Series 65 licenses and has seven years of industry experience, including roles at Fifth Third Securities and Fifth Third Bank. FIFTH THIRD SECURITIES, Inc. serves a diverse client base including individuals, high-net-worth clients, institutions, corporations, and trusts through both investment advisory and brokerage services. The firm offers multiple managed account programs via its Passageway platform, featuring a range of investment strategies tailored to client risk profiles.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Timothy S

Series 63, Series 66

Bloomfield Hills, MI

FIFTH THIRD SECURITIES, Inc.

Timothy Swanson is a financial advisor with FIFTH THIRD SECURITIES, Inc. in Bloomfield Hills, MI, holding Series 63 and 66 licenses and bringing 20 years of industry experience. His prior roles include positions at Ameriprise Financial Services, Global Wealth Strategies, Safra Securities, and Wells Fargo. He also participates in expert network consultations, providing industry insights on an ad hoc basis. FIFTH THIRD SECURITIES serves individual and institutional clients through investment advisory and brokerage services, offering programs such as the Passageway Managed Account platform with various portfolio management options, including mutual funds, ETFs, SMAs, and direct indexing. As a wholly owned subsidiary of Fifth Third Bank, the firm operates at an enterprise scale with a broad client base and diverse affiliated entities.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Jordan S

Series 66

Cleveland, OH

FIFTH THIRD SECURITIES, Inc.

Jordan Stefanko is a financial advisor with FIFTH THIRD SECURITIES, Inc., holding a Series 66 designation and one year of industry experience. His work history includes multiple roles at Fifth Third Securities and Fifth Third Bank, as well as positions at Ohio State University and Mission BBQ. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to a diverse client base including individuals, charitable organizations, and institutional investors. The firm integrates its municipal-advisor registration with its affiliation to Fifth Third Bank, providing access to multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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John F

CFA®, Series 63

Chicago, IL

FIFTH THIRD SECURITIES, Inc.

John Fisher is a CFA® charterholder with 23 years of industry experience, currently serving at Fifth Third Securities, Inc. since 2015. He is based in Chicago, IL, and holds the Series 63 designation. Outside of his advisory role, he is a managing member of 5 Fish Operating Partners, LLC, a food trailer leasing business. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services, operating as a subsidiary of Fifth Third Bank with a distinctive municipal-advisor registration.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Kaelan P

Series 63

Amelia, OH

FIFTH THIRD SECURITIES, Inc.

Kaelan Petersen is a financial advisor with FIFTH THIRD SECURITIES, Inc. in Amelia, OH, holding a Series 63 designation and having 8 years of industry experience. He has been with Fifth Third Securities since 2015. Fifth Third Securities, Inc. provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate and business clients, and other institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services, operating as a wholly owned subsidiary of Fifth Third Bank.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Donna C

Series 63, Series 66

Martinez, GA

FIFTH THIRD SECURITIES, Inc.

Donna Carr is a financial advisor with Fifth Third Securities, Inc., holding Series 63 and Series 66 licenses and bringing 23 years of industry experience. She has been with Fifth Third Securities since 2002 and with Fifth Third Bank since 1999. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to a diverse client base including individuals, charitable organizations, corporate and business clients, and institutional investors. The firm offers multiple discretionary managed-account options and distinctive features such as direct indexing and a tax-overlay service, supported by its affiliation with Fifth Third Bank.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Jesse A

Series 63, Series 65

Lawrenceville, GA

FIFTH THIRD SECURITIES, Inc.

Jesse Astorga is a financial advisor with FIFTH THIRD SECURITIES, Inc., holding Series 63 and Series 65 licenses and having 13 years of industry experience. He has been with Fifth Third Securities since 2012 and concurrently with Fifth Third Bank since 2011. Fifth Third Securities, Inc. provides brokerage and investment advisory services to individuals, charitable organizations, corporate clients, and institutional investors through its Passageway Managed Account Program. The firm combines bank affiliation with a range of discretionary managed-account options and includes features such as direct indexing and tax-overlay services.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Cortney F

Series 63, Series 66

Comstock Park, MI

FIFTH THIRD SECURITIES, Inc.

Cortney Furey is a financial advisor at Fifth Third Securities, Inc. with nine years of industry experience. She holds the Series 63 and Series 66 designations and has been with Fifth Third Securities since 2016, having also worked at Fifth Third Bank since 2015. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm provides multiple discretionary managed-account options and features such as direct indexing and tax-overlay services, operating as a wholly owned subsidiary of Fifth Third Bank.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Beverly H

Series 63, Series 66

Mt. Vernon, IL

FIFTH THIRD SECURITIES, Inc.

Beverly Hart Meek is a financial advisor with Fifth Third Securities, Inc. in Effingham, IL, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. She has been with Fifth Third Securities since 2004. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm combines its municipal-advisor registration with a corporate affiliation to a large bank, offering multiple discretionary managed-account options and features such as direct indexing and tax-overlay services.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Kristie C

Series 63, Series 65

Rockford, IL

FIFTH THIRD SECURITIES, Inc.

Kristie Curtiss is a financial advisor with Fifth Third Securities, Inc. in Rockford, IL, holding Series 63 and Series 65 credentials and 24 years of industry experience. She has worked at Fifth Third Securities since 2014 and previously held positions at PNC Wealth Management and Natcity Investments, Inc. Fifth Third Securities serves individual and institutional clients through both investment advisory and brokerage channels, offering a range of managed account programs and portfolio management options. The firm operates as a wholly owned subsidiary of Fifth Third Bank and provides services including tax-overlay and direct-indexing strategies.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Sean P

Series 66

Dayton, OH

FIFTH THIRD SECURITIES, Inc.

Sean Pierce is a Series 66-licensed financial advisor at Fifth Third Securities, Inc. based in Dayton, Ohio, with 11 years of industry experience. Prior to joining Fifth Third Securities and Fifth Third Bank in 2024, he worked for Edward Jones from 2016 to 2024. Fifth Third Securities, Inc. serves a diverse client base including individuals, high-net-worth clients, institutions, and business entities through investment advisory and brokerage services. The firm offers multiple investment programs on the Passageway Managed Account platform, employing various portfolio management strategies and tools such as tax-loss harvesting and direct indexing.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Nicholas S

Series 63, Series 65

Mason, OH

FIFTH THIRD SECURITIES, Inc.

Nicholas Scarbriel is a financial advisor with FIFTH THIRD SECURITIES, Inc., holding Series 63 and Series 65 licenses and has four years of industry experience. He has been with Fifth Third Securities since 2022 and has been employed by Fifth Third Bank since 2016. FIFTH THIRD SECURITIES, Inc. serves a diverse client base including individuals, high-net-worth clients, and institutional investors such as corporations and trusts. The firm offers investment advisory and brokerage services through multiple programs and third-party portfolio managers on the Passageway platform, combining direct indexing, tax-loss harvesting, and advisor-directed strategies.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Ronald B

Series 63, Series 65

Royal Oak, MI

FIFTH THIRD SECURITIES, Inc.

Ronald Baptist II is a financial advisor with Fifth Third Securities, Inc. in Troy, MI, holding Series 63 and Series 65 licenses and bringing 14 years of industry experience. He has been with Fifth Third Securities and Fifth Third Bank since 2014. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm combines its municipal-advisor registration with its affiliation to Fifth Third Bank to provide a range of discretionary managed-account programs and features including direct indexing and tax-overlay services.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Rene M

Series 63, Series 66

Mayfield Heights, OH

FIFTH THIRD SECURITIES, Inc.

Rene Mercadante is a financial advisor with Fifth Third Securities, Inc. in Mayfield Heights, OH, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. He has been with Fifth Third Securities since 2002. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm provides multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services, operating as a subsidiary of Fifth Third Bank with a distinctive municipal-advisor registration.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Jacob S

Series 63, Series 65

Fairfield, OH

FIFTH THIRD SECURITIES, Inc.

Jacob Sommerkamp is a financial advisor with Fifth Third Securities, Inc. in Cincinnati, Ohio, holding Series 63 and Series 65 licenses and bringing 12 years of industry experience. He previously worked at Santander Securities and Proequities Inc., among other firms. Fifth Third Securities, Inc. provides brokerage and investment advisory services through its Passageway Managed Account Program to a range of clients, including individuals, charitable organizations, and institutional investors. The firm offers multiple discretionary managed-account options with features such as direct indexing and tax-overlay services, and it operates as a wholly-owned subsidiary of Fifth Third Bank with a distinctive municipal-advisor registration.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Trevor J

Series 63, Series 65

Orland Park, IL

FIFTH THIRD SECURITIES, Inc.

Trevor Johnson is a financial advisor at Fifth Third Securities, Inc. with four years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Fifth Third Securities since 2021. Outside of his advisory role, he is active as an online seller on eBay and TCGPlayer.com and creates trading and playing card content on YouTube. Fifth Third Securities serves a diverse client base including individuals, high-net-worth clients, corporations, trusts, and retirement accounts, offering investment advisory and brokerage services through various program types and third-party portfolio managers on its Passageway platform.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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