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Stephen L

Series 63, Series 65

Omaha, NE

Footprints Asset Management & Research, Inc.

Stephen Lococo is a financial advisor with Footprints Asset Management & Research, Inc. He holds Series 63 and Series 65 licenses and has 45 years of industry experience. He has been with GVC Capital LLC since 2003 and is the owner of Midtown Body and Paint Shop, a business unrelated to investments. Lococo also serves on the board of directors of Wegener Corp, a public company specializing in satellite communication equipment. Footprints Asset Management & Research provides discretionary investment supervisory services and separately managed accounts to individuals, pension plans, corporations, and a mutual fund client. The firm follows an Absolute Value investment philosophy focused on long-term wealth creation and incorporates derivatives, primarily covered-call writing, in its portfolio management.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Executive
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Zachary H

Series 65

Omaha, NE

Footprints Asset Management & Research, Inc.

Zachary Houston is a financial advisor with Footprints Asset Management & Research, Inc., holding a Series 65 designation and bringing 10 years of industry experience. He has been with Footprints since 2015 and concurrently affiliated with Northern Lights Distributors, LLC since 2017. Footprints Asset Management & Research is an SEC-registered investment adviser managing approximately $41.9 million for about 100 clients, including individuals, high-net-worth investors, retirement plans, and a mutual fund. The firm follows an "Absolute Value" investment philosophy with multi-year holding periods, incorporates both fundamental and technical analysis, and employs derivatives strategies within separately managed accounts.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Executive
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