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Chadwick A

Series 63, Series 65

Waukesha, WI

Global View Capital Management LLC

Chadwick Albano is a financial advisor with Global View Capital Management LLC, holding Series 63 and Series 65 licenses and possessing 23 years of industry experience. He has been associated with multiple related entities, including Global View Capital Advisors, LLC and Global View Capital Insurance Services, LLC, since 2010. His prior work experience includes over a decade at Robert Half International - Accountemps. Global View Capital Management provides discretionary investment management and financial planning services to individuals, trusts, corporations, and retirement plans. The firm employs a technical and quantitative investment approach driven by proprietary algorithmic research, offering a range of managed account programs and platform options.

Active portfolio management Passive / index investing
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Joyce K

Series 63, Series 65

Homewood, IL

Global View Capital Management LLC

Joyce Kelley is a financial advisor at Global View Capital Management LLC with 11 years of industry experience. She holds Series 63 and Series 65 credentials and has worked with affiliated firms within the Global View Capital group since 2010. Kelley serves as a board member of the Membership Committee at the South Suburban Small Business Association. Global View Capital Management provides discretionary investment management and financial planning to individuals, trusts, corporations, and employer-sponsored retirement plans. The firm employs a quantitative and technical investment approach, leveraging algorithmic research to manage strategies aligned with client risk profiles and objectives.

Active portfolio management Passive / index investing
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John P

Series 63

Loveland, OH

Global View Capital Management LLC

John Peters II is a financial advisor with Global View Capital Management LLC, holding a Series 63 designation and 28 years of industry experience. He has worked at multiple firms, including a decade at Horter Financial Strategies and Horter Investment Management, and currently maintains a marketing and lead generation role with Tactical Income Architects, LLC. Outside of his advisory work, he volunteers at Cincinnati Children's Hospital Medical Center. Global View Capital Management provides discretionary investment management and financial planning services to individuals, trusts, corporations, and employer-sponsored retirement plans. The firm uses an algorithmic research platform focused on technical and quantitative methods to manage investment strategies aligned with client risk profiles and objectives.

Active portfolio management Passive / index investing
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Brennen B

Series 65

Idaho Falls, ID

Global View Capital Management LLC

Brennen Baker is a financial advisor with Global View Capital Management LLC, holding a Series 65 designation and two years of industry experience. Prior to his advisory role, he has worked in various capacities at Camping World since 2016, currently managing warranty claims and accounts receivable. Global View Capital Management provides discretionary investment management and financial planning services to individuals, trusts, corporations, and retirement plans, using a model-based investment approach driven by technical and quantitative research through its proprietary algorithmic platform.

Active portfolio management Passive / index investing
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Zachary R

Series 63, Series 65

Billings, MT

Global View Capital Management LLC

Zachary Rohrer is a financial advisor with Global View Capital Management LLC, holding Series 63 and Series 65 licenses and bringing 11 years of industry experience. He has held roles at several affiliated firms since 2015 and currently works with Kc & Company, Pc as a staff accountant. Rohrer also serves as a committee member at Valley Credit Union, providing guidance on compliance and annual audits. Global View Capital Management provides discretionary investment management and financial planning services to individuals, trusts, corporations, and retirement plans. The firm employs quantitative and technical methods, supported by its proprietary research platform, to manage model-based investment strategies aligned with client risk profiles and objectives.

Active portfolio management Passive / index investing
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Terry H

Series 66

Addison, TX

Global View Capital Management LLC

Terry Hastings is a financial advisor at Global View Capital Management LLC with nine years of industry experience and holds a Series 66 designation. His prior work includes roles at NewBridge Securities Corporation, Generations Wealth, and Charles Schwab. Outside of finance, he works as a driver for Uber. Global View Capital Management provides discretionary investment management and financial planning services to individuals, trusts, corporations, and retirement plans. The firm uses a model-based investment approach driven by technical and quantitative analysis and maintains an in-house research arm that supports its strategies and external clients.

Active portfolio management Passive / index investing
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Dean F

Series 63, Series 65

Waukesha, WI

Global View Capital Management LLC

Dean Fliss is a financial advisor with Global View Capital Management LLC, holding Series 63 and Series 65 licenses and over 40 years of industry experience. He has been with Global View since 2014 and also has a longstanding affiliation with Purshe Kaplan Sterling Investments. Outside of his advisory roles, he owns Fliss Enterprises. Global View Capital Management provides discretionary investment management and financial planning services to individuals, trusts, corporations, and retirement plans, utilizing primarily technical and quantitative methods supported by an in-house research platform.

Active portfolio management Passive / index investing
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Lawrence P

Series 63, Series 65

Waukesha, WI

Global View Capital Management LLC

Lawrence Peterson is a financial advisor with Global View Capital Management LLC, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has worked at Global View Capital Management since 2014 and has additional involvement with Global View Capital Advisors and Global View Capital Insurance Services. Outside of his advisory role, he is listed as a beneficiary on an Amway retail products account linked to his spouse, maintained for succession purposes only. Global View Capital Management provides discretionary investment management and financial planning services to individuals, trusts, corporations, and employer-sponsored retirement plans. The firm employs technical and quantitative methods, supported by an in-house algorithmic research platform, to manage investments and offers a variety of programs including personalized managed accounts and a low-cost ETF-only option.

Active portfolio management Passive / index investing
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Barry A

Series 63, Series 66

Waukesha, WI

Global View Capital Management LLC

Barry Arnold is a financial advisor at Global View Capital Management LLC with 37 years of industry experience. He holds the Series 63 and Series 66 designations and has worked at Global View Capital and its affiliates since 2017, following a one-year tenure at Thrivent Financial. Arnold serves as president of the National Association of Active Investment Managers (NAAIM) and is a member of the AXO Client Advisory Board. Global View Capital Management provides discretionary investment management and financial planning to individuals, trusts, corporations, and retirement plans. The firm uses quantitative and technical methods, supported by an in-house research platform, to manage strategies aligned with client risk profiles and objectives.

Active portfolio management Passive / index investing
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Rudy G

Series 63, Series 65

Fork Union, VA

Global View Capital Management LLC

Rudy Garcia is a financial advisor with Global View Capital Management LLC, holding Series 63 and Series 65 credentials and bringing 16 years of industry experience. He has worked with Global View Capital entities since 2015 and has experience with Unum Life since 2022. Outside of his advisory role, Garcia is involved in community service and nonprofit leadership, including co-chairing the board of directors for Prevent Child Abuse Virginia and participating in several local community organizations. Global View Capital Management provides discretionary investment management and financial planning services to individuals, trusts, corporations, and retirement plans. The firm employs a quantitative investment approach driven by proprietary algorithmic research and offers a range of managed account options and third-party platform integrations.

Active portfolio management Passive / index investing
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Jeffrey B

Series 63, Series 66

Waukesha, WI

Global View Capital Management LLC

Jeffrey Butler is a financial advisor with Global View Capital Management LLC, holding Series 63 and Series 66 credentials and bringing 32 years of industry experience. His career includes roles at Nextstep Financial Wellness, LLC and Fortune Financial Services, Inc. Outside of advising, he is involved in managing operations for Butler Tree and Land LLC. Global View Capital Management provides discretionary investment management and financial planning services to individuals, trusts, corporations, and retirement plans. The firm uses a suitability questionnaire and primarily relies on technical and quantitative methods to guide investment selection, supported by its proprietary algorithmic research platform.

Active portfolio management Passive / index investing
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William S

Series 63, Series 65

Pleasant Grove, UT

Global View Capital Management LLC

William Sefcik is a financial advisor with Global View Capital Management LLC, holding Series 63 and Series 65 licenses and bringing 17 years of industry experience. He has been involved with several affiliated entities of Global View Capital since 2013 and owns WJS And Associates, a tax planning and consulting firm. Additionally, he co-manages multiple family-owned franchise businesses specializing in gourmet cookies, where he handles accounting and tax preparation. Global View Capital Management provides discretionary investment management and financial planning services to individuals, trusts, corporations, and retirement plans. The firm employs a quantitative investment approach based on technical signals and operates a proprietary algorithmic research platform, offering various managed account solutions including model portfolios, SMAs, and a low-cost ETF-based option.

Active portfolio management Passive / index investing
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Jamie J

Series 66

San Antonio, TX

Global View Capital Management LLC

Jamie Johnson is a financial advisor with Global View Capital Management LLC, holding a Series 66 credential and 11 years of industry experience. His prior work includes roles at Transamerica Financial Advisors, World Financial Group, and Cetera Advisors. Outside of his advisory work, he serves as treasurer for a local Business Networking International chapter and manages an insurance agency. Global View Capital Management provides discretionary investment management and financial planning to individuals, trusts, corporations, and retirement plans. The firm employs a quantitative, model-driven investment approach using algorithmic research and offers various managed account options including ETFs, SMAs, and third-party manager access.

Active portfolio management Passive / index investing
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Philip S

Series 65

Waukesha, WI

Global View Capital Management LLC

Philip Schweik is a financial advisor with Global View Capital Management LLC in Waukesha, WI, holding a Series 65 designation and nine years of industry experience. He has been associated with multiple Global View affiliates since 2015 and operates a guided fishing service, Hooksetters, since 1995. Global View Capital Management provides discretionary investment management and financial planning services to individuals, trusts, corporations, and retirement plans. The firm employs quantitative and technical investment strategies, supported by proprietary algorithmic research, and offers a range of portfolio management programs including personalized managed accounts and ETF-based options.

Active portfolio management Passive / index investing
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Alan C

Series 65

Honolulu, HI

Global View Capital Management LLC

Alan Chu is a financial advisor with Global View Capital Management LLC in Honolulu, HI, holding a Series 65 license and five years of industry experience. His prior roles include positions at Acrylic Financial, Inc., Alphastar Capital Management, LLC, and Experior Financial Group, Inc. Outside of advising, he is president of Innovation Financial Group Inc., a company offering tax, accounting, and property management services. Global View Capital Management provides discretionary investment management and financial planning to individuals, trusts, corporations, and retirement plans. The firm employs a quantitative and technical investment approach based on algorithmic research and offers multiple managed account options, including personalized strategies and low-cost ETF portfolios.

Active portfolio management Passive / index investing
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Derek K

Series 63, Series 65

Waukesha, WI

Global View Capital Management LLC

Derek Kohn is a financial advisor with Global View Capital Management LLC, holding Series 63 and Series 65 licenses and 14 years of industry experience. His career includes roles at Midland National and Ergo Bank, in addition to his long-standing association with Global View Capital entities since 2010. He serves as treasurer for the American Legion Post #395, a nonprofit military veterans organization. Global View Capital Management provides discretionary investment management and financial planning services to individuals, trusts, corporations, and retirement plans. The firm employs a model-based investment approach using technical and quantitative methods, supported by its proprietary research platform, and offers various managed account programs including a low-cost, ETF-only option.

Active portfolio management Passive / index investing
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Monica T

Series 63, Series 65

Waukesha, WI

Global View Capital Management LLC

Monica Tennie is a financial advisor at Global View Capital Management LLC with 22 years of industry experience. She holds Series 63 and Series 65 licenses and has worked with several Global View affiliates since 2010. Outside of her advisory role, Tennie owns a bed and breakfast and is involved in marketing and selling Medicare and health insurance plans. Global View Capital Management provides discretionary investment management and financial planning to individuals, trusts, corporations, and retirement plans. The firm employs a technology-driven approach using algorithmic research and quantitative methods to manage investments according to risk profiles and specific objectives.

Active portfolio management Passive / index investing
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Michael C

Series 63, Series 65

Pleasant Grove, UT

Global View Capital Management LLC

Michael Corrigan is a financial advisor with Global View Capital Management LLC, holding Series 63 and Series 65 licenses and 20 years of industry experience. He has held roles at Innovative Mortgage Alliance, LLC and C & E Financial Group, Inc., among others. Outside of advisory work, Corrigan serves as president and CEO of Pioneer Resource Management, a health supplement consulting and sales business. Global View Capital Management provides discretionary investment management and financial planning for individuals, trusts, corporations, and retirement plans, using a quantitative and technical investment approach guided by proprietary algorithmic research. The firm offers multiple managed account options, including a low-cost, ETF-only program and third-party platform integrations.

Active portfolio management Passive / index investing
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Dennis B

Series 63, Series 65

Waukesha, WI

Global View Capital Management LLC

Dennis Bureta is a financial advisor with Global View Capital Management LLC in Waukesha, WI, holding Series 63 and Series 65 licenses and bringing 17 years of industry experience. He has managed accounting and tax preparation services as a certified public accountant since 1989. Global View Capital Management provides discretionary investment management and financial planning to individuals, trusts, corporations, and retirement plans. The firm employs a model-driven investment approach based on technical and quantitative research, supported by an in-house research arm that delivers daily rankings and buy/sell alerts.

Active portfolio management Passive / index investing
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Stephen R

Series 65

Hanna, UT

Global View Capital Management LLC

Stephen Roberts is a financial advisor with Global View Capital Management LLC, holding a Series 65 credential and 11 years of industry experience. He has been involved with multiple related entities since 2014 and is also a founding partner and developer at MLine Technologies, Inc., a software development firm. His professional background includes software development, consulting, and managing advisory and insurance services within the Global View Capital network. Global View Capital Management provides discretionary investment management and financial planning to individuals, trusts, corporations, and retirement plans. The firm employs technical and quantitative investment strategies supported by an in-house algorithmic research platform and offers a range of managed account solutions, including a low-cost ETF-only option and access to third-party managers.

Active portfolio management Passive / index investing
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