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Duane J

CFP®, Series 63

Stevensville, MI

Harbour Investments, Inc.

Duane Janka is a CFP®-certified financial advisor with 32 years of industry experience. He is currently with Harbour Investments, Inc., where he has worked since 2021, following a 12-year tenure at LPL Financial, LLC. In addition to his advisory work, he owns and operates Janka Financial Group as an independent insurance agent. Harbour Investments serves a diverse client base including individuals, trusts, pension and 401(k) plans, and institutional entities, offering a range of portfolio management and financial planning services tailored to varying investment approaches.

Annuities Options & derivatives strategies
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Laurie E

Series 63, Series 65

Madison, WI

Harbour Investments, Inc.

Laurie Ellis Mcleod is a financial advisor with Harbour Investments, Inc. in Madison, WI, holding Series 63 and Series 65 licenses and bringing 14 years of industry experience. She has worked with firms including Aerie Preferred Financial Group and H. Beck, Inc. Outside of advising, she volunteers on local boards and teaches educational programs at public libraries. Harbour Investments serves a diverse client base including individual investors, trusts, pension and 401(k) plans, and institutional entities. The firm offers a range of portfolio management and financial planning services, utilizing various investment approaches and multiple execution platforms.

Annuities Options & derivatives strategies
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Amy P

Series 63, Series 66

St Joseph, MI

Harbour Investments, Inc.

Amy Peirce is a financial advisor with Harbour Investments, Inc. in St. Joseph, MI, holding Series 63 and Series 66 credentials and bringing 37 years of industry experience. She has worked at Harbour Investments and Your Center for Investments since 2002. Peirce serves on the advisory board of Lory's Place, a nonprofit providing grief support. Harbour Investments offers investment advisory and financial planning services to a diverse client base, including individual investors, charitable and corporate clients, and retirement plans. The firm employs a combination of fundamental and technical analysis to create customized portfolios using a range of investment vehicles, and provides ongoing account monitoring and model-based solutions through a subscription platform.

Annuities Options & derivatives strategies
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Valerie M

ChFC®, Series 66

Madison, WI

Harbour Investments, Inc.

Valerie Miller is a financial advisor at Harbour Investments, Inc. with 23 years of industry experience. She holds the ChFC® designation and Series 66 license. Her prior experience includes roles at Kms Financial Services, Inc., Securities America Advisors, Inc., and OSAIC. She is the owner of Nocturnal Sun LLC, which operates as the business account for Ben Cain & Associates, where she provides comprehensive financial planning and manages various client accounts. Harbour Investments serves a diverse client base including individuals, trusts, pension and 401(k) plans, and institutional entities. The firm offers portfolio management, financial planning, and multiple execution platforms, utilizing a range of investment approaches tailored by advisers and third-party managers.

Annuities Options & derivatives strategies
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Daniel D

Series 63, Series 66

Waukesha, WI

Harbour Investments, Inc.

Daniel Deremer is a financial advisor with Harbour Investments, Inc. in Waukesha, WI, holding Series 63 and Series 66 licenses and bringing 38 years of industry experience. He has been with Harbour Investments since 1998 and concurrently operates his own independent insurance agency, which includes work with equity indexed annuities and tax preparation. Harbour Investments serves a broad client base including individual investors, charitable and corporate clients, and retirement plans, offering customized investment strategies that utilize mutual funds, ETFs, fixed income, annuities, and separately managed accounts. The firm combines fundamental and technical analysis and provides both discretionary and non-discretionary portfolio management along with model-based solutions through a subscription platform.

Annuities Options & derivatives strategies
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Stephanie E

Series 66

Green Bay, WI

Harbour Investments, Inc.

Stephanie Ehr is a financial advisor at Harbour Investments, Inc. with 20 years of industry experience. She holds the Series 66 designation and has worked at Harbour Investments since 2006, as well as at Johnson & Wachholz Financial Services and Wachholz & Associates Wealth Management. Ehr is also president of MoneyLogik, Inc., an investment sales and consulting firm, and works as an independent insurance agent. Harbour Investments provides investment advisory and financial planning services to individual, charitable, corporate, and retirement plan clients. The firm uses a combination of fundamental and technical analysis to create customized strategies across various investment vehicles and offers model-based solutions through a subscription platform.

Annuities Options & derivatives strategies
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Michael L

Series 65, Series 63

Elm Grove, WI

Harbour Investments, Inc.

Michael Leist is a financial advisor at Harbour Investments, Inc. with 17 years of industry experience. He holds Series 65 and Series 63 licenses and has worked at Harbour Investments since 2023. Leist also operates The Leist Group, LLC, which provides independent insurance services and tax preparation. Harbour Investments serves a diverse client base, including individuals, trusts, pension and 401(k) plans, and other institutional entities. The firm offers portfolio management, financial planning, and multiple investment implementation options tailored to individual adviser strategies.

Annuities Options & derivatives strategies
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Alana F

Series 66

West Des Moines, IA

Harbour Investments, Inc.

Alana Ferguson is a financial advisor at Harbour Investments, Inc. with one year of industry experience. She holds a Series 66 designation and previously worked at Ameriprise. Outside of her advisory career, she has experience with nonprofit organizations including United Way of Story County. Harbour Investments serves a diverse client base including individuals, trusts, and institutional entities. The firm offers a range of portfolio management and financial planning services, utilizing various investment approaches and multiple execution platforms.

Annuities Options & derivatives strategies
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Mark S

Series 65, Series 63

Rockford, IL

Harbour Investments, Inc.

Mark Sullivan is a financial advisor at Harbour Investments, Inc. with two years of industry experience. He holds Series 63 and Series 65 licenses. His work history includes roles at Mainstreet Financial Group and Summit Brokerage Services Inc. Additionally, he operates Sullivan Tax & Consulting, a tax preparation business. Harbour Investments serves a diverse client base, including individual investors, trusts, pension and 401(k) plans, and various institutional and corporate entities. The firm offers a range of portfolio management and financial planning services, utilizing multiple investment approaches tailored by individual advisors and third-party managers.

Annuities Options & derivatives strategies
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Paul K

Series 66

Kalamazoo, MI

Harbour Investments, Inc.

Paul Knibbe is a financial advisor with Harbour Investments, Inc. in Kalamazoo, MI, holding a Series 66 designation and 14 years of industry experience. He has worked at Harbour Investments since 2011 and has operated Knibbe Investment Management LLC since 2013. He is also an independent insurance agent under the Knibbe Investment Management name. Harbour Investments provides investment advisory and financial planning services to a diverse client base, including individuals, charitable and corporate clients, retirement plans, and other financial advisors. The firm employs a combination of fundamental and technical analysis to create customized strategies and offers both discretionary and non-discretionary portfolio management solutions.

Annuities Options & derivatives strategies
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Carlene A

Series 65, Series 63

Libertyville, IL

Harbour Investments, Inc.

Carlene Abraham is a financial advisor at Harbour Investments, Inc. with two years of industry experience. She holds Series 65 and Series 63 licenses and has previously worked at Money Concepts Capital Corp. She is also involved as a financial advisor at The Tranel Financial Group and as a salaried employee at 818 Capital Group, LLC. Harbour Investments serves a diverse range of clients including individuals, trusts, pension and 401(k) plans, and various institutional and corporate entities. The firm offers both discretionary and non-discretionary portfolio management, financial planning, and access to multiple investment platforms tailored to individual advisor strategies.

Annuities Options & derivatives strategies
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Michael P

Series 63, Series 66

Dodgeville, WI

Harbour Investments, Inc.

Michael Peat is a financial advisor with Harbour Investments, Inc. in Dodgeville, WI, holding Series 63 and Series 66 credentials and bringing 26 years of industry experience. He has worked with 1st Rate Wealth Management and First Rate Financial throughout his career. Peat is a board member of the Iowa-Grant Educational Foundation, a charitable organization supporting educational enrichment activities. Harbour Investments serves a diverse client base including individual investors, trusts, pension and 401(k) plans, and institutional entities. The firm offers a range of portfolio management and financial planning services, utilizing various investment approaches and multiple execution platforms tailored to advisor and client needs.

Annuities Options & derivatives strategies
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Walter F

Series 66

Elm Grove, WI

Harbour Investments, Inc.

Walter Fahey is a financial advisor with Harbour Investments, Inc. in Elm Grove, WI, holding a Series 66 designation and one year of industry experience. He has worked with The Leist Group and is also involved with Tally's Tap, a bar in Waukesha, WI. Harbour Investments serves a diverse client base including individuals, trusts, pension and 401(k) plans, and institutional entities, offering a range of portfolio management, financial planning, and investment services tailored to different approaches and client needs.

Annuities Options & derivatives strategies
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Kyle P

Series 66

Middleton, WI

Harbour Investments, Inc.

Kyle Pahnke is a financial advisor at Harbour Investments, Inc. with four years of industry experience. He holds a Series 66 designation and has been with Harbour since 2021. Outside of advisory work, he has experience as a bartender. Harbour Investments provides investment advisory and financial planning services to a diverse client base, including individuals, charitable and corporate clients, and retirement plans, using a combination of fundamental and technical analysis to create customized portfolio strategies.

Annuities Options & derivatives strategies
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Scott P

Series 63

Wisconsin Rapids, WI

Harbour Investments, Inc.

Scott Paterick is a financial advisor with Harbour Investments, Inc. in Wisconsin Rapids, WI, holding a Series 63 designation and over 32 years of industry experience. He has worked at Harbour Investments since 2014 and has longstanding affiliations with Investors Choice, Connecticut Mutual Life Insurance Co, and Modern Woodmen of America. Outside of advisory work, he serves as director and vice president of the Assumption Foundation, a Catholic high school organization, and is an owner and author at Mount Everest Publishing. Harbour Investments provides investment advisory and financial planning services to a diverse client base including individual investors, charitable and corporate clients, and retirement plans. The firm employs both fundamental and technical analysis to create customized strategies across various investment vehicles, and offers model-based solutions through a subscription platform.

Annuities Options & derivatives strategies
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Sandra E

Series 63, Series 65

Madison, WI

Harbour Investments, Inc.

Sandra Eichel is a financial advisor at Harbour Investments, Inc. in Madison, WI, with 13 years of industry experience. She holds Series 63 and Series 65 licenses and has worked previously at Northwestern Mutual in various roles from 2012 to 2021. Outside of finance, she has been giving voice lessons at Andersen Vocal Arts since 1994 and participates in diversity and inclusion consulting and speaking engagements. Harbour Investments provides investment advisory and financial planning services to individual, charitable, corporate, and retirement plan clients. The firm employs a combination of fundamental and technical analysis to create customized investment strategies and offers model-based solutions through a subscription platform.

Annuities Options & derivatives strategies
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Dugan H

Series 63, Series 65

Elm Grove, WI

Harbour Investments, Inc.

Dugan Hettich is a financial advisor with Harbour Investments, Inc. and Nichols Creek Wealth Partners, holding Series 63 and Series 65 designations and has 16 years of industry experience. His prior roles include positions at Pruco Securities, LLC and The Prudential Insurance Company of America. He also works as an independent insurance agent, including involvement with equity indexed annuities. Harbour Investments serves a diverse client base, including individual investors, trusts, pension and 401(k) plans, and institutional entities, offering portfolio management, financial planning, and access to various investment platforms and third-party managers.

Annuities Options & derivatives strategies
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Eric C

Series 63, Series 65

Libertyville, IL

Harbour Investments, Inc.

Eric Cima is a financial advisor at Harbour Investments, Inc. with 34 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Money Concepts Capital Corp for over 30 years. In addition to his advisory roles, he is a salaried employee of 818 Capital Group, LLC and is also an independent insurance agent. Harbour Investments provides investment advisory and financial planning services to a diverse clientele, including individual investors, charitable and corporate clients, and retirement plans. The firm employs a combination of fundamental and technical analysis to create customized investment strategies, offering a range of portfolio management options and model-based solutions.

Annuities Options & derivatives strategies
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Thomas B

Series 63, Series 65

Waukesha, WI

Harbour Investments, Inc.

Thomas Bodin is a financial advisor at Harbour Investments, Inc. in Waukesha, WI, holding Series 63 and Series 65 licenses with 44 years of industry experience. He has operated Bodin Financial Services since 2009 and serves as vice president and board member of Bodin, Inc., a family-owned corporation that sells grain cutting boards. Additionally, he owns Clipper Brewing LLC, a microbrewery involved in the manufacturing and distribution of fermented malt beverages. Harbour Investments provides investment advisory and financial planning services to individual investors, charitable and corporate clients, retirement plans, and other financial advisors. The firm employs a combination of fundamental and technical analysis to create customized strategies and offers a range of portfolio management and model-based solutions.

Annuities Options & derivatives strategies
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Erik Z

Series 63, Series 65

Rockford, IL

Harbour Investments, Inc.

Erik Zuberbuhler is a financial advisor at Harbour Investments, Inc. with seven years of industry experience. He holds Series 63 and Series 65 registrations and has worked at Harbour Investments since 2019. Outside of his advisory role, he established an LLC intended to purchase a property for use as a workshop. Harbour Investments serves a diverse client base including individuals, trusts, pension and 401(k) plans, and institutional entities. The firm offers a range of portfolio management and financial planning services, employing various investment approaches tailored by individual advisers and third-party managers.

Annuities Options & derivatives strategies
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