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Joseph R

Series 63, Series 65

Parsippany, NJ

Hennion & Walsh Asset Management, Inc.

Joseph Rodriguez is a financial advisor with Hennion & Walsh Asset Management, Inc. in Parsippany, NJ, holding Series 63 and Series 65 credentials and bringing 28 years of industry experience, all with his current firm since 1998. Hennion & Walsh provides discretionary and non-discretionary investment management and consulting services to individuals, business entities, trusts, estates, charitable organizations, and retirement plans. The firm employs a combination of fundamental and technical analysis across various asset classes and offers multiple program structures, serving over 1,000 clients with a team of 73 advisors.

Wealth management Active portfolio management Options & derivatives strategies
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Thomas H

Series 63, Series 65

Parsippany, NJ

Hennion & Walsh Asset Management, Inc.

Thomas Harrison is a financial advisor at Hennion & Walsh Asset Management, Inc. with 11 years of industry experience. He holds the Series 63 and Series 65 designations and has been with Hennion & Walsh since 2015. Hennion & Walsh Asset Management, Inc. provides discretionary and non-discretionary investment management and consulting services to individuals, business entities, trusts, estates, charitable organizations, and retirement plans. The firm manages approximately $768.8 million across various program structures, employing both fundamental and technical analysis with long-term, short-term, and trading strategies across a range of asset classes.

Wealth management Active portfolio management Options & derivatives strategies
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Rachel L

Series 63, Series 65

Parsippany, NJ

Hennion & Walsh Asset Management, Inc.

Rachel Leventhal is a financial advisor at Hennion & Walsh Asset Management, Inc. with 24 years of industry experience. She has been with Hennion & Walsh since 2001. Hennion & Walsh Asset Management provides investment advisory and portfolio management services primarily to individual clients, including high-net-worth individuals, and plan sponsors. The firm offers a variety of programs including wrap-fee portfolio management, personalized UMA, and managed accounts, using both discretionary and non-discretionary management across multiple asset classes.

Wealth management Active portfolio management Options & derivatives strategies
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Marc S

Series 63, Series 65

Parsippany, NJ

Hennion & Walsh Asset Management, Inc.

Marc Strafaci is a financial advisor with Hennion & Walsh Asset Management, Inc. He holds Series 63 and Series 65 licenses and has 18 years of industry experience, all of which have been with Hennion & Walsh since 2008. Hennion & Walsh Asset Management, Inc. provides discretionary and non-discretionary investment management and consulting services to individuals, business entities, trusts, estates, charitable organizations, and retirement plans. The firm employs a combination of fundamental and technical analysis utilizing a range of strategies across multiple asset classes and manages approximately $768.8 million for over 1,000 clients through a multi-advisor team.

Wealth management Active portfolio management Options & derivatives strategies
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Tyler M

Series 63, Series 65

Parsippany, NJ

Hennion & Walsh Asset Management, Inc.

Tyler Mitnick is a financial advisor at Hennion & Walsh Asset Management, Inc. with 12 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Hennion & Walsh since 2014. Hennion & Walsh Asset Management, Inc. provides discretionary and non-discretionary investment management and consulting services to individuals, business entities, trusts, estates, charitable organizations, and retirement plans. The firm employs a combination of fundamental and technical analysis and offers multiple program structures, managing approximately $768.8 million for over 1,000 clients.

Wealth management Active portfolio management Options & derivatives strategies
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Kyle R

Series 63, Series 65

Parsippany, NJ

Hennion & Walsh Asset Management, Inc.

Kyle Ruff is a financial advisor at Hennion & Walsh Asset Management, Inc. with nine years of industry experience. He has been with Hennion & Walsh since 2016. Kyle holds Series 63 and Series 65 licenses. Hennion & Walsh Asset Management, Inc. provides discretionary and non-discretionary investment management and consulting services to individuals, business entities, trusts, estates, charitable organizations, and retirement plans. The firm employs a combination of fundamental and technical analysis across various asset classes and offers multiple program structures, managing approximately $768.8 million for about 1,087 clients.

Wealth management Active portfolio management Options & derivatives strategies
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Mark C

Series 63, Series 65

Boca Raton, FL

Hennion & Walsh Asset Management, Inc.

Mark Czaja is a financial advisor at Hennion & Walsh Asset Management, Inc. with 43 years of industry experience. He has been with Hennion & Walsh since 2013 and has concurrently worked at Comprehensive Capital Corp. since 1991. He holds Series 63 and Series 65 licenses. Hennion & Walsh Asset Management provides investment advisory and portfolio management services mainly to individual clients, including high-net-worth individuals, and plan sponsors. The firm employs a range of strategies across multiple asset classes and offers both discretionary and non-discretionary management through various programs, including wrap-fee and personalized UMA solutions.

Wealth management Active portfolio management Options & derivatives strategies
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Justin Y

Series 63, Series 65

Parsippany, NJ

Hennion & Walsh Asset Management, Inc.

Justin Yoon is a financial advisor at Hennion & Walsh Asset Management, Inc. with 26 years of industry experience. He has been with Nori, Hennion, Walsh, Inc. since 1999. Hennion & Walsh Asset Management provides investment advisory and portfolio management services primarily to individual clients, including high-net-worth individuals, and plan sponsors. The firm employs a range of strategies across multiple asset classes and offers both discretionary and non-discretionary management through various programs and services.

Wealth management Active portfolio management Options & derivatives strategies
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Jonathan H

Series 63, Series 65

Parsippany, NJ

Hennion & Walsh Asset Management, Inc.

Jonathan Hyer is a financial advisor with Hennion & Walsh Asset Management, Inc. in Parsippany, NJ, holding Series 63 and Series 65 licenses and bringing nine years of industry experience. Prior to joining Hennion & Walsh in 2017, he worked at Rowan University from 2013 to 2017. Hennion & Walsh provides discretionary and non-discretionary investment management and consulting services to individuals, business entities, trusts, estates, charitable organizations, and retirement plans. The firm employs a combination of fundamental and technical analysis with a range of strategies across multiple asset classes and offers various program structures including wrap fee Portfolio Management Programs, Personalized UMA programs, and supervisory services for affiliated unit investment trusts.

Wealth management Active portfolio management Options & derivatives strategies
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Kunal P

CFP®, Series 66

Parsippany, NJ

Hennion & Walsh Asset Management, Inc.

Kunal Patel is a Certified Financial Planner (CFP®) with 16 years of industry experience, currently serving at Hennion & Walsh Asset Management, Inc. since 2010. He has a Series 66 designation and is based in Parsippany, NJ. Patel has explored potential service-related ventures through a personal company, KHP LLC. Hennion & Walsh Asset Management, Inc. provides discretionary and non-discretionary investment management and consulting services to individuals, business entities, trusts, estates, charitable organizations, and retirement plans, managing approximately $768.8 million for over 1,000 clients. The firm employs a blend of fundamental and technical analysis and utilizes a variety of investment strategies across multiple asset classes, offering tailored program structures including wrap fee and unified managed accounts.

Wealth management Active portfolio management Options & derivatives strategies
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Brian P

Series 66

Parsippany, NJ

Hennion & Walsh Asset Management, Inc.

Brian Pendleton III is a financial advisor with Hennion & Walsh Asset Management, Inc., holding a Series 66 credential and 15 years of industry experience. He has been with Hennion & Walsh since 2012. Hennion & Walsh Asset Management provides discretionary and non-discretionary investment management and consulting services to individuals, business entities, trusts, estates, charitable organizations, and retirement plans. The firm manages approximately $768.8 million for about 1,087 clients through a team of 73 advisors and employs a variety of investment strategies across multiple asset classes.

Wealth management Active portfolio management Options & derivatives strategies
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