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James K

Series 63, Series 65

Littleton, CO

Crestmark Wealth Group

James Kimber is a financial advisor with Hornor, Townsend & Kent, LLC, holding Series 63 and Series 65 licenses and two years of industry experience. His prior roles include positions at Northwestern Mutual and Qualis Corporation, as well as service in the US Marine Forces Reserve. Outside of advising, he serves as an assistant coach for high school track and field and is involved in insurance brokerage activities. Hornor, Townsend & Kent provides advisory services to individuals, trusts, businesses, charitable organizations, and retirement plans, emphasizing client-directed implementation and oversight. The firm manages a significant portion of assets on a non-discretionary basis and offers services through third-party asset managers and various advisory models.

Business succession planning Wealth management
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Robert K

Series 66

New York, NY

Hornor, Townsend & kent, LLC

Robert Kaslander III is a financial advisor with Hornor, Townsend & Kent, LLC and holds a Series 66 designation. He has four years of industry experience, with prior roles at Penn Mutual, MassMutual, and Northwestern Mutual. Kaslander is also active as an agent in life insurance brokerage and works as a financial advisor with the Power Forward Group. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans by offering advisory programs, financial planning, and retirement plan consulting. The firm operates both as an SEC-registered adviser and a FINRA-member broker-dealer, providing custody, execution, brokerage services, and third-party asset management relationships.

Business succession planning Wealth management
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John S

Series 66, Series 63

Littleton, CO

Crestmark Wealth Group

John Swailes II is a financial advisor at Hornor, Townsend & Kent, LLC, holding Series 66 and Series 63 licenses with four years of industry experience. Prior to joining Hornor, Townsend & Kent in 2026, he worked at Northwestern Mutual Wealth Management Company for four years and has been associated with various Northwestern Mutual entities since 2021. Outside of finance, he was involved with Steady Hands Limited, a painting business, from 2016 to 2020. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans through advisory programs, financial planning, and retirement plan consulting. The firm operates as both an SEC-registered adviser and a FINRA-member broker-dealer, offering discretionary and non-discretionary account options supported by a network of third-party asset managers.

Business succession planning Wealth management
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Koby D

Series 63, Series 65

Conshohocken, PA

Hornor, Townsend & kent, LLC

Koby Degenhardt is an advisor at Hornor, Townsend & Kent, LLC with Series 63 and Series 65 credentials and one year of industry experience. Prior to joining Hornor, Townsend & Kent in 2025, he worked at Northeastern University and The Haverford School. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans, offering advisory programs, financial planning, and retirement plan consulting. The firm operates both as an SEC-registered adviser and a FINRA-member broker-dealer, managing billions in client assets through a mix of discretionary and non-discretionary account options.

Business succession planning Wealth management
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Joseph L

Series 66

Greenville, SC

Hornor, Townsend & kent, LLC

Joseph Lady is a financial advisor with Hornor, Townsend & Kent, LLC and holds a Series 66 designation. He has three years of industry experience and has worked at firms including Penn Mutual Life Insurance Company and MassMutual South Carolina. Outside of advisory roles, he is also involved in insurance brokerage as an agent with Strategic Planning Group. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans through a network of advisers, offering advisory programs, financial planning, and retirement plan consulting. The firm operates both advisory and broker-dealer services, providing custody and execution capabilities alongside investment advice.

Business succession planning Wealth management
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Samim S

Series 63, Series 65

Littleton, CO

Crestmark Wealth Group

Samim Syed is a financial advisor with Hornor, Townsend & Kent, LLC, holding Series 63 and Series 65 registrations and seven years of industry experience. His prior roles include positions at Digital Wealth Partners, Penn Mutual Life Insurance Company, and Northwestern Mutual. Outside of his advisory work, he serves as CEO of a greentech company, EVChargeMe. Hornor, Townsend & Kent (HTK) serves individuals, trusts, businesses, charitable organizations, and retirement plans through a network of advisers, offering advisory programs, financial planning, and retirement plan consulting. The firm operates both advisory and broker-dealer services, providing custody, execution, and brokerage capabilities alongside investment advice.

Business succession planning Wealth management
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Gregory B

CFP®, ChFC®, Series 63

Holladay, UT

Hornor, Townsend & kent, LLC

Gregory Brown is a CFP® and ChFC® with 41 years of industry experience. He has been with Hornor, Townsend & Kent, LLC since 2013 and has also been associated with Penn Mutual since 2004. In addition to his advisory work, he operates a multi-line insurance brokerage focused on life, health, disability, long-term care, and annuity products. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans, providing advisory services primarily through third-party asset manager platforms and emphasizing client-directed implementation and oversight. The firm manages a significant portion of client assets on a non-discretionary basis and offers a range of financial planning, consulting, and retirement plan services.

Business succession planning Wealth management
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Mary C

Series 65, Series 63

Conshohocken, PA

Hornor, Townsend & kent, LLC

Mary Cromleigh is a financial advisor with Hornor, Townsend & Kent, LLC, holding Series 65 and Series 63 registrations and bringing 14 years of industry experience. She has been with Hornor, Townsend & Kent since 2018 and previously worked at Atlantic Financial Partners and Merrill. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans, offering advisory programs, financial planning, and retirement plan consulting. The firm operates as both an SEC-registered adviser and FINRA-member broker-dealer, providing a range of custody, execution, and brokerage services alongside investment advice.

Business succession planning Wealth management
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Jhereg F

Series 63, Series 66

Greensboro, NC

Hornor, Townsend & kent, LLC

Jhereg Fillmore is a financial advisor with Hornor, Townsend & Kent, LLC, holding Series 63 and Series 66 licenses and bringing nine years of industry experience. His work history includes roles at Penn Mutual Life Insurance Company, MML Investors Services, LLC, MassMutual Life Insurance Co, Jackson National Life Distributors, LLC, and Knightpoint Systems LLC. In addition to his advisory role, Fillmore is actively involved in insurance brokerage under several DBAs, including Elevate Financial Group, focusing on insurance sales and service with Penn Mutual Life products. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans through a comprehensive advisory platform that includes third-party asset manager relationships and both discretionary and non-discretionary account options. The firm combines SEC-registered advisory services and broker-dealer capabilities, offering custody, execution, and brokerage alongside financial planning and retirement consulting.

Business succession planning Wealth management
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Christopher C

Series 63, Series 65

Poquoson, VA

Hornor, Townsend & kent, LLC

Christopher Cruz is a financial advisor at Hornor, Townsend & Kent, LLC with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has been associated with Penn Mutual Life Insurance Company and Hornor Townsend & Kent since 2009. Outside of his advisory role, Cruz is an agent for a life insurance brokerage and serves as CFO of Cruz Associates, Inc. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans, offering advisory services through third-party asset managers and focusing on client-directed implementation and oversight rather than discretionary trading.

Business succession planning Wealth management
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Roger H

Series 66

Homewood, IL

Hornor, Townsend & kent, LLC

Roger Herrera IV is a financial advisor at Hornor, Townsend & Kent, LLC with 10 years of industry experience. He holds a Series 66 designation and has been with Hornor, Townsend & Kent since 2017. Prior to this, he worked at Ameriprise Financial Services, Inc. and also has experience with Penn Mutual Life Insurance Company, where he supports life insurance sales and services. Outside of finance, Herrera works part-time operating a customized photo booth service for private events. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans, providing advisory services primarily through third-party asset manager platforms, financial planning, and retirement plan consulting. The firm emphasizes client-directed implementation and oversight, managing the majority of client assets on a non-discretionary basis.

Business succession planning Wealth management
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Jeanie B

Series 65, Series 63

Littleton, CO

Crestmark Wealth Group

Jeanie Boymel is a financial advisor with Hornor, Townsend & Kent, LLC, holding Series 65 and Series 63 credentials and bringing 11 years of industry experience. Her career includes roles at Penn Mutual Life Insurance Company, Northwestern Mutual, and New York Life. Outside of her advisory work, she is involved in personal training and serves as vice president on the board of the Conifer Lobos Unified Boosters, as well as president of the Denver chapter of Women in Insurance and Financial Services (WIFS). Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans through advisory programs, financial planning, and retirement plan consulting. The firm operates as both an SEC-registered adviser and FINRA-member broker-dealer, offering a range of discretionary and non-discretionary account options supported by third-party asset manager relationships.

Business succession planning Wealth management
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Robert B

Series 63, Series 65

Wichita, KS

Hornor, Townsend & kent, LLC

Robert Bissen is a financial advisor with Hornor, Townsend & Kent, LLC, holding Series 63 and Series 65 licenses and three years of industry experience. His prior roles include positions with FBL Marketing Services, Penn Mutual Life Insurance, and New York Life Insurance Company. He is also involved in insurance brokerage through several agencies, including 1847Financial and Francis Legacy Builders. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans, providing advisory services primarily on a non-discretionary basis through third-party asset manager platforms and financial planning. The firm combines traditional investment strategies with a client-directed approach to implementation and oversight.

Business succession planning Wealth management
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Elizabeth C

Series 66

Pittsburgh, PA

Hornor, Townsend & kent, LLC

Elizabeth Connolly is a financial advisor at Hornor, Townsend & Kent, LLC with 15 years of industry experience. She holds the Series 66 designation and has been affiliated with Penn Mutual Life Insurance Company and Hornor Townsend & Kent since 2010. Connolly is also the proprietor of Connolly, Steele & Company, P.C., a CPA firm providing accounting and tax services, and owns CSC Financial Strategies, LLC, an insurance brokerage. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans, offering advisory services primarily through third-party asset manager platforms. The firm emphasizes client-directed implementation and oversight with a focus on non-discretionary asset management.

Business succession planning Wealth management
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James T

ChFC®, Series 63, Series 65

Rochester, NY

Hornor, Townsend & kent, LLC

James Traylor is a financial advisor at Hornor, Townsend & Kent, LLC with 17 years of industry experience. He holds the ChFC® designation and securities licenses Series 63 and Series 65. Traylor has worked at Hornor, Townsend & Kent since 2014 and concurrently at Penn Mutual Life Insurance Company. Outside of his advisory role, he serves as president of Rivent Partners, Inc., a life insurance brokerage specializing in financial planning and consulting for special needs clients, and provides consulting on government benefits and care coordination for individuals with disabilities. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans, offering advisory services through third-party asset manager platforms, financial planning, and consulting. The firm emphasizes client-directed implementation and oversight, managing the majority of client assets on a non-discretionary basis.

Business succession planning Wealth management
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Elizabeth K

Series 63, Series 66

Santa Fe, TX

Hornor, Townsend & kent, LLC

Elizabeth Kassen is a financial advisor at Hornor, Townsend & Kent, LLC with 22 years of industry experience. She holds Series 63 and Series 66 licenses and has previously worked at firms including Citigroup, Bank of America, Merrill, and LPL Financial. Outside of her advisory role, she tutors individuals preparing for FINRA exams and manages a horse boarding business. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans, providing advisory services primarily through third-party asset manager platforms. The firm emphasizes client-directed implementation and oversight, managing a majority of client assets on a non-discretionary basis.

Business succession planning Wealth management
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Richard R

Series 65, Series 63

Evansville, IN

Hornor, Townsend & kent, LLC

Richard Royalty III is an advisor at Hornor, Townsend & Kent, LLC with Series 65 and Series 63 credentials. He has experience working at Rich Royalty State Farm and Qualia prior to joining Hornor, Townsend & Kent. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans through a network of advisers, providing advisory programs, financial planning, and retirement plan consulting. The firm operates both advisory and broker-dealer services, offering custody, execution, and brokerage capabilities alongside investment advice.

Business succession planning Wealth management
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Corey H

CFP®, Series 66

Exton, PA

Hornor, Townsend & kent, LLC

Corey Hernandez is a CFP® and Series 66-licensed advisor at Hornor, Townsend & Kent, LLC with three years of industry experience. He has previously worked at Keystone Financial Group and Wealth Enhancement Group, and he has held roles in golf club and restaurant management. Outside of his advisory work, he assists with insurance sales and service, focusing on life and disability insurance for multiple carriers. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans through a network of advisors, offering financial planning, advisory programs, and retirement plan consulting. The firm combines SEC-registered advisory services with broker-dealer capabilities and manages approximately $8.37 billion in discretionary assets and $648 million in non-discretionary assets.

Business succession planning Wealth management
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Robert C

Series 63, Series 65

Pittsburgh, PA

Hornor, Townsend & kent, LLC

Robert Corcoran is a financial advisor with Hornor, Townsend & Kent, LLC, holding Series 63 and Series 65 credentials and bringing 36 years of industry experience. His career includes roles at Penn Mutual Life Insurance Company and extensive self-employment in accounting and financial services since 1982. Corcoran serves as a board member and secretary of TC House, Inc., and is actively involved in multiple insurance brokerage activities. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans, offering advisory services through third-party asset manager platforms and financial planning. The firm emphasizes client-directed implementation and oversight, managing the majority of client assets on a non-discretionary basis.

Business succession planning Wealth management
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Stephen L

Series 63

Tampa, FL

Hornor, Townsend & kent, LLC

Stephen Levy is a financial advisor with Hornor, Townsend & Kent, LLC, holding a Series 63 designation and bringing 44 years of industry experience. He has worked at Hornor, Townsend & Kent since 2014 and is also affiliated with Penn Mutual Life Insurance Company. Outside of his advisory role, Levy is a licensed life insurance agent involved in insurance sales and service. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans, providing advisory services primarily on a non-discretionary basis through third-party asset manager platforms and financial planning. The firm combines advisory and broker-dealer functions and offers a range of investment approaches including asset allocation and fundamental analysis.

Business succession planning Wealth management
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