Elieser Carrazana is a financial advisor at HSBC Securities (USA) Inc. with four years of industry experience. He holds a Series 66 designation and has worked previously at JPMorgan Chase Securities LLC and Bank of America. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations through a variety of client-directed and discretionary program types. The firm combines strategic and tactical asset allocation with ongoing fund due diligence, serving a broad client base with both U.S. and offshore investment options.

Anthony Mancusi Jr. is a registered representative with HSBC Securities (USA) Inc. and holds the Series 63 and Series 66 designations. He has 21 years of industry experience and has worked at HSBC Securities and its affiliate HSBC Bank USA N.A. since 2006. In addition to his advisory role, he serves as a Bank Officer at HSBC Bank USA N.A., engaging in the sale of bank-related products and services. HSBC Securities (USA) Inc. provides managed account programs to individuals, retirement accounts, charitable organizations, and corporations through various program types, including client-directed and fully discretionary options. The firm combines strategic and tactical asset allocation advice with due diligence and ongoing fund monitoring, offering both U.S. and offshore investment solutions.

Anthea Lai is a financial advisor with HSBC Securities (USA) Inc. in Cupertino, CA, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. She has been with HSBC and its affiliates since 2015, including roles at HSBC Bank USA, N.A., and previously spent time at East West Bank and Cetera Investment Services. Lai also serves as a bank officer for HSBC Bank (USA) N.A., concurrently with her registered representative role. HSBC Securities (USA) Inc. offers managed account programs for individuals, retirement accounts, charitable organizations, and corporations, featuring both client-directed and fully discretionary options. The firm employs a multi-profile investment approach combining strategic and tactical asset allocation supported by HSBC Global Asset Management and affiliated providers.

Gabriela Maria Holian Martinez is an advisor at HSBC Securities (USA) Inc. with a Series 66 designation and one year of industry experience. Her prior roles include positions at Angelini Palisades, the Hammer Museum, and UCLA. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations through a range of client-directed and discretionary investment programs. The firm’s investment process utilizes five model risk profiles and combines strategic and tactical asset allocation developed with HSBC Global Asset Management, with ongoing fund due diligence and monitoring conducted by affiliated providers.

Ronald Volpe is a financial advisor at HSBC Securities (USA) Inc. with 21 years of industry experience. He holds Series 63 and Series 66 licenses and has worked extensively within the HSBC organization since 2008. Outside of his advisory role, he volunteers at St Clare Church, assisting with religious instruction and monitoring children. HSBC Securities (USA) Inc. offers managed account programs serving individuals, retirement accounts, charitable organizations, and corporations. The firm employs a mix of client-directed and discretionary strategies supported by HSBC Global Asset Management and utilizes multiple risk profiles in its investment process.

Anjian Su is a financial advisor with HSBC Securities (USA) Inc. in Flushing, NY, holding Series 66 and Series 63 licenses and with 21 years of industry experience. He has been with HSBC Bank USA and HSBC Securities (USA) Inc. since 2007. HSBC Securities (USA) Inc. offers managed account programs for individuals, retirement accounts, charitable organizations, and corporations through various client-directed and discretionary strategies. The firm’s investment process incorporates five model risk profiles and leverages resources from HSBC Global Asset Management and affiliated providers to conduct fund due diligence, asset allocation, and portfolio monitoring.

Minyu Yang is a financial advisor with HSBC Securities (USA) Inc. in San Francisco, CA, holding Series 63 and Series 66 licenses and with six years of industry experience. His prior experience includes roles at J.P. Morgan Securities and JPMorgan Chase Bank. He is also a dual-hatted Bank Officer for HSBC Bank (USA) N.A., where he engages in the sale of bank-related products alongside his registered representative duties. HSBC Securities (USA) Inc. offers managed account programs to a diverse client base, including individuals, retirement accounts, charitable organizations, and corporations. The firm uses a range of program types and combines strategic and tactical asset allocation with global fund due diligence to provide both discretionary and client-directed investment solutions.

Fangxu Xie is a financial advisor with HSBC Securities (USA) Inc. based in Bellevue, WA. They hold a Series 66 designation and have been with HSBC Securities since 2026, following prior roles within HSBC Bank in China and the United States. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations, featuring both client-directed and fully discretionary investment options. The firm uses a multi-profile investment approach supported by HSBC Global Asset Management and third-party providers, and it operates with distinct regulatory registrations including as a futures commission merchant.

Erin O’Shea is a financial advisor at HSBC Securities (USA) Inc. with 13 years of industry experience. Her prior roles include positions at Morgan Stanley, JPMorgan Chase Securities, and Goldman Sachs. She serves as an advisory board member for the CWRU Women in Finance, providing career advice and mentorship to students and faculty. HSBC Securities (USA) Inc. offers a range of managed account programs serving individuals, retirement accounts, charitable organizations, and corporations. The firm’s investment approach combines strategic and tactical asset allocation with fund due diligence conducted by affiliated specialists, offering both client-directed and fully discretionary portfolio options.

Le Wang is a registered representative at HSBC Securities (USA) Inc. with one year of industry experience. Prior to joining HSBC, Wang worked at East West Bank and spent eight years in a homemaker role. Wang also serves as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities, where he engages in the sale of bank-related products alongside his advisory duties. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations, providing both client-directed and fully discretionary solutions. The firm employs a structured investment approach utilizing multiple risk profiles and partners with affiliated and third-party providers for fund selection and portfolio management.

David Byers is a financial advisor with HSBC Securities (USA) Inc. in New York, NY, holding Series 63 and Series 66 credentials and over 30 years of industry experience. He has worked with HSBC Securities and HSBC Bank USA since 2012. HSBC Securities (USA) Inc. provides managed account programs to individuals, retirement accounts, charitable organizations, and corporations, offering both client-directed and fully discretionary investment options. The firm utilizes a structured investment process with multiple risk profiles and collaborates with affiliated and third-party providers for fund selection and account management.

Tony Peng is a financial advisor with HSBC Securities (USA) Inc. in San Francisco, holding Series 63 and Series 66 licenses and with 14 years of industry experience. His prior experience includes roles at Wells Fargo Clearing, Cetera Investment Services, Cathay Bank, and New England Securities. He also serves as a bank officer for HSBC Bank (USA) N.A., an affiliate of his advisory firm, selling bank-related products alongside his registered representative duties. HSBC Securities (USA) Inc. provides managed account programs to individuals, retirement accounts, charitable organizations, and corporations, offering both client-directed and fully discretionary investment options. The firm combines strategic and tactical asset allocation with global fund due diligence to serve a diverse client base through multiple program types.

Yuen Yan Joyce Shih is a financial advisor with HSBC Securities (USA) Inc. in New York, NY. She holds Series 63 and Series 66 designations and has 11 years of industry experience, all with HSBC Securities and HSBC Bank (USA) Inc. She focuses on serving clients through managed account programs offered by her firm. HSBC Securities (USA) Inc. provides managed account programs to individuals, retirement accounts, charities, and corporations, featuring both client-directed and fully discretionary options. The firm employs a structured investment process with multiple risk profiles and combines strategic and tactical asset allocation advised by HSBC Global Asset Management, alongside ongoing fund due diligence and monitoring.

Maggie Tang is a financial advisor at HSBC Securities (USA) Inc. with 10 years of industry experience. She holds Series 63 and Series 66 licenses and has been with HSBC Securities and HSBC Bank USA, N.A. since 2016. In addition to her advisory role, she serves as a Bank Officer for HSBC Bank, engaging in the sale of bank-related products and services. HSBC Securities (USA) Inc. offers a range of managed account programs serving individuals, retirement accounts, charitable organizations, and corporations. The firm’s investment approach combines strategic and tactical asset allocation with due diligence on funds and alternatives, offering both client-directed and fully discretionary portfolios.

Keith Smith is a financial advisor at HSBC Securities (USA) Inc. with 20 years of industry experience. He holds Series 63 and Series 66 designations and has been with HSBC Securities since 2013. Based in Buffalo, NY, his work focuses on managing client accounts within the firm’s various managed account programs. HSBC Securities (USA) Inc. offers managed account solutions to individuals, retirement accounts, charitable organizations, and corporations through several program types, including client-directed and fully discretionary options. The firm uses a structured investment process with multiple risk profiles and collaborates with affiliated and third-party providers for fund selection and portfolio management.

Heidi Lau is a financial advisor with HSBC Securities (USA) Inc. in Fremont, CA, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. She has worked at HSBC Securities since 2016 and previously held roles at J.P. Morgan Securities, Citigroup Global Markets, and Charles Schwab. Heidi also serves as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of her firm, where she is involved in selling bank-related products alongside her advisory role. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations through various client-directed and discretionary program types. The firm employs a multi-profile investment approach supported by HSBC Global Asset Management and affiliated providers, with a significant portion of assets managed under client-directed, non-discretionary portfolios.

David Ishii is a financial advisor with HSBC Securities (USA) Inc. in Bellevue, WA, holding Series 65 and Series 63 licenses and with six years of industry experience. He has worked at several firms, including J.P. Morgan Securities and First Republic Bank, and currently holds a dual role as a registered representative at HSBC Securities and as a bank officer for HSBC Bank (USA) N.A., an affiliated entity. HSBC Securities (USA) Inc. offers managed account programs to a diverse client base, including individuals, retirement accounts, charitable organizations, and corporations, with both discretionary and non-discretionary options. The firm employs strategic and tactical asset allocation supported by global asset management affiliates and operates multiple program types tailored to client needs.

Yanay Garciga is a financial advisor with HSBC Securities (USA) Inc. based in New York, NY, holding a Series 66 designation and 18 years of industry experience. Prior to joining HSBC Securities (USA) Inc. in 2020, Yanay worked at Merrill from 2007 to 2013 and has held multiple roles within the HSBC group since 2016. Outside of advisory work, Yanay serves as the Lead Finance Business Partner for ALPFA New York, overseeing financial planning and analysis for the nonprofit organization. HSBC Securities (USA) Inc. provides managed account programs to individuals, retirement accounts, charitable organizations, and corporations. The firm offers a range of client-directed and discretionary investment solutions and utilizes strategic and tactical asset-allocation methodologies developed with HSBC Global Asset Management.

Mei Kwan is a financial advisor with HSBC Securities (USA) Inc. in Cupertino, CA, holding Series 63, 65, and 66 licenses and bringing 10 years of industry experience. Her background includes roles at HSBC Bank USA, Wang Accountancy, Tranquil Asset Management LLC, as well as earlier positions at Banc of America Investment Services and Citicorp Investment Services. She also serves as a bank officer for HSBC Bank (USA) N.A., an affiliate of her advisory firm, where she engages in the sale of bank-related products alongside her advisory duties. HSBC Securities (USA) Inc. provides managed account programs to individuals, retirement accounts, charitable organizations, and corporations, offering both client-directed and discretionary portfolio options. The firm’s investment process incorporates strategic and tactical asset allocation with ongoing fund due diligence and monitoring, serving a broad client base through various program structures including the Offshore Spectrum program for qualified non-resident aliens.

Douglas Barrera Ventura is a financial advisor with HSBC Securities (USA) Inc. in Arcadia, CA, holding Series 66 and Series 63 licenses and 13 years of industry experience. His prior roles include positions at JP Morgan Chase Bank and JP Morgan Securities LLC. He has been with HSBC since 2018. HSBC Securities (USA) Inc. offers managed account programs to individuals, retirement accounts, charitable organizations, and corporations through multiple program types, including client-directed and fully discretionary options. The firm’s investment process incorporates five model risk profiles and combines strategic and tactical asset allocation with due diligence and ongoing monitoring by affiliated entities.