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Joseph M

Series 63

New York, NY

Ingalls Investment Management, LLC

Joseph Murphy is a financial advisor at Ingalls Investment Management, LLC in New York, NY, with 31 years of industry experience. He holds the Series 63 designation and has been with the Ingalls organization since 2015. Outside of his advisory role, he is employed with Rosenthal Collins, a futures commission merchant, where he introduces potential futures and foreign exchange producers and employees. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base, including individuals, financial institutions, pension plans, trusts, and charitable organizations. The firm employs various asset-management strategies such as long-term equity holdings, short-term trading, option writing, and also manages private placements and third-party wrap programs.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Michael R

CFA®, Series 63

New York, NY

Ingalls Investment Management, LLC

Michael Rome is a CFA® charterholder with two years of industry experience, currently serving as an advisor at Ingalls Investment Management, LLC. Prior to joining Ingalls in 2026, he worked at Romen Capital Management for seven years and was self-employed for two years. He also manages money for an outside client, Shay Capital. Ingalls Investment Management offers discretionary and non-discretionary investment advisory services to a diverse client base including individuals, financial institutions, pension plans, and charitable organizations. The firm employs varied asset-management styles and manages accounts using fundamental, technical, and cyclical analysis across a range of strategies.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Timothy G

CFA®

New York, NY

Ingalls Investment Management, LLC

Timothy Ghriskey is a CFA® charterholder with five years of industry experience, currently serving as an advisor at Ingalls Investment Management, LLC. His prior roles include positions at Ingalls & Snyder LLC, Inverness Counsel, LLC, and Solaris Group - Solaris Asset Management. He also serves as a trustee for six family and friends trusts. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base, including individuals, financial institutions, pension plans, and charitable organizations. The firm employs various asset-management styles, ranging from long-term equity holdings to short-term trading and option writing, and participates in private placements and third-party wrap programs.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Christine W

Series 63

New York, NY

Ingalls Investment Management, LLC

Christine Weston is a financial advisor at Ingalls Investment Management, LLC with 43 years of industry experience. She holds a Series 63 designation and has been with Ingalls & Snyder, LLC since 1982. Outside of her advisory role, she serves as a trustee for two client trusts, a position she has held since 2001. Ingalls Investment Management provides discretionary and non-discretionary advisory services to individuals, institutions, and various types of plans and organizations. The firm’s investment approach includes a range of asset-management styles, employing fundamental, technical, and cyclical analysis, and offers services such as financial planning, portfolio consulting, and management of private investment partnerships.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Evan R

Series 65, Series 66

New York, NY

Ingalls Investment Management, LLC

Evan Rapp is a financial advisor at Ingalls Investment Management, LLC with four years of industry experience. He holds Series 65 and Series 66 licenses. Prior to his current role, he was affiliated with Ingalls & Snyder LLC and attended Boston College. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a variety of clients including individuals, financial institutions, and charitable organizations. The firm employs diverse asset-management styles and offers services ranging from long-term equity holdings to more active strategies, managing accounts primarily on a discretionary basis.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Daniel P

Series 63

New York, NY

Ingalls Investment Management, LLC

Daniel Pisera is a financial advisor at Ingalls Investment Management, LLC with 28 years of industry experience. He holds a Series 63 designation and has been associated with Ingalls & Snyder LLC since 2013. Pisera joined Ingalls Investment Management in 2026. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base, including individuals, financial institutions, pension plans, and charitable organizations. The firm employs various asset-management styles, managing accounts primarily on a discretionary basis, and offers services such as financial planning, portfolio consulting, and private investment partnership management.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Susan E

Series 63

New York, NY

Ingalls Investment Management, LLC

Susan Estes is a financial advisor at Ingalls Investment Management, LLC with 11 years of industry experience. She has worked at Ingalls Investment Management since 2026 and previously spent eight years at Ingalls & Snyder LLC and four years at Tocqueville Securities LP. Outside of her advisory role, she also occasionally works as a salesperson at Charleston Shoe Company. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a range of clients including individuals, financial institutions, pension plans, and charitable organizations. The firm employs various asset management styles and offers services such as financial planning, sub-advisory, and portfolio consulting.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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William M

CFA®, Series 66

New York, NY

Ingalls Investment Management, LLC

William Mchale is a CFA® charterholder with nine years of industry experience. He has been with Ingalls Investment Management, LLC since 2026 and previously worked at Ingalls & Snyder LLC, Applico, and Axiom Investors. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base, including individuals, financial institutions, pension plans, and charitable organizations. The firm employs a variety of asset-management styles and manages accounts using fundamental, technical, and cyclical analysis across strategies ranging from long-term equity holdings to shorter-term trading and option writing.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Robert C

Series 63

New York, NY

Ingalls Investment Management, LLC

Robert Case is a financial advisor at Ingalls Investment Management, LLC with 41 years of industry experience. He holds a Series 63 designation and has previously worked at Bear, Stearns & Co. Inc. and J.P. Morgan Securities Inc. He serves as a trustee for three family trusts, dedicating less than one hour monthly to these responsibilities. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base, including individuals, financial institutions, pension plans, and charitable organizations. The firm employs multiple asset-management styles and offers services ranging from long-term equity holdings to short-term trading and special strategies, including participation in third-party wrap programs and private investment partnerships.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Ingrid S

Series 66

New York, NY

Ingalls Investment Management, LLC

Ingrid Schnau is a financial advisor with Ingalls Investment Management, LLC and holds a Series 66 designation. She has 23 years of industry experience, including over two decades at Ingalls & Snyder LLC. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base, including individuals, financial institutions, pension plans, and charitable organizations. The firm employs multiple asset-management styles and manages accounts primarily on a discretionary basis, offering services such as portfolio consulting, third-party manager selection, and participation in wrap programs.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Hattie W

CFP®, Series 65

New York, NY

Ingalls Investment Management, LLC

Hattie Wright is a CFP® and holds a Series 65 license with 12 years of industry experience. She is currently with Ingalls Investment Management, LLC and previously worked at Ingalls & Snyder LLC and Mountain State Analytics, LLC, where she was the sole owner and Managing Director before transitioning her clients to Ingalls & Snyder. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base including individuals, financial institutions, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm employs various asset-management styles and manages accounts using fundamental, technical, and cyclical analysis, offering a range of strategies from long-term equity holdings to short-term trading and private investment partnerships.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Bernard S

Series 63

New York, NY

Ingalls Investment Management, LLC

Bernard Selz is a financial advisor at Ingalls Investment Management, LLC with 58 years of industry experience. He holds the Series 63 designation and has previously worked at Neuberger Berman and Gagnon Securities LLC. Outside of advisory work, he serves as the President of the Selz Foundation, Inc., a not-for-profit organization. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base, including individuals, institutions, and charitable organizations. The firm employs a range of asset-management styles and administers private investment partnerships, donor-advised funds, and third-party wrap programs.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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Lori Z

Series 63, Series 66

New York, NY

Ingalls Investment Management, LLC

Lori Zager is a financial advisor at Ingalls Investment Management, LLC with 40 years of industry experience. She holds Series 63 and Series 66 designations and has been with Ingalls and its affiliated firms since 2017. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base, including individuals, financial institutions, pension plans, and charitable organizations. The firm employs varied asset-management styles and offers services such as financial planning, sub-advisory roles, and management of private investment partnerships.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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