James Mullins is a financial advisor at Investments & Financial Planning, LLC in Lexington, KY, with 23 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Securities America, Inc., Securities Service Network, Inc., and WFG Investments Inc. In addition to his advisory role, he owns and manages JEM Financial Planning, LLC. Investments & Financial Planning, LLC provides portfolio management and financial planning services primarily to individual and high net worth clients, as well as charitable organizations. The firm utilizes no-load mutual funds and exchange-traded funds, applying both fundamental and technical analysis with long- and short-term strategies.

Kenta Ito is a financial advisor with Investments & Financial Planning, LLC in Lexington, KY. He holds a Series 65 designation and has one year of industry experience. Prior to joining the firm, he held roles at Alight Solutions, BlackBeltHelp, and Twitch Interactive, Inc. He has been involved with the Unitarian Universalist Fellowship of Madison County and the Richmond Area Arts Council. Investments & Financial Planning, LLC provides portfolio management and financial planning services primarily to individual and charitable clients. The firm’s approach focuses on diversified portfolios using American Funds mutual funds and ETFs, offering discretionary management and leveraging third-party technology for account monitoring and client billing.

David Short is a financial advisor with Investments & Financial Planning, LLC in Lexington, KY, holding the CFP® and ChFC® designations and possessing 26 years of industry experience. Prior to his current role, he worked at Securities America, Inc., Securities Service Network, Inc., and WFG Investments Inc. Outside of advising, he is also involved in fixed insurance sales and manages an LLC established for tax reporting purposes. Investments & Financial Planning, LLC provides portfolio management and financial planning services primarily to individual clients, including high net worth individuals, and charitable organizations. The firm employs no-load mutual funds and exchange-traded funds, using both fundamental and technical analysis, and conducts at least annual account reviews.