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Allan H
CFP®, Series 63, Series 65
Brookfield, WI
Kovack Advisors, Inc.
Allan Haupert is a financial advisor at Kovack Advisors, Inc. with 29 years of industry experience. He holds the CFP® designation and has worked at firms including Morgan Stanley and LPL Financial. Outside of his advisory role, he serves as a trustee managing an irrevocable trust and is a certified public accountant. Kovack Advisors, Inc. is a multi-team registered investment adviser with roughly 260 advisors and over $6 billion in client assets. The firm serves individuals, including high-net-worth clients, as well as pension plans, charitable organizations, banks, and government entities, using a combination of internally created models and third-party managers to construct and manage portfolios.
Carie G
Series 66
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Carie Gratz is a financial advisor at Kovack Advisors, Inc. with 10 years of industry experience. She holds a Series 66 designation and has been with Kovack Advisors and Kovack Securities since 2017. Prior to that, she worked at Summit Brokerage from 2009 to 2017. Outside of her advisory role, Gratz is involved in several financial-related activities including operating her own business, Stuart Financial, providing notary services, and acting as a Medicare agent. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals—including high-net-worth clients—pension and profit-sharing plans, charitable organizations, banks, and government entities, utilizing both internally created and third-party investment models supported by an Envestnet workflow.
Keely E
Series 63, Series 65
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Keely Escalante is a financial advisor with Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding Series 63 and Series 65 licenses and having eight years of industry experience. Her prior work includes roles at Kovack Securities, Inc. and Sound Income Strategies, among others. Outside of her advisory work, she is involved in swimwear sales as a co-owner of Kissea Kinis, LLC. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension plans, charitable organizations, banks, and government clients, utilizing a combination of internally created models and third-party managers to construct and manage portfolios.
Gaines S
Series 63
Belleville, IL
Kovack Advisors, Inc.
Gaines Smith is a financial advisor at Kovack Advisors, Inc. with 41 years of industry experience. He has held roles at Kovack Securities Inc., Resource Horizons Investment Advisory, Inc., and previously operated Gaines Financial Services, Inc. Outside of advising, he is president of Smith & Sons Firearms, a firearms and sporting goods retail business. Kovack Advisors, Inc. is a multi-team registered investment adviser serving individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, banks, and government entities. The firm offers portfolio management, financial planning, and access to sub-advisory programs, utilizing an Envestnet-supported workflow and both internal and third-party investment models.
Robert D
ChFC®, Series 63, Series 65
Feasterville, PA
Kovack Advisors, Inc.
Robert Donnelly is a financial advisor at Kovack Advisors, Inc. with 37 years of industry experience. He holds the ChFC® designation as well as Series 63 and Series 65 licenses. His prior experience includes roles at Alpha Advisors Alliance, LLC, Woodbury Financial Services, Inc., Questar Asset Management, Questar Capital Corporation, and ProEquities, Inc. Outside of advising, he serves as vice president of the Southhampton Business Association, where he networks with local businesses. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension and profit-sharing plans, charitable organizations, banks, and government clients, using a risk-tolerance-driven approach supported by Envestnet and employing both internal and third-party portfolio models.
Kyle N
Series 66
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Kyle Nichols is a financial advisor with Kovack Advisors, Inc., holding a Series 66 designation. He has experience working at Kovack Securities, Inc., Clarity Financial Planning, and Singer Wealth. Prior to his advisory roles, he was employed at Nova Southeastern University and American Heritage. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves a diverse client base including individuals, pension and profit-sharing plans, charitable organizations, banks, and government entities, offering a range of portfolio management and financial planning services.
Laura S
Series 63, Series 65
Sunbury, PA
Kovack Advisors, Inc.
Laura Shrawder Miles is a financial advisor at Kovack Advisors, Inc. with 31 years of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at LPL Financial, LLC and Private Advisor Group, LLC. Outside of her advisory role, she owns a non-medical in-home healthcare services business. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, including high-net-worth clients, as well as institutional and governmental clients, offering portfolio management, financial planning, and sub-advisory services through a combination of in-house models and third-party managers.
Adan S
Series 66
McAllen, TX
Kovack Advisors, Inc.
Adan Salazar is a financial advisor with Kovack Advisors, Inc. in McAllen, TX, holding a Series 66 license and 21 years of industry experience. He has worked at Kovack Advisors since 2014, following prior roles at LPL Financial, Edward Jones, and Wells Fargo Investments. Outside of advising, he is involved in several business ventures including partnerships in insurance services and ownership of a collectibles business focused on baseball cards and comic books. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves a range of clients including individuals, pension plans, charitable organizations, and government entities, implementing portfolios through a combination of internally developed models and third-party managers supported by Envestnet technology.
Ronald W
Series 63, Series 65
Kennesaw, GA
Kovack Advisors, Inc.
Ronald Womack II is a financial advisor with Kovack Advisors, Inc., holding Series 63 and Series 65 licenses and bringing 15 years of industry experience. He has been with Kovack Advisors since 2015 and Kovack Securities since 2014. Outside of his advisory role, he serves as president of Highland Path Financial Group, LLC, where he is involved in the sales and service of investment and insurance products. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves a diverse client base including individuals, pension plans, charitable organizations, and governmental entities, employing both internally created models and third-party managers to construct and monitor investment portfolios.
Harold S
Series 66
Ft. Lauderdale, FL
Kovack Advisors, Inc.
Harold Soria is a financial advisor at Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding a Series 66 designation with 20 years of industry experience. He has been with Kovack Advisors since 2016 and has worked with Kovack Securities since 2014. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets, serving a diverse client base that includes individuals, pension plans, charitable organizations, banks, and government entities. The firm employs both internally developed models and third-party managers to construct and manage portfolios, offering a range of advisory solutions across multiple custodians.
Alfred L
Series 66
Hagerstown, MD
Kovack Advisors, Inc.
Alfred Labib is a financial advisor with Kovack Advisors, Inc., holding a Series 66 credential and 27 years of industry experience. He previously worked at Sagepoint Financial, Inc., OSAIC Services, Inc., and Sunamerica Securities, Inc. Labib is also involved in managing Legacy Wealth Management, LLC. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves a diverse client base including individuals, pension plans, charitable organizations, banks, and government entities, providing portfolio management and financial planning services through a combination of internally created models and third-party managers.
Derek C
Series 66
Ogden, UT
Kovack Advisors, Inc.
Derek Checketts is a financial advisor at Kovack Advisors, Inc. with three years of industry experience. He holds a Series 66 designation and previously worked at Walmart DC 6090 for ten years and operated Desert Rain Sprinklers LLC. Kovack Advisors, Inc. is a multi-team registered investment adviser serving individuals, pension and profit-sharing plans, charitable organizations, banks, and government clients. The firm uses an Envestnet-supported workflow with internally created models and third-party managers to construct and manage portfolios across multiple custodians and execution venues.
Thomas B
Series 63, Series 65
Abington, MA
Kovack Advisors, Inc.
Thomas Burke Jr. is a financial advisor with Kovack Advisors, Inc. He holds Series 63 and Series 65 licenses and has 20 years of industry experience. His prior roles include positions at Lincoln Financial Advisors Corporation, Infinex Investments, Inc., and South Shore Bank. Outside of his advisory work, he serves as a board member of the Hanover Chamber of Commerce and works as a high school hockey official. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension plans, charitable organizations, banks, and government clients, utilizing an Envestnet-supported workflow to manage portfolios through a combination of internally created models, third-party managers, and both model-based and advisor-managed solutions.
Andrew R
Series 63, Series 65
Aberdeen, SD
Kovack Advisors, Inc.
Andrew Rohrbach is a financial advisor at Kovack Advisors, Inc. with two years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Integrity Alliance, LLC, Schwan Financial Group, and Northern State. Rohrbach also has seven years of experience at Aberdeen Christian School. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension and profit-sharing plans, charitable organizations, banks, and government clients, offering portfolio management, financial planning, and access to sub-advisory and independent advisor programs.
Robert S
Series 63, Series 65
Park Ridge, NJ
Kovack Advisors, Inc.
Robert Stewart Jr. is a financial advisor at Kovack Advisors, Inc. with 32 years of industry experience. He has held roles at Kovack Advisors and Kovack Securities since 2008 and previously worked at First Montauk Securities Corp. from 2005 to 2008. Outside of his advisory work, he serves as a trustee and coach for the Park Ridge Athletic Association, organizing and coaching youth sports programs. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, including high-net-worth clients, pension plans, charitable organizations, and government entities, offering portfolio management, financial planning, and sub-advisory services through a mix of internally created models and third-party managers.
Lawrence V
Series 66
Napoleon, OH
Kovack Advisors, Inc.
Lawrence Vocke is a financial advisor with Kovack Advisors, Inc., holding a Series 66 designation and 14 years of industry experience. He has been with Kovack Securities, Inc. since 2012. Outside of his advisory role, he serves on the Board of Trustees for the Napoleon Public Library and is a member of the City of Napoleon Planning Commission. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, including high-net-worth clients, pension plans, charitable organizations, banks, and government entities, using a combination of internally created models and third-party managers through an Envestnet-supported workflow.
Barry B
Series 63, Series 65
Wilmington, NC
Kovack Advisors, Inc.
Barry Bieler is a financial advisor with Kovack Advisors, Inc. in Wilmington, NC. He holds Series 63 and Series 65 licenses and has 32 years of industry experience. Prior to joining Kovack Advisors in 2016, he worked at Invest Financial Corporation, PNC Wealth Management, and J.J.B. Hilliard, W.L. Lyons, LLC. Outside of financial advising, he is active as a grassroots youth and middle school soccer referee. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, including high-net-worth clients, pension and profit-sharing plans, charitable organizations, banks, and government entities, using a model-based and advisor-managed approach supported by Envestnet technology.
David B
CFP®, Series 63, Series 65, Series 66
Boca Raton, FL
Kovack Advisors, Inc.
David Brown is a CFP® professional with 24 years of industry experience, currently serving at Kovack Advisors, Inc. since 2006. He holds Series 63, 65, and 66 licenses and has held leadership roles in multiple related insurance and financial services companies. Brown is also a member of the Coral Springs Police Pension Board. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves a diverse client base including individuals, pension plans, charitable organizations, and government entities, employing a combination of internally created models and third-party managers to construct and manage client portfolios.
Susan P
Series 63, Series 65
Oklahoma City, OK
Kovack Advisors, Inc.
Susan Penney is a financial advisor with Kovack Advisors, Inc. in Oklahoma City, OK, holding Series 63 and Series 65 licenses and bringing 42 years of industry experience. Her prior roles include positions at Wells Fargo Clearing and Prudential Equity Group, LLC. Outside of her advisory work, she is an artist who creates beaded animal skulls. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension plans, charitable organizations, banks, and state and municipal clients, implementing portfolios through a structured workflow that incorporates both internally created models and third-party managers.
Lee S
Series 63, Series 66
Greenville, IL
Kovack Advisors, Inc.
Lee Simmonds is a financial advisor with Kovack Advisors, Inc., holding Series 63 and Series 66 licenses and 39 years of industry experience. He has worked with Kovack Advisors and Kovack Securities since 2009 and was previously with LPL Financial from 2005 to 2009. Simmonds is also a registered notary public. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension and profit-sharing plans, charitable organizations, banks, and government entities, providing portfolio management, financial planning, and access to sub-advisor programs using a combination of proprietary models and third-party managers.
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