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Mark B

Series 65

San Diego, CA

Legion Capital Management, LLC

Mark Barker is a Series 65-licensed financial advisor with 18 years of industry experience. He is the sole principal of Legion Capital Management, LLC, an independent investment advisory firm based in San Diego, California. Barker has been self-employed in the financial sector since 1997. Legion Capital Management serves individual investors and family trusts, focusing on retirement-plan participants in 401(k) plans, IRAs, and self-directed retirement accounts. The firm uses a combination of technical research and fundamental analysis within an adaptive asset-allocation model to manage market cycles and downside risk, prioritizing principal preservation alongside growth.

Retirement plans for business owners (SEP, solo 401k) Active portfolio management
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