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Michael F
Series 63, Series 66
Quincy, IL
LPL Enterprise
Michael Farha is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 designations and bringing 13 years of industry experience. He has worked at Prudential Insurance Company of America since 2012 and was associated with Pruco Securities, LLC for 12 years prior to joining LPL Enterprise in 2024. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model portfolios, third-party asset management, and a range of brokerage and insurance products via an integrated platform.
Gaurang P
Series 63
Woodbury, NY
LPL Enterprise
Gaurang Parikh is a financial advisor with LPL Enterprise and holds a Series 63 designation. He has 42 years of industry experience, including a long tenure at Prudential Insurance Company of America and Pruco Securities, LLC. Parikh is also the managing member of G.P. Advisors LLC, an entity involved in property and casualty insurance and related investment activities. LPL Enterprise serves a diverse client base ranging from individuals and retirement plans to charitable organizations and corporations, offering advisory and brokerage services supported by a broad platform that includes model portfolios, third-party asset management, and access to insurance products.
Kristine B
Series 65, Series 63
San Antonio, TX
LPL Enterprise
Kristine Beaver is a financial advisor at LPL Enterprise with Series 65 and Series 63 licenses and two years of industry experience. Her background includes positions at Global View Capital Advisors, LLC and Northwestern Mutual Investment Services LLC. She serves as an intelligence and targeting officer in the United States Navy Reserve. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and access to model portfolios and third-party asset management through an integrated platform that combines advisory programs with brokerage and insurance products.
Kathleen F
Series 63, Series 66
Mount Pleasant, SC
LPL Enterprise
Kathleen Flinton is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 designations and 14 years of industry experience. Her prior roles include positions at Prudential Insurance Company of America, Pruco Securities, LLC, Liberty Partners Financial Services, and Coastal Financial Planning Group. Outside of her advisory work, she has been involved with Wilco Capital in a non-investment capacity. LPL Enterprise, LLC serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management programs, and a range of brokerage and insurance products supported by an integrated platform.
Gregory D
Series 63, Series 65
Williamsville, NY
LPL Enterprise
Gregory Delgado is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He previously worked at Pruco Securities, LLC for 36 years before joining LPL Enterprise in 2024. Outside of his advisory role, he is involved in Medicare sales as a non-variable insurance activity. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and other institutional clients through advisory and brokerage channels. The firm offers financial planning, model portfolio programs, third-party asset management, and a range of brokerage and insurance products through an integrated platform.
Shalini B
Series 66
Ankeny, IA
LPL Enterprise
Shalini Babu is a financial advisor at LPL Enterprise with two years of industry experience. She holds a Series 66 designation and has previously worked at Prudential Insurance Company of America, PRUCO Securities, Nourish, Global Conservation Force, Great Southern Bank, and Blank Park Zoo. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, model wealth portfolios, third-party asset management, and access to a range of brokerage and insurance products.
Matthew S
Series 63, Series 65
Halfmoon, NY
LPL Enterprise
Matthew Stephenson is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He has been with LPL Enterprise since 2024 and has a longstanding career at Pruco Securities, LLC and Prudential Insurance Company of America dating back to 1989. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, consulting, and access to various investment programs and products, utilizing an integrated platform that combines adviser programs with active sales of financial products, including insurance.
Avinoam E
Series 63, Series 65
Paramus, NJ
LPL Enterprise
Avinoam Efraim is a financial advisor at LPL Enterprise with 23 years of industry experience. He holds Series 63 and Series 65 designations and has worked at firms including The Prudential Insurance Company of America, Pruco Securities, LLC, MML Investors Services, and Mass Mutual Life Insurance Company. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to a range of brokerage and insurance products through an integrated platform.
Jacob E
Series 63
Lima, OH
LPL Enterprise
Jacob Elrod is a financial advisor at LPL Enterprise with 19 years of industry experience. He holds a Series 63 designation and previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of his advisory role, he is involved with Ultimate Racing Promotions LLC in Bluffton, OH. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, model portfolio management, and access to a range of brokerage and insurance products via an integrated platform.
Angela B
Series 66
Garden City, KS
LPL Enterprise
Angela Bordewick is a financial advisor with LPL Enterprise, holding a Series 66 designation and four years of industry experience. She has worked with The Prudential Insurance Company of America since 2022 and previously with Pruco Securities LLC and Gregory Calzonetti. LPL Enterprise serves a wide range of clients, including individuals, retirement plans, charitable organizations, and institutional clients, offering financial planning, advisory, and brokerage services through an integrated platform that combines investment advice with access to insurance and lending products.
Andrew R
Series 66
Cockeysville, MD
LPL Enterprise
Andrew Romandino is a financial advisor at LPL Enterprise with a Series 66 designation and no prior industry experience. His previous work history includes roles in construction and manufacturing firms such as CertainTeed, Falasca Mechanical, and Binsky and Snyder Mechanical. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and access to model portfolios, combining advisory programs with brokerage and insurance product sales through an integrated platform.
Zachary H
Series 66
Atlanta, GA
LPL Enterprise
Zachary Henderson is a financial advisor at LPL Enterprise with one year of industry experience. He holds a Series 66 designation and has prior work experience at PNC Bank, PRUCO Securities, LLC, Electronic Express, Aldi, Cellular Sales, and Top O' The River. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, consulting, and access to various investment and insurance products through both advisory and brokerage channels.
Mary S
Series 66
Las Vegas, NV
LPL Enterprise
Mary Sapaden is a financial advisor with LPL Enterprise, holding a Series 66 designation and one year of industry experience. Her prior work includes roles at Prudential, LPL, Hertz Rental Car, and the University of Hawaii at Manoa. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset managers through an integrated platform that combines advisory and brokerage capabilities.
William K
Series 65, Series 63
Cape Coral, FL
LPL Enterprise
William King Jr. is a financial advisor with LPL Enterprise, holding Series 65 and Series 63 credentials and 14 years of industry experience. He previously worked at The Prudential Insurance Company of America and Pruco Securities LLC, where he was employed for over a decade. LPL Enterprise serves a diverse range of clients, including individuals, retirement plans, charitable organizations, and institutional clients. The firm offers financial planning, advisory services, and access to a variety of investment and insurance products through an integrated platform that combines advisory programs with brokerage and insurance services.
Kyle W
Series 66
Liberty, MO
LPL Enterprise
Kyle Winters is a financial advisor with LPL Enterprise holding a Series 66 credential and beginning his advisory career in 2024. He has prior experience at Mid American Wealth Advisory Group and Winters & Associates, where he has been involved in tax preparation and accounting services. Winters also has a background that includes work in the funeral home industry and security services. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering a range of advisory and brokerage services supported by LPL’s research, model portfolios, and third-party portfolio strategists.
Ricky W
Series 63, Series 65
Tampa, FL
LPL Enterprise
Ricky Wallace is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 credentials and 40 years of industry experience. He has worked at The Prudential Insurance Company of America since 1986 and joined LPL Enterprise in 2024. In addition to his advisory role, he sells various types of insurance including life, health, fixed annuities, property and casualty, and disability insurance. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, brokerage products, and insurance. The firm’s integrated platform combines advisory programs with active sales of financial products and leverages third-party asset management arrangements.
Nour S
CFP®, Series 63
Paramus, NJ
LPL Enterprise
Nour Shurbaji is a CFP® with six years of industry experience, currently serving with LPL Enterprise. Their career includes roles at The Prudential Insurance Company of America and Pruco Securities, LLC. Shurbaji also maintains a long-term involvement with Bashar Hakim & Hakim Consulting LLC. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, and access to model wealth portfolios and third-party asset management, combining advisory programs with brokerage and insurance product sales through an integrated platform.
Katrina P
Series 63, Series 66, Series 65
Fruitland, ID
LPL Enterprise
Katrina Peck is a financial advisor with LPL Enterprise holding Series 63, 65, and 66 designations and 28 years of industry experience. Her prior work includes roles at LPL Financial, First Command, Bank of the West, Bancwest Investment Services, Lumity, and Loring Ward Securities. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products.
Russell O
Series 63, Series 65
Metairie, LA
LPL Enterprise
Russell Obee is a financial advisor with LPL Enterprise holding Series 63 and Series 65 licenses and over 51 years of industry experience. He previously worked with Prudential Insurance Company of America and Pruco Securities, LLC. Since 2024, he has been with LPL Enterprise in Metairie, LA. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm provides financial planning, consulting, and access to model portfolios and third-party asset management programs through an integrated platform that combines advisory services with brokerage and insurance products.
Randall S
Series 63, Series 65
Mt. Pleasant, SC
LPL Enterprise
Randall Slawson Jr. is a financial advisor at LPL Enterprise with seven years of industry experience. He holds Series 63 and Series 65 designations and previously worked at Pruco Securities, LLC and Converse. Outside of advising, he coaches basketball at West Ashley High School. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products.
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