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Michael L

Series 63, Series 66

Indianapolis, IN

LPL Enterprise

Michael Lawrence is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 designations and bringing 27 years of industry experience. His prior roles include positions at Prudential Insurance Company of America, Pruco Securities, LLC, and J.P. Morgan Securities. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering services through both advisory and brokerage channels. The firm provides financial planning, access to model portfolios, third-party asset management, and a range of brokerage and insurance products on an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Anthony M

Series 63, Series 65

White Plains, NY

LPL Enterprise

Anthony Mastronicola is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has spent over three decades at Prudential Insurance Company of America and Pruco Securities, LLC prior to joining LPL Enterprise. In addition to his advisory role, Mastronicola sells home and auto insurance through several property and casualty insurance providers. LPL Enterprise serves a wide range of clients including individuals, retirement plans, charitable organizations, corporations, and institutional investors. The firm offers financial planning, advisory services, model portfolios, third-party asset management, and access to brokerage and insurance products through its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Chris Z

Series 66

McMurray, PA

LPL Enterprise

Chris Zurich is a financial advisor at LPL Enterprise with 15 years of industry experience. He holds the Series 66 designation and previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. He also manages existing clients from a Guardian Life Insurance book of business under a broker contract. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels, offering financial planning, model portfolio management, and access to a range of brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Bradley T

Series 66, Series 65, Series 63

Wauwatosa, WI

LPL Enterprise

Bradley Tipple is a financial advisor at LPL Enterprise with 17 years of industry experience. He holds Series 66, Series 65, and Series 63 licenses. His prior experience includes a 16-year tenure at Robert W Baird & Co and roles at API Financial Advisors, LLC and Lake Street Financial, LLC. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory and brokerage services, access to model portfolios, and third-party asset management through an integrated platform that combines adviser programs with various financial products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Deepal S

Series 63

Dewitt, NY

LPL Enterprise

Deepal Shah is a financial advisor with LPL Enterprise, holding a Series 63 designation and 15 years of industry experience. He has worked at Prudential Insurance Company of America and Pruco Securities, LLC from 2010 to 2024 before joining LPL Enterprise. Outside of his advisory work, he is a business owner overseeing Elmwood Wine and Liquors and Meraki Holdings in Dewitt, NY. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, third-party asset management, and brokerage and insurance products through an integrated platform that supports both advisory programs and active sales of financial products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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John B

Series 63, Series 65

Warren, NJ

LPL Enterprise

John Benton Jr. is a financial advisor at LPL Enterprise with Series 63 and Series 65 credentials and 40 years of industry experience. Prior to joining LPL Enterprise in 2024, he worked at Prudential Insurance Company of America and Pruco Securities, LLC for nearly four decades. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers a range of services such as financial planning, advisory and brokerage solutions, access to model portfolios, third-party asset management, and insurance products through its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Brandon W

Series 66

Champaign, IL

LPL Enterprise

Brandon Willis is a financial advisor at LPL Enterprise with a Series 66 designation and no prior industry experience. His work history includes roles at PRGX Global Inc. and Blue Fitness Inc., as well as an ongoing position at Southern Illinois University. LPL Enterprise, LLC serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and access to model portfolios and third-party asset management, combining advisory programs with brokerage and insurance product sales through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Douglas D

Series 63, Series 65

Auburn, NH

LPL Enterprise

Douglas Daigle is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and bringing 43 years of industry experience. He has worked at Prudential Insurance Company of America and Pruco Securities, LLC since 1983. Additionally, he holds a property and casualty license with Liberty Mutual for service work. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, consulting, and access to model portfolios and third-party asset management programs through both advisory and brokerage channels.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Joshua S

Series 66

Gouldsboro, PA

LPL Enterprise

Joshua Smith is a financial advisor at LPL Enterprise with 16 years of industry experience. He holds the Series 66 designation and has previously worked at Lincoln Investment and The Prudential Insurance Company of America. Outside of his advisory role, he volunteers with the Clifton Township Office of Emergency Management, assisting in the preparation and response to local emergencies. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products supported by an integrated platform combining adviser programs with product sales.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Alex L

Series 63, Series 65

Cranford, NJ

LPL Enterprise

Alex Lospinoso is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 credentials and having 14 years of industry experience. He has worked at Prudential Insurance Company of America and Pruco Securities, LLC. since 2011. Outside of his advisory role, he serves as the Executive Director of the Linden Economic Development Corporation, focusing on economic development initiatives in Linden, NJ. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, consulting, model wealth portfolios, third-party asset management, and a broad range of brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Nathan F

Series 66

Mt. Pleasant, SC

LPL Enterprise

Nathan Fritz Joseph is a financial advisor with LPL Enterprise holding a Series 66 designation and five years of industry experience. His prior roles include positions at The Prudential Insurance Company of America, Pruco Securities LLC, and Edward Jones. He is also involved in a Prudential-sponsored non-variable insurance business. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, model wealth portfolios, third-party asset management, and a broad range of brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Stewart P

Series 63, Series 65

San Jose, CA

LPL Enterprise

Stewart Pascoe is a financial advisor with LPL Enterprise and holds Series 63 and Series 65 licenses. He has 27 years of experience in the industry, including a long tenure at Prudential Insurance Company of America and Pruco Securities, LLC. Pascoe is based in San Jose, CA. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering both advisory and brokerage services. The firm provides access to model portfolios, third-party asset management, and a range of financial products through an integrated platform that combines advisory programs with insurance and lending services.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Bart S

Series 66

Indianapolis, IN

LPL Enterprise

Bart Shambaugh is a financial advisor at LPL Enterprise with 10 years of industry experience. He holds the Series 66 designation and previously worked at J.P. Morgan Securities, JPMorgan Chase Bank, N.A., and Edward Jones. Outside of his advisory role, he has been involved as an artist and musician with the Brownsburg High School Show Choirs Band. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, model portfolio programs, third-party asset management, and access to a range of financial products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Joel F

Series 65, Series 63

Cockeysville, MD

LPL Enterprise

Joel Fenstermacher is a financial advisor with LPL Enterprise LLC, holding Series 65 and Series 63 credentials. He has experience at Gateway Capitol Financial and LGS Financial LLC, along with prior roles in education at Loyola University Maryland, Mount Saint Joseph High School, and Mount Airy Middle School. LPL Enterprise serves a wide range of clients, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, consulting, model portfolio programs, third-party asset management, and access to brokerage and insurance products through an integrated advisory and brokerage platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Wayne C

Series 63, Series 65

Bedminster, NJ

LPL Enterprise

Wayne Chernin is a financial advisor at LPL Enterprise with 10 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of advisory work, he sells Medicare supplement insurance through referrals for Aetna. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory, and brokerage services supported by proprietary research, model portfolios, and third-party asset managers.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Ryan K

Series 66

Vienna, VA

LPL Enterprise

Ryan Kalucki is a Series 66 licensed financial advisor with LPL Enterprise in Vienna, VA, bringing two years of industry experience. His prior roles include positions at The Prudential Insurance Company of America and Pruco Securities LLC. Outside of finance, he has worked in the food service industry while attending Virginia Tech. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers a range of advisory and brokerage services supported by an integrated platform that combines investment advice, financial planning, and access to third-party asset management programs.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Tyler O

Series 66

Greensboro, NC

LPL Enterprise

Tyler Oakley is a Series 66-registered advisor with LPL Enterprise in Greensboro, NC, beginning his advisory career in 2026. Prior to joining LPL, he completed an MBA at Wake Forest University and worked in the education sector for several years. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and access to model portfolios and third-party asset management through an integrated platform combining advisory and brokerage solutions.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Tyler S

Series 63, Series 65

Pittsford, NY

LPL Enterprise

Tyler Shufelt is a financial advisor with LPL Enterprise holding Series 63 and Series 65 licenses and has one year of industry experience. Prior to joining LPL Enterprise, he worked at NYLIFE Securities LLC and New York Life. Outside of his advisory role, he is a Life Insurance Case Manager at Traditions Financial Group, Inc. LPL Enterprise, LLC serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and other institutional clients. The firm offers financial planning, consulting, and access to various advisory programs, combining advisory services with brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Luke G

Series 66

Shelton, CT

LPL Enterprise

Luke Gowargy is a financial advisor with LPL Enterprise, holding a Series 66 designation and two years of industry experience. His prior roles include positions at The Prudential Insurance Company of America and Pruco Securities LLC. Outside of finance, he has experience working at Shorehaven Golf Club and in the food service industry. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Lynda N

ChFC®, Series 63, Series 65

Downers Grove, IL

LPL Enterprise

Lynda Nordling is a financial advisor with LPL Enterprise, holding the ChFC® designation and Series 63 and 65 licenses, with 23 years of industry experience. She has worked at Prudential Insurance Company of America and Pruco Securities, LLC since 2007. Outside of her advisory role, she works as a Medicare consultant, providing education on Medicare basics and health insurance. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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