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Dennis V

Series 63, Series 66

Leland, NC

LPL Enterprise

Dennis Vavassis is a financial advisor with LPL Enterprise and holds Series 63 and Series 66 designations. He has 34 years of industry experience, including roles at Prudential Insurance Company of America, Pruco Securities, LLC, and Fidelity Brokerage Services LLC. LPL Enterprise serves a diverse client base ranging from individuals and retirement plans to charitable organizations and corporations, offering advisory and brokerage services supported by research, model portfolios, and third-party asset management.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Troy T

Series 63, Series 65

Big Spring, TX

LPL Enterprise

Troy Tompkins is a financial advisor with LPL Enterprise who holds Series 63 and Series 65 licenses and has 30 years of industry experience. He previously worked with Prudential Insurance Company of America and Pruco Securities, LLC. Tompkins serves as a local elected official on the Big Spring, TX City Council and is the membership chair of the Greater Big Spring Rotary Club. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Randall R

Series 63, Series 65

Tallahassee, FL

LPL Enterprise

Randall Rust is a financial advisor with LPL Enterprise in Tallahassee, FL, holding Series 63 and Series 65 licenses and 18 years of industry experience. He has worked at Prudential Insurance Company of America since 2007 and was previously with Pruco Securities, LLC. Outside of his advisory role, he has been involved with Pro Dj's since 1990. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, access to model portfolios, third-party asset management, and a range of brokerage and insurance products through advisory representatives.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Benjamin D

Series 66

North Bethesda, MD

LPL Enterprise

Benjamin Duhoski is a Series 66 registered advisor with seven years of industry experience. He is currently with LPL Enterprise and has previously worked at Prudential Insurance Company of America, Pruco Securities, LLC, and Northwestern Mutual. Prior to his financial career, he was a full-time student for nine years. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, access to model portfolios, third-party asset management arrangements, and a broad range of brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Marcus P

Series 66

San Diego, CA

LPL Enterprise

Marcus Parker is a financial advisor with LPL Enterprise, holding a Series 66 designation and seven years of industry experience. His prior roles include positions at Prudential Insurance Company of America, Pruco Securities, LLC, and Northwestern Mutual. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, model portfolio management, and access to a range of brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Craig R

Series 66

Deville, LA

LPL Enterprise

Craig Roy is a Series 66-licensed financial advisor with eight years of industry experience. He has worked at Edward Jones and Heart of Louisiana Credit Union before joining LPL Enterprise. Roy also has experience at the Westside Habilitation Center. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients. The firm offers financial planning, access to model portfolios, third-party asset management, and brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Ira L

Series 63, Series 65

Shelton, CT

LPL Enterprise

Ira Levine is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 designations and 21 years of industry experience. He has worked with Pruco Securities, LLC since 2003 and operates a CPA practice under his own name since 1985. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage services. The firm offers financial planning, model portfolios, third-party asset management arrangements, and a range of brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Leslie A

Series 63, Series 65

Irvine, CA

LPL Enterprise

Leslie Asare is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and bringing 14 years of industry experience. Prior to joining LPL Enterprise in 2024, Leslie worked at Pruco Securities, LLC for 13 years and has been affiliated with Prudential Insurance Company of America since 2011. Leslie also maintains investment-related roles with several health insurance companies. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients. The firm offers a range of advisory and brokerage services, utilizing model portfolios, third-party asset management, and access to both financial planning and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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John H

Series 66

Columbus, OH

LPL Enterprise

John Hill is a financial advisor at LPL Enterprise with four years of industry experience and a Series 66 designation. His prior experience includes roles at Prudential Insurance Company of America and Pruco Securities, LLC. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients, offering financial planning, access to model wealth portfolios, third-party asset management, and brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Derrick F

Series 63, Series 66

College Station, TX

LPL Enterprise

Derrick Formby is a financial advisor at LPL Enterprise with 21 years of industry experience. He holds Series 63 and Series 66 credentials. His prior work includes roles at The Prudential Insurance Company of America, PRUCO Securities, LPL Financial, and First National Bank of Bastrop. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory and brokerage services, and access to model portfolios and third-party asset management through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Romina M

Series 66

Melville, NY

LPL Enterprise

Romina Marion is a financial advisor at LPL Enterprise with 24 years of industry experience. She holds the Series 66 designation and previously worked at Merrill for 24 years before joining LPL Enterprise in 2026. Romina is also involved in a non-variable insurance business. LPL Enterprise serves a wide range of clients, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to various investment and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Anton A

Series 66

Rosemont, IL

LPL Enterprise

Anton Atkinson is a Series 66 licensed financial advisor with LPL Enterprise in Rosemont, IL, bringing two years of industry experience. Prior to joining LPL Enterprise in 2024, he worked at Pruco Securities LLC and NinjaTrader LLC among other firms. He is also involved on a limited basis with Hunken Ewing Financial Group, a non-variable insurance business. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory, and brokerage services through an integrated platform that combines LPL’s proprietary model portfolios, third-party asset management, and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Nathaniel D

Series 66

New York, NY

LPL Enterprise

Nathaniel Duanshi is a Series 66 licensed financial advisor with three years of industry experience. He is currently affiliated with LPL Enterprise and has prior experience at The Prudential Insurance Company of America and Pruco Securities. Nathaniel’s background also includes roles at New York University and Bentley University. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers a range of advisory and brokerage services, leveraging an integrated platform that combines investment advisory programs with insurance products and lending options.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Alexander P

Series 66

Paramus, NJ

LPL Enterprise

Alexander Patunas is a financial advisor with LPL Enterprise based in Paramus, NJ. He holds a Series 66 designation and has two years of industry experience. His prior work includes roles at The Prudential Insurance Company of America and Pruco Securities LLC. Before his financial advisory career, he held positions at Golf Galaxy and Campgaw Mountain Ski Area. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, consulting, and access to model portfolios as well as third-party asset management, combining advisory programs with a range of financial products including insurance.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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John C

Series 63, Series 65

Export, PA

LPL Enterprise

John Carson is a financial advisor at LPL Enterprise with Series 63 and Series 65 credentials and 36 years of industry experience. He spent 34 years with Pruco Securities, LLC before joining LPL Enterprise in 2024. Outside of advisory work, he is involved in selling and servicing Medicare Advantage plans and provides insurance advisory services through Carson Financial Services. LPL Enterprise serves a diverse range of clients, including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, and access to model portfolios and third-party asset management programs, delivering investment advice through its network of investment adviser representatives.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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David S

Series 63, Series 66

Warrington, PA

LPL Enterprise

David Schneider is a financial advisor at LPL Enterprise with 22 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Prudential Insurance Company of America, Pruco Securities, LLC, Nylife Securities LLC, and New York Life Insurance Company. Schneider is also a regional director in Prudential’s Property and Casualty division. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset managers through an integrated platform that combines advisory and brokerage capabilities.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Reginald M

Series 63, Series 66

Fort Mill, SC

LPL Enterprise

Reginald Mccall is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 designations and possessing 22 years of industry experience. His prior roles include 12 years at Prudential Insurance Company of America and Pruco Securities, LLC. Additionally, he works as a tax associate with H&R Block. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Zachary K

Series 66

Independence, OH

LPL Enterprise

Zachary Karason is a financial advisor with LPL Enterprise holding a Series 66 designation and 11 years of industry experience. His work history includes roles at U.S. Bancorp Advisors, U.S. Bancorp Investments, Bank of America, and Merrill. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers a range of financial planning, advisory, and brokerage services supported by its integrated platform and use of model portfolios, third-party asset managers, and in-house lending programs.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Colin W

Series 66

Holmdel, NJ

LPL Enterprise

Colin Wingate is a financial advisor at LPL Enterprise with a Series 66 designation and one year of industry experience. His prior work includes roles at Prudential Financial and teaching positions at Widener University and St. Augustine Preparatory School. He also has experience outside finance working at Airborne Systems and in the hospitality industry. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and access to a range of investment and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Kristin P

Series 65, Series 63

Wakefield, MA

LPL Enterprise

Kristin Polito is a financial advisor at LPL Enterprise with six years of industry experience. She holds the Series 63 and Series 65 licenses and has previously worked at firms including Bank of America, Merrill, Morgan Stanley, and Prudential. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, consulting, access to model portfolios, and a range of brokerage and insurance products supported by an integrated platform combining advisory programs with active financial product sales.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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