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Richard B

Series 63, Series 65, Series 66

Southborough, MA

LPL Enterprise

Richard Bagby is a financial advisor with LPL Enterprise possessing Series 63, Series 65, and Series 66 credentials and five years of industry experience. His prior roles include positions at Edward Jones, JPMorgan Chase Bank NA, JP Morgan Securities LLC, and Fidelity Brokerage Services LLC. He has also been self-employed with 21 Lacrosse, Inc. for seventeen years. LPL Enterprise serves a broad client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage services. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and brokerage and insurance products via an integrated platform combining adviser programs with product sales.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Richard W

Series 63, Series 65

Indianapolis, IN

LPL Enterprise

Richard Wirey Jr. is a financial advisor with LPL Enterprise in Indianapolis, IN, holding Series 63 and Series 65 credentials and bringing 38 years of industry experience. He has worked at Prudential Insurance Company of America and Pruco Securities, LLC since 1988. Wirey serves as a nonprofit board member at Church of the Lakes, assisting the pastor. LPL Enterprise serves a broad range of clients, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, through advisory and brokerage channels. The firm offers financial planning, consulting, third-party asset management, and access to various investment and insurance products via an integrated platform supporting both advisory programs and product sales.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Richard T

Series 66

Holmdel, NJ

LPL Enterprise

Richard Tighe Jr. is a financial advisor with LPL Enterprise, holding a Series 66 designation and 16 years of industry experience. His prior roles include positions at Ameriprise Financial Services, Wells Fargo Advisors, and the New Jersey Economic Development Authority. He also has experience in public service with the Township of Hamilton. LPL Enterprise serves a wide range of clients including individuals, retirement plans, charitable organizations, and institutions through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a variety of brokerage and insurance products, supported by an integrated platform that combines advisor programs with other financial services.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Michael N

Series 63, Series 65

St Louis Park, MN

LPL Enterprise

Michael Nelson is a financial advisor with LPL Enterprise, holding Series 63 and 65 credentials and bringing 35 years of industry experience. He previously worked at Prudential Insurance Company of America and Pruco Securities, LLC, where he served for over three decades. Outside of his advisory role, Nelson has served as executor of family estates and manages a family trust. LPL Enterprise serves a diverse client base including individuals, retirement plans, nonprofits, corporations, and institutions through advisory and brokerage services. The firm offers financial planning, model wealth portfolios, third-party asset management, and access to a range of brokerage and insurance products within an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Shane S

Series 66

Pikesville, MD

LPL Enterprise

Shane Smith is a financial advisor with LPL Enterprise holding a Series 66 designation and has been in the industry since 2026. Prior to joining LPL Enterprise, he worked at Bethesda Wealth Planning Group and Georgetown Financial Group. Outside of finance, he has experience in construction and education, having worked at Cherry Hill Construction Company and Madison Public Schools. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutions, providing financial planning, advisory services, and access to brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Parker M

Series 66

Rexburg, ID

LPL Enterprise

Parker Mecham is a Series 66-licensed financial advisor at LPL Enterprise with four years of industry experience. His prior roles include positions at Fidelity Investments, Northwestern Mutual, Merrill, and Bank of America. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, and institutional clients, offering advisory and brokerage services supported by model portfolios, third-party asset management, and a broad range of financial products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Delores M

Series 63, Series 66

Troy, MI

LPL Enterprise

Delores May is a financial advisor with LPL Enterprise LLC, holding Series 63 and Series 66 credentials and bringing 19 years of industry experience. Her prior roles include positions at Jackson National Life Insurance Company, Wells Fargo Clearing, and PNC Investments. She volunteers with the League of Women Voters and serves on the board of the Lake Breeze Association. LPL Enterprise serves a diverse client base including individuals, retirement plans, and institutional clients, offering financial planning, consulting, and access to model portfolios and third-party asset management. The firm integrates advisory programs with brokerage and insurance products through its affiliated entities.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Michael H

Series 65, Series 63

Sherman Oaks, CA

LPL Enterprise

Michael Han is a financial advisor with LPL Enterprise in Sherman Oaks, CA, holding Series 65 and Series 63 licenses and bringing 11 years of industry experience. Prior to joining LPL Enterprise in 2024, he worked at The Prudential Insurance Company of America and Pruco Securities LLC. He is also involved in non-variable insurance through a Prudential-sponsored agency. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and access to model portfolios and third-party asset management, combining advisory programs with brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Sarah L

Series 66

Valparaiso, IN

LPL Enterprise

Sarah Lane is a financial advisor with LPL Enterprise and holds the Series 66 designation. She has one year of industry experience and previously worked at Symmetry Financial Group. Outside of advising, she is a business owner of Excel Nutrition and serves as a fitness coach at F45 Valparaiso. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, and access to various advisory programs, combining advisory services with brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Fermon O

Series 63, Series 66

Indianapolis, IN

LPL Enterprise

Fermon Owens is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 licenses and bringing 35 years of industry experience. His prior roles include positions at JP Morgan Securities, LLC, JP Morgan Chase Bank, N.A., and The Prudential Insurance Company of America. He has also been involved with Oasis Of Hope Baptist Church. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to various investment and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Louie W

Series 66, Series 63

Downers Grove, IL

LPL Enterprise

Louie Williams is a financial advisor with LPL Enterprise, holding Series 66 and Series 63 licenses and 18 years of industry experience. His prior roles include positions at NYLIFE Securities LLC, New York Life Insurance Company, and Farmers Financial Solutions, where he also operated the Loiuis Williams Insurance Agency. In addition to his advisory work, he is involved with a non-variable insurance agency based in Naperville, IL. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and brokerage and insurance products, utilizing an integrated platform that combines adviser programs with active sales of financial products including insurance.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Piper L

Series 66

Holland, IN

LPL Enterprise

Piper Lange is a financial advisor at LPL Enterprise with the Series 66 designation and less than one year of industry experience. Prior to joining LPL Enterprise, Piper held positions at Springs Valley Bank & Trust and Austin Peay State University, among other roles across various sectors. They are also engaged in non-variable insurance activities. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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David S

Series 66

San Jose, CA

LPL Enterprise

David Sanepour is a Series 66–licensed financial advisor with one year of experience at LPL Enterprise. He previously worked at World Financial Group for five years and has a background that includes roles at Berkshire Hathaway HomeServices California Properties and Central Casting. Sanepour also teaches investment-related courses at Pasadena City College. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Shawn L

Series 63, Series 65

Franklin, PA

LPL Enterprise

Shawn Latshaw is a financial advisor with LPL Enterprise in Franklin, PA, holding Series 63 and Series 65 designations and having eight years of industry experience. Prior to joining LPL Enterprise in 2024, he worked at Prudential Insurance Company of America and Pruco Securities, LLC. He also serves as a zoning hearing committee member for Sandycreek Township. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, model wealth portfolios, third-party asset management, and a range of brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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John T

ChFC®, Series 63

Vincennes, IN

LPL Enterprise

John Thomas is a ChFC® credentialed financial advisor with 37 years of industry experience. He is currently with LPL Enterprise and has a long tenure at The Prudential Insurance Company of America and PRUCO Securities, LLC. In addition to his advisory work, he is involved in a non-variable insurance business. LPL Enterprise serves a broad range of clients, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, consulting, and access to model portfolios and third-party asset management through an integrated platform that combines advisory and brokerage services.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Stephen D

Series 66

San Diego, CA

LPL Enterprise

Stephen Denbraver is a financial advisor with LPL Enterprise, holding a Series 66 credential and three years of industry experience. His prior roles include positions at The Prudential Insurance Company of America, Pruco Securities LLC, and Pacific Advisors. Outside of finance, he coaches group fitness classes. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and brokerage products through an integrated platform that combines adviser programs with insurance and lending solutions.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Eleftherios A

CFP®, Series 66

Melville, NY

LPL Enterprise

Eleftherios Aris is a CFP® with 17 years of industry experience, currently affiliated with LPL Enterprise. His prior roles include positions at Prudential Insurance Company of America, Pruco Securities, LLC, and Fisher Investments. He also provides accounting and recordkeeping services for Milford Leathers, LLC. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory, and brokerage services through an integrated platform that includes model portfolios, third-party asset management, and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Alice B

Series 63, Series 66

Brooklyn, NY

LPL Enterprise

Alice Barnes is a financial advisor with LPL Enterprise and holds Series 63 and Series 66 licenses. She has 23 years of industry experience, including roles at Prudential Insurance Company of America and Pruco Securities, LLC. Barnes is also involved in non-variable insurance activities through Prudential. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, access to model wealth portfolios, and brokerage and insurance products through a combined advisory and brokerage platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Mario Y

Series 63, Series 65

Houston, TX

LPL Enterprise

Mario Yearwood is a financial advisor at LPL Enterprise with 11 years of industry experience. He holds Series 63 and Series 65 credentials. Prior to joining LPL Enterprise, he worked for Pruco Securities, LLC for nine years. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, model wealth portfolios, third-party asset management arrangements, and access to a range of brokerage and insurance products via its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Charles S

Series 63, Series 65, Series 66

Moorhead, MN

LPL Enterprise

Charles Sobocinski is a financial advisor with LPL Enterprise, holding Series 63, Series 65, and Series 66 licenses and 27 years of industry experience. His prior roles include positions at Prudential Insurance Company of America, Pruco Securities, LLC, and Valic Financial Advisors. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers a range of services such as financial planning, advisory programs, and access to model portfolios, combining advisory and brokerage channels within an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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