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Robert S

Series 63, Series 65

Paramus, NJ

LPL Enterprise

Robert Smith is a financial advisor at LPL Enterprise with 26 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Prudential Insurance Company of America since 1999. Smith also operates a business entity for tax and investment purposes. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, model portfolio programs, third-party asset management, and access to a wide range of brokerage and insurance products via its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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S H

Series 65

Umatilla, FL

LPL Enterprise

S Hawkins is a financial advisor with LPL Enterprise holding a Series 65 credential and 42 years of industry experience. Prior to joining LPL Enterprise, he spent over four decades with Prudential Insurance Company of America and Pruco Securities, LLC. He also serves as a volunteer treasurer for Grand Island Baptist Church. LPL Enterprise serves a wide range of clients, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, providing financial planning, model portfolio management, and brokerage services through an integrated platform that combines advisory programs with financial product sales.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Stephen K

Series 63, Series 65

Defiance, OH

LPL Enterprise

Stephen Kryder is a financial advisor with LPL Enterprise in Defiance, Ohio, holding Series 63 and Series 65 designations and 38 years of industry experience. He has worked at Prudential Insurance Company of America since 1988 and joined LPL Enterprise in 2024. Outside of his advisory role, he is the chairman of the Henry County Board of Elections. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Philip L

Series 65, Series 63

Galena, MD

LPL Enterprise

Philip Lowe is a financial advisor at LPL Enterprise with 8 years of industry experience. He holds the Series 65 and Series 63 licenses and has prior work experience at Prudential Insurance Company of America, Pruco Securities, LLC, and Bank of America. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients through advisory and brokerage services. The firm offers financial planning, model portfolio programs, and third-party asset management, delivering investment advice primarily via its network of investment adviser representatives.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Karl V

ChFC®, Series 63

New Iberia, LA

LPL Enterprise

Karl Vincent is a financial advisor with LPL Enterprise holding the ChFC® designation and Series 63 license, with 43 years of industry experience. He has previously worked at Prudential Insurance Company of America and Pruco Securities, LLC, with a continuous career since 1979. Outside of his advisory role, Vincent operates a property and casualty insurance agency representing Liberty Mutual/Comparion and manages a real estate rental business in New Iberia, Louisiana. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, model portfolio programs, third-party asset management, and access to a range of brokerage and insurance products via its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Amanda M

Series 66

Columbus, OH

LPL Enterprise

Amanda Michael is a financial advisor with LPL Enterprise, holding a Series 66 designation and beginning her advisory career in 2025. Prior to entering the financial industry, she gained experience in the hospitality sector, including roles at Montgomery Inn Boathouse and Sleepy Bee Cafe. Amanda also worked at Bowling Green State University and Bishop Fenwick High School. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory, and brokerage services supported by proprietary research, model portfolios, and third-party asset managers.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Daniel K

Series 63, Series 65

Alexandria, VA

LPL Enterprise

Daniel Kim is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 credentials and 23 years of industry experience. He has worked at Prudential Insurance Company of America since 2002 and joined LPL Enterprise in 2024. Kim is also involved in non-variable health insurance and property and casualty insurance activities. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage services. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products, supported by an integrated platform combining advisor programs with active product sales.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Dylan H

Series 66

Syracuse, NY

LPL Enterprise

Dylan Haak is a financial advisor at LPL Enterprise with two years of industry experience. He holds a Series 66 designation and has previously worked at The Prudential Insurance Company of America, Pruco Securities LLC, and Strategic Financial Solutions. His work background also includes roles outside finance, such as positions at VKP Medical and Green Acres Ice Cream. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage services. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and various brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Jeffrey B

Series 66

St Louis Park, MN

LPL Enterprise

Jeffrey Benson is a financial advisor with LPL Enterprise in St. Louis Park, MN. He holds a Series 66 designation and has 17 years of industry experience, including roles at Prudential Insurance Company of America and Pruco Securities, LLC. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers advisory and brokerage services, financial planning, and access to model portfolios and third-party asset management programs through an integrated platform that includes insurance products and lending solutions.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Laurie R

Series 63, Series 65

Sheridan, WY

LPL Enterprise

Laurie Ross is a financial advisor at LPL Enterprise with 35 years of industry experience. She holds Series 63 and Series 65 licenses and previously spent 34 years at Pruco Securities, LLC. In addition to her advisory role, she markets and services a Chamber of Commerce health insurance benefit plan in the Sheridan, Wyoming area and sells Medicare Supplement plans through Mutual of Omaha, Aetna, and Cigna. LPL Enterprise serves a broad client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and access to various asset management and insurance products through an integrated platform combining advisory and brokerage capabilities.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Gavin A

Series 66

Bentonville, AR

LPL Enterprise

Gavin Allred is a financial advisor at LPL Enterprise with a Series 66 designation and one year of industry experience. Prior to joining LPL Enterprise in 2024, he held roles at Bass Pro Shops and Bells Marketing Consultant, among other positions. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, and access to model portfolios and third-party asset management, combining advisory programs with brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Steven M

Series 63, Series 65

Greensboro, NC

LPL Enterprise

Steven Makinson is a financial advisor at LPL Enterprise with 39 years of industry experience. He holds Series 63 and Series 65 credentials and has worked previously at Hunters Insurance and Financial Services, The Prudential Insurance Company of America, and Pruco Securities LLC. He is also a 50% owner of Seven Doves LLC, a commercial real estate entity. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutions through both advisory and brokerage channels. The firm offers financial planning, access to model portfolios, third-party asset management, and a range of brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Austin S

Series 66

Las Vegas, NV

LPL Enterprise

Austin Sherman is a financial advisor with LPL Enterprise holding a Series 66 designation and two years of industry experience. He has previously worked at The Prudential Insurance Company of America, Pruco Securities LLC, Equitable Advisors, and several other firms. Outside of his advisory role, he operates a small e-commerce business selling collectibles on platforms like eBay and TCGplayer. LPL Enterprise serves a diverse client base that includes individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, and access to model portfolio programs, combining advisory services with brokerage and insurance product sales through its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Deborah C

ChFC®, Series 63, Series 65

Charlotte, NC

LPL Enterprise

Deborah Cook is a financial advisor at LPL Enterprise with 25 years of industry experience. She holds the ChFC® designation along with Series 63 and Series 65 licenses. Her prior experience includes roles at Prudential Insurance Company of America, Pruco Securities, LLC, and Allstate Insurance Co. She also provides accounting and bookkeeping services for a nonprofit organization, Carteret Partnership for Children. LPL Enterprise serves a diverse range of clients, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, consulting, and access to various advisory and brokerage programs. The firm’s integrated platform combines adviser programs with the sale of financial products and insurance, supported by LPL’s research, model portfolios, and third-party strategists.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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James B

Series 63, Series 65

Paramus, NJ

LPL Enterprise

James Beale Sr. is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 credentials and seven years of industry experience. His prior experience includes six years at Pruco Securities, LLC and ongoing involvement with Prudential Insurance Company of America since 2018. He also spent time at Fran's Wicker and worked as a household engineer and primary caregiver earlier in his career. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, consulting, and access to model portfolios and third-party asset management, alongside brokerage and insurance products through its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Justin J

Series 65, Series 63

Syracuse, NY

LPL Enterprise

Justin Johnson is a financial advisor with LPL Enterprise LLC, holding Series 65 and Series 63 licenses and one year of industry experience. Prior to joining LPL Enterprise in 2025, he worked at Orchard Registered Investment Advisors and is also involved with Tyda Services Inc. outside of his advisory role. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, consulting, and access to a range of advisory and brokerage products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Krystal B

Series 63, Series 65

Lafayette, LA

LPL Enterprise

Krystal Boudreaux is a financial advisor with LPL Enterprise and holds Series 63 and Series 65 licenses. She has 19 years of industry experience, including prior roles at Pinnacle Group and Pruco Securities, LLC. Outside of advising, she is involved in managing accounting for two real estate-related LLCs owned jointly with her husband. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory and brokerage services, and access to various model and third-party managed portfolios through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Zachary W

Series 66

Troy, MI

LPL Enterprise

Zachary Woodman is a financial advisor at LPL Enterprise with three years of industry experience. He holds a Series 66 designation and has previously worked at The Prudential Insurance Company of America and Pruco Securities LLC. Prior to entering the financial industry, he was involved with the Institute for Humane Studies and held academic positions at Western Michigan University and the University of Michigan. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model portfolios, third-party asset management, and a range of brokerage and insurance products, utilizing an integrated platform that combines advisory programs with active sales of financial products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Lashly S

Series 66

Colorado Springs, CO

LPL Enterprise

Lashly Speights is a financial advisor with LPL Enterprise, holding a Series 66 designation and 14 years of industry experience. Prior to joining LPL Enterprise in 2024, Speights worked at Prudential Insurance Company of America and Pruco Securities, LLC. Both roles spanned more than a decade, reflecting a long tenure in insurance and securities. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, access to model wealth portfolios, third-party asset management programs, and a range of brokerage and insurance products through its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Trobel B

Series 66, Series 63

Warwick, RI

LPL Enterprise

Trobel Bloe is a financial advisor at LPL Enterprise with Series 63 and Series 66 licenses and three years of industry experience. Prior to joining LPL Enterprise, he worked at Santander Securities, LLC, Santander Bank, NA, and Citizens Bank, NA. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management programs through an integrated platform that also includes brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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