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Deborah K

Series 63, Series 65

Troy, MI

LPL Enterprise

Deborah Keagle is a financial advisor at LPL Enterprise with 23 years of industry experience. She holds Series 63 and Series 65 licenses and has worked previously at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of her advisory work, she is employed as a bartender and waitress at American Legion Post 484 in Kalamazoo, MI. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model portfolios, third-party asset management, and a range of brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Scott R

Series 63, Series 65

Export, PA

LPL Enterprise

Scott Rosa is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He worked at Pruco Securities, LLC from 1997 to 2024 before joining LPL Enterprise. Outside of advising, he is associated with Export Financial LLC, a business entity used for tax and investment purposes. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, consulting, and access to managed portfolios, combining adviser programs with a range of financial products on an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Gregory D

Series 66

Lafayette, LA

LPL Enterprise

Gregory Daigle is a Series 66 licensed advisor with 30 years of industry experience. He is currently with LPL Enterprise and has a long tenure with The Prudential Insurance Company of America and Pruco Securities, LLC. Daigle serves as board president of the South Louisiana Community College Foundation. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory, and brokerage services through an integrated platform that includes access to model portfolios, third-party asset management, and a range of financial products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Jason L

Series 66

Faribault, MN

LPL Enterprise

Jason Lavoi is a Series 66-credentialed financial advisor with two years of industry experience. He currently works at LPL Enterprise and previously held roles at Thrivent Financial and Thrivent Investment Management Inc. Outside of advising, Lavoi is involved in non-variable insurance activities in Faribault, MN. LPL Enterprise, LLC serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products via its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Price R

Series 66, Series 63, Series 65

Omaha, NE

LPL Enterprise

Price Rivers Jr. is a financial advisor at LPL Enterprise with nine years of industry experience. He holds Series 66, Series 63, and Series 65 licenses. His work background includes roles at the Nebraska Secretary of State and major financial firms such as Merrill and Bank of America. LPL Enterprise serves a wide range of clients, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios through an integrated platform that combines advisory and brokerage capabilities.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Jeffrey S

Series 66, Series 63

Poland, OH

LPL Enterprise

Jeffrey Sanfilippo is a financial advisor with LPL Enterprise holding Series 63 and Series 66 licenses and has four years of industry experience. His prior roles include positions at The Prudential Insurance Company of America and Pruco Securities LLC. Outside of his advisory work, he is involved in coaching sports and fitness in the New Castle School District. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, and access to model wealth portfolios and third-party asset management through an integrated platform that combines advisory programs with brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Jonathan T

Series 65, Series 63

Lakeland, FL

LPL Enterprise

Jonathan Tubbs is a financial advisor at LPL Enterprise with 17 years of industry experience. He holds Series 63 and Series 65 licenses and has previous experience at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of his advisory role, he is involved with Congdon and Company, providing administrative support. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage services. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products, utilizing an integrated platform that combines adviser programs with active sales of financial products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Kimberly H

Series 63, Series 66

Phoenix, AZ

LPL Enterprise

Kimberly Herrera is a financial advisor at LPL Enterprise with 28 years of industry experience. She holds Series 63 and Series 66 designations and has previously worked at Prudential Insurance Company of America, Pruco Securities, LLC, and BBVA affiliates. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, consulting, and access to model wealth portfolios through both advisory and brokerage channels.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Vincent G

Series 66

Melville, NY

LPL Enterprise

Vincent Grappone is a financial advisor with LPL Enterprise, holding a Series 66 designation and beginning his advisory career in 2026. His prior work experience includes roles at SUNY Oneonta, Biltmore Beach Club, and Riteway Seamless Gutters. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory, and brokerage services through an integrated platform that combines adviser programs with insurance and lending products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Alexander F

Series 66

Cincinnati, OH

LPL Enterprise

Alexander Fox is a financial advisor with LPL Enterprise, holding a Series 66 designation and one year of industry experience. Prior to joining LPL Enterprise, he has held roles at various companies including LouVino, where he continues to be involved outside of his advisory work. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, access to model portfolios, third-party asset management, and a range of brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Colin S

Series 66

Shelton, CT

LPL Enterprise

Colin St. Pierre is a financial advisor with LPL Enterprise and holds a Series 66 designation. He has two years of industry experience and has previously worked with The Prudential Insurance Company of America and Pruco Securities LLC. Outside of his advisory roles, he has been involved with the Newtown Country Club since 2015. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients. The firm offers a range of services such as financial planning, advisory programs, and access to both proprietary and third-party investment solutions, as well as brokerage and insurance products through its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Erika K

Series 66

Mount Vernon, MO

LPL Enterprise

Erika Kane is a financial advisor with LPL Enterprise in Mount Vernon, MO, holding a Series 66 designation and one year of industry experience. She previously worked at PRUCO Securities, LLC and has a long background in accounting with Sexton & Associates CPA’s LLC. Kane also operates a tax preparation and accounting practice under Kane CPA, LLC dba Sexton & Associates CPA. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, brokerage products, and uses a platform combining advisor programs with insurance sales and lending solutions.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Stephen C

Series 66

Mamaroneck, NY

LPL Enterprise

Stephen Cooley is a financial advisor with LPL Enterprise holding a Series 66 designation and two years of industry experience. His prior roles include positions at The Prudential Insurance Company of America, Pruco Securities LLC, and several other organizations. Outside of finance, he has worked in the food service industry, including with Milton Point Provisions and Le Taillevent. LPL Enterprise serves a diverse client base that includes individuals, retirement plans, charitable organizations, and institutional clients. The firm offers financial planning, consulting, and access to various investment products through an integrated platform combining advisory services and brokerage channels.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Nathaniel H

Series 66

Frederick, MD

LPL Enterprise

Nathaniel High is a financial advisor with LPL Enterprise in Frederick, MD, holding a Series 66 designation and totaling nine years of industry experience. His prior roles include positions at Prudential Insurance Company of America and Pruco Securities, LLC. He serves on the board of the South Carroll Business Association, a nonprofit organization. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage services. The firm offers financial planning, model portfolio programs, and access to third-party asset management, utilizing a platform that integrates adviser programs with a range of financial products including insurance.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Brandon Y

Series 66

Rosemont, IL

LPL Enterprise

Brandon Yates is a financial advisor with LPL Enterprise in Rosemont, IL, holding a Series 66 designation and five years of industry experience. Prior to joining LPL Enterprise in 2024, he worked at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of his advisory role, he has been involved with Chicago Athletic Clubs for over 20 years, working on departmental restructuring and business process implementation. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory, and brokerage services. The firm’s integrated platform combines adviser programs with active sales of financial products and leverages third-party portfolio managers and LPL’s model portfolios for investment implementation.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Heather M

Series 63, Series 65

Columbus, OH

LPL Enterprise

Heather Michael is a financial advisor at LPL Enterprise with 38 years of industry experience. She holds Series 63 and Series 65 licenses and has worked extensively with Pruco Securities, LLC and Prudential Insurance Company of America. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management programs through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Jing Y

Series 66

Southborough, MA

LPL Enterprise

Jing Yang is a financial advisor at LPL Enterprise with five years of industry experience. Yang holds a Series 66 designation and has worked at several firms including The Prudential Insurance Company of America and Pruco Securities LLC. LPL Enterprise serves a diverse range of clients including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and access to model portfolios and third-party asset management programs through an integrated platform that includes brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Miranda B

Series 66

Beckley, WV

LPL Enterprise

Miranda Brunty is a Series 66-licensed advisor with LPL Enterprise, based in Beckley, WV, and has two years of industry experience. Her prior work includes roles at The Prudential Insurance Company of America, Pruco Securities LLC, and several regional hospitals. Outside of financial advising, she is a co-owner of Hemlock & Holler Co., a business in Daniels, WV. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients, providing financial planning, advisory services, and brokerage products. The firm offers integrated investment solutions through its platform that combines advisor programs with the sale of financial products and access to third-party asset management.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Robert R

Series 66

Orlando, FL

LPL Enterprise

Robert Rosenberger III is a Series 66 licensed financial advisor with three years of industry experience. He is currently affiliated with LPL Enterprise, where he has worked for one year, following three years with J.W. Cole Advisors, Inc. and J.W. Cole Financial, Inc. Outside of his advisory work, he is a Certified Exit Planning Advisor and has been involved with GolfCarts Unlimited, LLC for over a decade. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, model portfolio programs, third-party asset management, and brokerage and insurance products through an integrated platform that supports both advisory and brokerage channels.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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James F

Series 66, Series 65

Bedminster, NJ

LPL Enterprise

James Famula is a financial advisor with LPL Enterprise, holding Series 65 and Series 66 licenses and 25 years of industry experience. He previously worked at Ameriprise Financial Services and Royal Alliance and has operated his own golf academy since 2011. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients, offering financial planning, advisory services, and access to a range of investment and insurance products through its integrated advisory and brokerage platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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