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Lisa T

Mansfield, OH

LPL Enterprise

Lisa Tittle is a financial advisor at LPL Enterprise with 10 years of industry experience. She previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. since 2016. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, model wealth portfolios, third-party asset management, and access to brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Scott G

Series 66

Plano, TX

LPL Enterprise

Scott Gottlich is a financial advisor at LPL Enterprise with two years of industry experience. He holds the Series 66 designation and has worked at Texakoma Financial, Inc. and Cetera prior to joining LPL Enterprise. Outside of finance, he has been involved in the restaurant industry through WG Restaurant Group LLC (OpenBox Innovations) since 2008. He also has a teaching role at St. Mark's School of Texas. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory and brokerage services, as well as access to model portfolios and third-party asset management programs through an integrated platform combining adviser programs with insurance and lending services.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Caroline R

Series 63, Series 65

Dubois, PA

LPL Enterprise

Caroline Rearick is a financial advisor with LPL Enterprise in Dubois, PA, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. She worked at Pruco Securities, LLC for 28 years before joining LPL Enterprise in 2024. She also has a role as a financial planner with Prudential Advisors, focusing on property and casualty. LPL Enterprise serves a wide range of clients including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, consulting, model portfolios, third-party asset management, and a variety of brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Randall C

Series 65, Series 63

Lynchburg, VA

LPL Enterprise

Randall Calloway II is a financial advisor at LPL Enterprise with Series 65 and Series 63 credentials and two years of industry experience. His prior work includes roles at Equity Services Inc and National Life Group, as well as entrepreneurial experience with Calloway Enterprise. He serves on the boards of The UP Foundation and Lynchburg Business Development Centre, focusing on financial literacy education and fundraising. LPL Enterprise serves a diverse client base including individuals, retirement plans, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management through an integrated platform that combines advisory and brokerage services.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Khiem T

Series 63, Series 65

Panama City Beach, FL

LPL Enterprise

Khiem Truong Von Garvisch is a financial advisor at LPL Enterprise with 24 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at firms including Bank of America, Merrill, Cetera, and Fidelity Brokerage Services. Outside of his advisory role, he is a business owner of KTV Builders in Panama City Beach, FL. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a variety of brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Ryan S

Series 65, Series 63

St Cloud, MN

LPL Enterprise

Ryan Schmidt is a financial advisor with LPL Enterprise LLC, holding Series 65 and Series 63 licenses and offering eight years of industry experience. His prior roles include positions at Northwestern Mutual and Wells Fargo. Outside of his advisory work, Schmidt coaches an independent winter drumline. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm provides access to model portfolios, third-party asset management, and a range of financial products, combining adviser programs with insurance offerings and lending services.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Lucas D

Series 63, Series 66

Brooklyn, NY

LPL Enterprise

Lucas Duffy is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 credentials and two years of industry experience. His prior roles include positions at Aurora Capital Ventures LLC and Cantor Fitzgerald. Outside of his advisory work, he has experience in medical education and tutoring. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, consulting, and third-party asset management through advisory and brokerage channels. The firm’s integrated platform combines advisory services with brokerage and insurance products, utilizing model portfolios and third-party strategists for investment management.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Matthew G

Series 66

Warrington, PA

LPL Enterprise

Matthew Gonnella is a financial advisor with LPL Enterprise holding a Series 66 designation and one year of industry experience. Prior to joining LPL Enterprise, he has held roles at several companies including BSN Sports and Acorn Industrial Products. Outside of the financial industry, he works part-time as a server at Iron Hill Brewery. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, consulting, and access to model portfolio programs with both discretionary and non-discretionary options, supported by an integrated platform that combines adviser services with financial product sales.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Thomas R

Series 66

New York, NY

LPL Enterprise

Thomas Rigelhaupt is a financial advisor at LPL Enterprise with five years of industry experience. He holds a Series 66 designation and has previously worked at Prudential Insurance Company of America, Pruco Securities, LLC, Equitable Advisors, LLC, and Bethpage Federal Credit Union. LPL Enterprise, LLC serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, consulting, and access to model portfolios and third-party asset management programs, supported by an integrated platform that combines advisory services with brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Earl S

Series 65, Series 63

Cranberry Township, PA

LPL Enterprise

Earl Smith Jr. is a financial advisor at LPL Enterprise with 10 years of industry experience. He holds Series 65 and Series 63 licenses and previously worked at Pruco Securities, LLC for nine years before joining LPL Enterprise in 2024. LPL Enterprise serves a diverse client base that includes individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers a range of services such as financial planning, consulting, model wealth portfolios, third-party asset management, and access to brokerage and insurance products through its integrated advisory and brokerage platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Evan D

Series 66

Monroe, LA

LPL Enterprise

Evan Derveloy is a financial advisor at LPL Enterprise with one year of industry experience and holds the Series 66 designation. Prior to his advisory role, he has been the owner of CrossFit Ruston LLC since 2012 and is also employed with Billy Gene is Marketing, Inc. LPL Enterprise serves a wide range of clients, including individuals, retirement plans, and institutional clients, offering financial planning, advisory services, and access to a variety of investment and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Brennan M

Series 66

Mechanicsburg, PA

LPL Enterprise

Brennan Miller is a financial advisor at LPL Enterprise with a Series 66 designation. He has recently entered the industry, joining LPL Enterprise in 2025. Prior to this role, he held positions at Sheetz, Inc., Pennsylvania Chiropractic Association, Pennsylvania State University, and Greenwood School District. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, consulting, and access to a range of investment and insurance products via an integrated platform that combines adviser programs with active sales of financial products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Patricia D

Series 66

Orlando, FL

LPL Enterprise

Patricia Donald is a financial advisor with LPL Enterprise LLC in Orlando, FL, holding a Series 66 designation and three years of industry experience. She previously worked at Ameriprise and held roles with several nonprofit organizations, including Sandy Hook Promise and IDEA Public Schools. LPL Enterprise serves a diverse client base, including high-net-worth individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management programs through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Matthew G

Series 66

Camp Hill, PA

LPL Enterprise

Matthew Grozier is a financial advisor with LPL Enterprise, holding a Series 66 designation and two years of industry experience. His prior work includes roles at The Prudential Insurance Company of America and Pruco Securities LLC. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients, offering financial planning, model portfolio programs, and access to brokerage and insurance products through an integrated platform that combines advisory and product sales.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Denize P

Series 66

Marlton, NJ

LPL Enterprise

Denize Phillip is a financial advisor at LPL Enterprise with two years of industry experience. She holds the Series 66 designation and previously worked at The Prudential Insurance Company of America and Pruco Securities LLC. Outside of her advisory work, she volunteers with the Chamber of Commerce Southern New Jersey. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, model wealth portfolios, third-party asset management, and a range of brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Matthew S

Series 63, Series 65

Troy, MI

LPL Enterprise

Matthew Smith is a financial advisor with LPL Enterprise who holds Series 63 and Series 65 credentials and has 22 years of industry experience. His prior work includes roles at Prudential Insurance Company of America and Pruco Securities, LLC. He volunteers with the Finseca Foundation, supporting their research and educational initiatives. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Veronica P

Series 66

San Jose, CA

LPL Enterprise

Veronica Parengkuan is a financial advisor with LPL Enterprise holding a Series 66 designation and five years of industry experience. Her background includes roles at The Prudential Insurance Company of America, Mass Mutual Investors Services, and Dell. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, and access to model wealth portfolios and third-party asset management programs through a platform that integrates advisory services with brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Robert C

Series 63, Series 65

Holmdel, NJ

LPL Enterprise

Robert Coon is a financial advisor with LPL Enterprise who holds Series 63 and Series 65 licenses and has 29 years of industry experience. His prior roles include positions at Wells Fargo Clearing, Wells Fargo Bank, Bank of America, Merrill, and Wachovia Bank. Outside of advising, he is also active as an artist and musician. LPL Enterprise serves a diverse client base that includes individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers advisory and brokerage services utilizing model portfolios, third-party asset management programs, and a range of financial products through its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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John B

Series 63, Series 65

Melbourne, FL

LPL Enterprise

John Becker is a financial advisor with LPL Enterprise in Melbourne, FL, holding Series 63 and Series 65 credentials and 14 years of industry experience. He has worked at Prudential Insurance Company of America and Pruco Securities, LLC from 2011 to 2024 before joining LPL Enterprise. Becker is also involved with ClearView Wealth Management, a DBA under LPL, where he works as a financial planner. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, consulting, and access to various advisory and brokerage products through an integrated platform that combines adviser programs with insurance and lending services.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Brian S

Series 66

Pittsburgh, PA

LPL Enterprise

Brian Simon is a financial advisor with LPL Enterprise, holding a Series 66 designation and 23 years of industry experience. He has been with LPL Enterprise since 2024 and previously worked at Prudential Insurance Company of America and Pruco Securities, LLC for over two decades. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and access to a range of investment and insurance products through an integrated platform that combines advisory programs with active sales of financial products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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