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Kara G

Series 66

Omaha, NE

LPL Enterprise

Kara Galle is a Series 66 licensed financial advisor with nine years of industry experience. She is currently with LPL Enterprise and has previously worked at LPL Financial, Bancwest Investment Services, Bank of the West, and Securities America. LPL Enterprise serves a broad range of clients, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, consulting, and access to model wealth portfolios, third-party asset management, and brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Richard P

Series 66

Bedminster, NJ

LPL Enterprise

Richard Peterson is a Series 66-credentialed financial advisor at LPL Enterprise with one year of industry experience. Prior to joining LPL Enterprise in 2025, he was self-employed and spent ten years working at Delbarton School. He also works as an independent private tutor. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory, brokerage services, and access to model portfolios and third-party asset management programs through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Vito U

Series 63, Series 65

Paramus, NJ

LPL Enterprise

Vito Uva is a financial advisor at LPL Enterprise with Series 63 and Series 65 credentials and 40 years of industry experience. He has worked at Prudential Insurance Company of America since 1984 and previously at Pruco Securities, LLC for 40 years before joining LPL Enterprise in 2024. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients, offering financial planning, advisory programs, and brokerage services. The firm combines adviser programs with sales of financial products such as insurance and provides an integrated platform supported by model portfolios and third-party management.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Craig P

Series 63, Series 65, Series 66

Morgantown, WV

LPL Enterprise

Craig Poluszek is a financial advisor with LPL Enterprise, holding Series 63, 65, and 66 designations and 13 years of industry experience. His career includes roles at J.P. Morgan Securities, Fidelity Investments, TIAA, and LPL Financial. Poluszek also serves in a fiduciary capacity for the Poluszek Family Trust. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management through a combined advisory and brokerage platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Stephen O

Series 63, Series 65

Williamsville, NY

LPL Enterprise

Stephen O'Donnell is a financial advisor at LPL Enterprise with 41 years of industry experience. He holds Series 63 and Series 65 credentials and previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of his advisory role, he serves as a baseball umpire with the Niagara Falls Umpire Association. LPL Enterprise serves a wide range of clients, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management through an integrated platform that also includes brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Gilbert V

CFP®, ChFC®, Series 63, Series 65

Phoenix, AZ

LPL Enterprise

Gilbert Valadez Jr. is a financial advisor with LPL Enterprise, holding CFP® and ChFC® designations and over 39 years of industry experience. He has a long tenure with Prudential Insurance Company of America starting in 1986 and transitioned to LPL Enterprise in 2024. Outside of his advisory work, he owns a golf club regripping business. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients through advisory and brokerage services. The firm offers financial planning, access to model portfolios, third-party asset management, and a range of brokerage and insurance products via its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Russell B

Series 65, Series 63

Rockville, MD

LPL Enterprise

Russell Brooking is a financial advisor with LPL Enterprise, holding Series 65 and Series 63 licenses and four years of industry experience. His prior roles include positions at The Prudential Insurance Company of America, Pruco Securities LLC, and McAdam LLC. Outside of his advisory work, he has experience in the food service industry and education. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, model portfolio management, third-party asset management, and access to a wide range of brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Bethany Y

Series 63, Series 65

Indianapolis, IN

LPL Enterprise

Bethany Youngs is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 credentials and 13 years of industry experience. Her prior roles include positions at JPMorgan Securities, BMO Harris Financial Advisors, Bank of America, Merrill, and Fifth Third Bank. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage services. The firm offers a range of financial planning, asset management, and brokerage products, utilizing an integrated platform that combines adviser programs with active sales of other financial products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Justin L

Series 63, Series 65

Lenoir, NC

LPL Enterprise

Justin Long is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 designations and bringing 16 years of industry experience. Prior to joining LPL Enterprise in 2024, he worked at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of finance, he has been employed by Outback Steakhouse since 2009. LPL Enterprise serves a diverse client base that includes individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products via its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Jayne K

Series 65, Series 63

Pittsford, NY

LPL Enterprise

Jayne Knowlton is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and two years of industry experience. Her prior roles include positions at The Prudential Insurance Company of America, PRUCO Securities, NYLIFE Securities, New York Life Insurance Company, and healthcare institutions such as Highland Hospital and the University of Rochester Medical Center. She also serves as a Registered Social Security Analyst and is involved in non-variable insurance activities. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering a range of advisory and brokerage services supported by a platform that integrates investment advice, insurance products, and lending programs.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Travis B

Series 66

Phoenix, AZ

LPL Enterprise

Travis Bloom is a financial advisor at LPL Enterprise with 21 years of industry experience. He holds a Series 66 designation and has worked at firms including Prudential Insurance Company of America, Pruco Securities, LLC, and various BBVA entities. He is also involved with Prudential Sponsored Non-Variable Insurance activities. LPL Enterprise serves a broad client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management arrangements, and a range of brokerage and insurance products via its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Michael B

Series 63, Series 66

Phoenix, AZ

LPL Enterprise

Michael Byrnes is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 registrations and bringing 12 years of industry experience. His prior roles include positions at Edward Jones, Bank of America, Merrill Lynch, and JPMorgan Securities. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Joseph R

Series 65, Series 63

Indianapolis, IN

LPL Enterprise

Joseph Richardson is a financial advisor with LPL Enterprise holding Series 65 and Series 63 credentials and one year of industry experience. His prior work includes roles at W & S Brokerage Services, Western & Southern Life, and Growth MVMT, alongside military service in the United States Army Reserve. Outside of finance, Richardson has experience in the automotive sales industry through Richardson Auto Sales. LPL Enterprise serves a wide range of clients including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm provides financial planning, advisory services, and access to model portfolios and third-party asset management, combining advisory programs with insurance offerings through an affiliated agency.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Thomas D

Series 66

White Plains, NY

LPL Enterprise

Thomas Dooney is a financial advisor at LPL Enterprise with a Series 66 designation and 10 years of industry experience. He has previously worked at firms including Oppenheimer, Hornor Townsend & Kent LLC, Penn Mutual Life Insurance Company, Equitable Advisors, Axa Advisors, and Morgan Stanley. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and other institutional clients. The firm offers financial planning, consulting, access to model wealth portfolios, third-party asset management, and brokerage and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Tony W

Series 65, Series 63

Jacksonville, FL

LPL Enterprise

Tony White is a financial advisor with LPL Enterprise in Jacksonville, FL, holding Series 65 and Series 63 credentials and 39 years of industry experience. His prior roles include positions at Prudential Insurance Company of America and Pruco Securities, LLC, where he worked for 12 years. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering a range of advisory and brokerage services supported by an integrated platform that combines adviser programs with insurance products and lending solutions.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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William S

Series 66

Tampa, FL

LPL Enterprise

William Stylos is a financial advisor with LPL Enterprise, holding a Series 66 designation and 10 years of industry experience. He previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. Stylos is also involved in ClearView Wealth Management as a financial planner. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients. The firm offers financial planning, advisory services, and access to model portfolios and third-party asset management through an integrated platform that combines advisory programs with brokerage and insurance products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Hunter K

Series 66

Marshall, MN

LPL Enterprise

Hunter Kontz is a financial advisor at LPL Enterprise with 10 years of industry experience. He holds the Series 66 designation and previously worked at Prudential Insurance Company of America and Pruco Securities. Kontz also operates Kontz Financial Group, which offers health insurance and Medicare supplemental insurance products. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm provides financial planning, access to model portfolios, third-party asset management, and a range of brokerage and insurance products via its integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Lisa A

Series 63, Series 65

High Point, NC

LPL Enterprise

Lisa Aldridge is a financial advisor at LPL Enterprise with 15 years of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at Prudential Insurance Company of America, PRUCO Securities, Mass Mutual Investors Services, Mass Mutual Life Insurance Company, and Metlife Securities. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels, offering financial planning, consulting, model portfolios, and access to various third-party asset management programs.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Branden K

Series 63

Pittsford, NY

LPL Enterprise

Branden Kuzel is a financial advisor at LPL Enterprise with 10 years of industry experience. He holds a Series 63 designation and has previously worked at Pruco Securities, LLC from 2015 to 2024. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, and access to model wealth portfolios, combining advisory programs with brokerage and insurance products on an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Urundi K

Series 63, Series 65

Orlando, FL

LPL Enterprise

Urundi Knox is a financial advisor with LPL Enterprise LLC in Orlando, FL, holding Series 63 and Series 65 credentials and one year of industry experience. Prior to joining LPL Enterprise in 2025, Knox worked at Northwestern Mutual Investment Services LLC and Northwestern Mutual Life Insurance Company. Outside of financial advising, Knox is involved with Willie Mack III LLC, a sports and fitness coaching business. LPL Enterprise, LLC serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering advisory and brokerage services that include financial planning, model portfolios, and access to third-party asset management. The firm integrates advisory programs with sales of financial products such as insurance, supported by a platform that combines proprietary and third-party investment solutions.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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