Michael Zepatos is a financial advisor with LPL Financial in Memphis, TN, holding a Series 66 designation and 13 years of industry experience. His prior roles include positions at Raymond James & Associates and Wells Fargo Advisors. Outside of advising, he is involved with the Arcade Restaurant, LLC, a business in Memphis. LPL Financial serves a broad client base including individuals, retirement plans, and institutions through a national network of investment adviser representatives. The firm offers various advisory programs and financial planning services, utilizing both discretionary and non-discretionary management supported by model portfolios and research from multiple sources.

Max Leopold is a financial advisor at LPL Financial with seven years of industry experience. He holds a Series 66 designation and previously worked at Honor, Townsend & Kent and Penn Mutual Life Insurance Company. Outside of his advisory role, he is involved in tax preparation and accounting services as part of Leopold Wealth Management. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individual and institutional clients through a broad network of investment adviser representatives. The firm offers a range of advisory programs and financial planning services, utilizing research and multiple portfolio management strategies.

James Hopper is a financial advisor with LPL Financial in Dyersburg, TN, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He has worked with First Citizens National Bank since 2015 and maintains an insurance agency focusing on fixed annuities, life, and long-term care insurance. LPL Financial serves a wide range of clients, including individuals, retirement plans, banks, corporations, and charitable organizations, offering financial planning, advisory programs, and brokerage services through a national network of investment adviser representatives. The firm provides both discretionary and non-discretionary management and supports its offerings with research, model portfolios, and various technology-driven solutions.

Neil Moscicki is a financial advisor with LPL Financial, holding the CFP® and ChFC® designations and Series 66 license. He has 26 years of industry experience, including ten years with Wayne Hummer Investments LLC prior to joining LPL Financial in 2025. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers financial planning, advisory programs, retirement plan consulting, and brokerage services, utilizing a range of model portfolios and research from various sources.

Maxwell Havens is a financial advisor with LPL Financial in Batavia, NY, holding Series 66 and Series 63 registrations and two years of industry experience. His background includes roles at ESL Investment Services, ESL Federal Credit Union, and prior experience outside the financial industry. He is also commissioned as a notary public. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individual clients, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing model portfolios and research from internal and third-party sources.

Michelle Swenson is a financial advisor with LPL Financial, holding a Series 66 designation and 27 years of industry experience. She has previously worked at Wells Fargo Clearing and Raymond James Financial Services and is currently involved with Old National Bank and Old National Wealth Advisors. LPL Financial is a national investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and nonprofit organizations. The firm offers a range of advisory programs, financial planning, and brokerage services, utilizing both discretionary and non-discretionary management with access to model portfolios and research.

Christopher Stevens is a financial advisor with LPL Financial in Hamden, CT, holding Series 63 and Series 66 licenses and four years of industry experience. His prior work includes roles at Charlies Meat Market and Vector Marketing, as well as time at Nichols College. Stevens operates under the DBA Stevens & Boutilier Financial Advisors, LLC for his LPL business. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and charitable organizations. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services, utilizing both discretionary and non-discretionary management along with research-supported model portfolios.

Nicholas Brinson is a financial advisor with LPL Financial based in Tallahassee, FL, holding a Series 66 designation and with 14 years of industry experience. His prior roles include positions at U-Vest Holdings LLC, The Davino Agency Inc, various insurance carriers with W&R Insurance Agencies, and Waddell & Reed, Inc. Outside of advisory work, he has involvement with several business entities for tax and investment purposes. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a wide range of clients including individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers diverse financial planning and advisory programs supported by model portfolios, research, and technology-driven management solutions.

Paul Goldbach is a financial advisor with LPL Financial in Coral Springs, FL, holding a Series 63 designation and 41 years of industry experience. He has been with LPL Financial, formerly LINSCO/Private Ledger Corp., since 2000. Outside of his advisory role, he is involved in creating and publishing original music content for commercial distribution. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, with access to model portfolios, third-party subadvisors, and research services.

Jeffrey Wren is a financial advisor with LPL Financial in Littleton, Colorado, holding Series 63 and Series 66 credentials and bringing 37 years of industry experience. His prior roles include positions at Trilogy Capital, Trilogy Financial Services, and National Planning Corporation. Outside of his advisory work, he operates a business entity for tax and investment purposes. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves individuals, retirement plans, financial institutions, and charitable organizations through a nationwide network. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services, providing both discretionary and non-discretionary management options supported by in-house and third-party research.

Brian Graber is a financial advisor with LPL Financial in Wichita, KS, holding a Series 66 designation and 26 years of industry experience. He has been associated with LPL Financial and its predecessor firms since 1999. Outside of his advisory role, he is involved in the fixed insurance business, offering property and casualty, life, and health insurance. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a diverse client base including individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm provides a range of advisory programs, financial planning, and brokerage services supported by research and model portfolios, with both discretionary and non-discretionary management options.

John Araki is a financial advisor with LPL Financial in Honolulu, HI, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He previously worked at Ameriprise Financial Services, Inc. for 16 years before joining LPL Financial in 2021. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers various advisory programs, financial planning, retirement consulting, and brokerage services, utilizing discretionary and non-discretionary management supported by proprietary research and third-party models.

William Faber is a CFP® professional with eight years of industry experience, currently associated with LPL Financial since 2017. Prior to joining LPL, he worked for Johnston County Environmental Health for nine years. His secondary activities include involvement with Crump Life Insurance and managing a real estate rental business through Island Rascal Properties, LLC. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving a broad client base including individuals, retirement plans, and institutions. The firm offers a range of advisory programs, financial planning, and brokerage services supported by research and model portfolios, with both discretionary and non-discretionary management options.

John Evans is a financial advisor with LPL Financial, holding a Series 66 license and 15 years of industry experience. He previously worked at INVEST Financial Corp for seven years before joining LPL Financial in 2018. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs with access to model portfolios, research, and various management solutions.

Staci Bennett is a financial advisor with LPL Financial, holding Series 63, 65, and 66 credentials and bringing 26 years of industry experience. Her prior roles include positions at Bank of America, Merrill, Global Atlantic Financial Company, and Forethought Distributors. She operates investment-related businesses connected to her LPL practice in St Simons Island, GA. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing discretionary and non-discretionary management supported by research and multiple investment strategies.

Justin Powell is a financial advisor with LPL Financial in Asheville, NC, holding a Series 66 credential and having 10 years of industry experience. He previously worked at Edward Jones for five years before joining LPL Financial in 2021. Outside of his advisory work, he is involved as a musician in a band. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves a broad range of clients, including individuals, retirement plans, and institutions. The firm provides financial planning, advisory programs, retirement plan consulting, and brokerage services through a national network of investment adviser representatives.

James Clark is a financial advisor with LPL Financial in Dallas, TX, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. He has been with LPL Financial since 2015 and previously worked at Visionpoint Advisory Group, LLC. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network. The firm offers financial planning, advisory programs, retirement plan consulting, and brokerage services, utilizing a range of model portfolios, research, and various technologies in its investment management.

Wayne Gieseke is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and bringing 30 years of industry experience. He has previously worked at INVEST Financial Corporation and Johnson Bank, where he continues to serve. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base including individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management supported by proprietary and third-party research.

Jacob Wharton is a financial advisor with LPL Financial holding a Series 66 designation and two years of industry experience. He has prior experience at First Horizon Bank and Iberiabank Corporation. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base including individuals, retirement plans, financial institutions, and charitable organizations through its extensive network of investment adviser representatives. The firm offers a range of advisory programs and financial planning services, utilizing model portfolios, third-party research, and various technology tools to support both discretionary and non-discretionary management.

Dale Kolar is a financial advisor with LPL Financial, holding a Series 66 designation and 19 years of industry experience. Prior to joining LPL Financial in 2018, he worked at Edward Jones for 12 years. He is also involved with Kolar Wealth Management, a financial services business based in Sheboygan, WI. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and brokerage services with both discretionary and non-discretionary management options.