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Jack B
Series 63, Series 65
Lake Elmo, MN
LPL Financial
Jack Buckley is a financial advisor with LPL Financial in Lake Elmo, MN, holding Series 63 and Series 65 credentials and bringing 39 years of industry experience. He previously worked at Commonwealth Financial Network from 2003 to 2016 before joining LPL Financial. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations through a national network. The firm offers a broad range of financial planning and advisory programs, combining in-house and third-party research with various portfolio management strategies.
Christopher G
Series 66
Raleigh, NC
LPL Financial
Christopher Griffith is a financial advisor at LPL Financial with 22 years of industry experience, including 19 years at LPL. He holds a Series 66 designation and is based in Raleigh, NC. Griffith is involved in non-variable insurance products, including life, health, disability, long-term care, fixed annuities, and property and casualty insurance. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations through a national network of investment adviser representatives. The firm provides a range of advisory programs, financial planning, and brokerage services, offering both discretionary and non-discretionary management supported by in-house and third-party research.
James F
Series 63, Series 66
Neenah, WI
LPL Financial
James Fischer is a financial advisor with LPL Financial in Neenah, WI, holding Series 63 and Series 66 licenses and bringing 36 years of industry experience. He previously worked for Woodbury Financial Services, Inc. for 27 years before joining LPL Financial in 2018. Fischer is also a notary public. LPL Financial serves a broad range of clients including individuals, retirement plans, banks, corporations, and charitable organizations, offering financial planning, advisory programs, retirement consulting, and brokerage services through a national network of investment adviser representatives.
Davis P
Series 65, Series 63
Destin, FL
LPL Financial
Davis Parrish is a financial advisor at LPL Financial with three years of industry experience. He holds Series 65 and Series 63 designations. Prior to joining LPL Financial, Davis worked at Raymond James Financial and Renasant Bank. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a wide range of clients including individuals, retirement plans, banks, and charitable organizations through a national network of investment adviser representatives. The firm offers various advisory programs, retirement plan consulting, and brokerage services with discretionary and non-discretionary management options supported by in-house and third-party research.
Aleksey K
Series 65
Palm Beach Gardens, FL
LPL Financial
Aleksey Kaplan is a financial advisor with LPL Financial, holding a Series 65 credential and bringing four years of industry experience. He previously worked at Financial Gravity Family Office Services, LLC and is the founder and principal owner of A. Kaplan CPA, PLLC, a tax services firm. Kaplan is also involved in insurance-related activities through Financial Gravity Enhanced Markets, LLC. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base, including individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and brokerage services supported by proprietary research, third-party subadvisors, and technology-driven portfolio management solutions.
Steven S
CFP®, Series 63, Series 66
Frankfort, IL
LPL Financial
Steven Swanson is a CFP® professional with 26 years of industry experience, currently associated with LPL Financial since 2016. Based in Frankfort, IL, he holds Series 63 and Series 66 licenses. Outside of his advisory role, he is involved in a real estate rental business. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a wide range of financial planning and advisory programs, utilizing model portfolios and research to support diversified investment strategies.
Michell W
Series 66
Melbourne, FL
LPL Financial
Michell Warren is a financial advisor with LPL Financial, holding a Series 66 designation and two years of industry experience. Warren previously worked at SunRADON and A. Duda & Sons before returning to LPL Financial. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and charitable organizations nationwide. The firm offers a range of advisory programs, financial planning, and retirement plan consulting services supported by in-house and third-party research and model portfolios.
Colby Y
CFP®, Series 63, Series 66
Richfield, UT
LPL Financial
Colby Young is a CFP® professional with 13 years of experience, currently serving as a financial advisor at LPL Financial in Richfield, UT. He has been with LPL Financial and Mountain American Credit Union since 2013. Outside of his advisory role, he is a co-owner of Among the Young, LLC, a home-based business unrelated to investment activities. LPL Financial is a national SEC-registered investment adviser and broker-dealer that serves a broad range of clients including individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers diverse financial planning and advisory programs, providing both discretionary and non-discretionary management supported by research and model portfolios.
Dustin S
Series 66
Dell Rapids, SD
LPL Financial
Dustin Steckler is a financial advisor with LPL Financial in Dell Rapids, SD, holding a Series 66 designation and one year of industry experience. Prior to joining LPL Financial, he worked at First Interstate Bank and has a background in education and community involvement, including positions with the Dell Rapids School District and the Dell Rapids Baseball Association. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charities. The firm offers a range of advisory programs, financial planning, and brokerage services, utilizing both discretionary and non-discretionary management supported by proprietary and third-party research.
Bernard V
Series 63
Gladstone, NJ
LPL Financial
Bernard Ventura is a financial advisor at LPL Financial with 43 years of industry experience. He previously worked at RBC Capital Markets for eight years before joining LPL Financial in 2020. Ventura holds a Series 63 designation and operates out of Gladstone, NJ. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, model portfolios, and retirement plan consulting.
William S
Series 66
Rock Hill, SC
LPL Financial
William Simpson is a financial advisor with LPL Financial in Rock Hill, SC, holding a Series 66 credential and 18 years of industry experience. Prior to joining LPL Financial in 2021, he was involved in real estate and investment advisory roles at Southern Commercial Real Estate LLC, Capital Investment Advisory Services, LLC, and Capital Investment Group, Inc. Simpson is also engaged in tax preparation and accounting services through W. Frank Simpson LLC affiliated with Brittany Ayers, CPA, LLC. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves a broad client base including individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers various advisory programs, financial planning, and brokerage services, providing both discretionary and non-discretionary management alongside model portfolios, research, and technology-driven investment solutions.
Donald H
Series 63, Series 65
Allison Park, PA
LPL Financial
Donald Hoehler is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. He previously spent 17 years at Commonwealth Financial Network before joining LPL Financial in 2019. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, retirement plan consulting, and brokerage services, providing both discretionary and non-discretionary portfolio management supported by internal and third-party research.
David O
Series 63, Series 66
Southbury, CT
LPL Financial
David Omeri is a financial advisor at LPL Financial with nine years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Wells Fargo Clearing and Wells Fargo Bank NA since 2012. Outside of financial advising, he is involved with ROYALTY Construction and Masonry LLC, a residential masonry and construction business. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management with support from LPL Research and third-party subadvisors.
Ann M
Series 63, Series 65
Downers Grove, IL
LPL Financial
Ann Mariani Issel is a financial advisor with LPL Financial who holds Series 63 and Series 65 licenses and has 36 years of industry experience. She has worked with LPL Financial since 2019 and previously held roles at Dorion-Gray Retirement Planning, Inc. and Securities America Advisors. LPL Financial is a national SEC-registered investment adviser and broker-dealer that serves individual investors, retirement plans, banks, corporations, and charitable organizations through a broad network of investment adviser representatives. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services with both discretionary and non-discretionary management options supported by research and model portfolios.
Andrew H
Series 66
Henderson, NV
LPL Financial
Andrew Hefner is a financial advisor at LPL Financial with a Series 66 designation and two years of industry experience. He previously worked at Miller and Associates Financial Solutions and has served with the Las Vegas Metropolitan Police Department since 2009. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs and financial planning services, providing both discretionary and non-discretionary management with access to model portfolios and research from various providers.
John B
Series 63, Series 66
Melville, NY
LPL Financial
John Bellontine is a financial advisor with LPL Financial in Melville, NY, holding Series 63 and Series 66 licenses and possessing 32 years of industry experience. He has been with LPL Financial since 2012. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including retirement plan consulting and brokerage services, with a focus on both discretionary and non-discretionary management supported by various model portfolios and research.
Paul T
Series 66
Brookfield, WI
LPL Financial
Paul Tereshchenko is a financial advisor at LPL Financial in Brookfield, WI, holding a Series 66 designation with 20 years of industry experience. He previously worked at SII Investments, Inc. for eight years before joining LPL Financial in 2018. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a wide range of advisory programs, financial planning, and retirement plan consulting, utilizing both discretionary and non-discretionary management alongside research and model portfolios.
James R
Series 66
York, PA
LPL Financial
James Romig is a financial advisor with LPL Financial, holding a Series 66 designation and 11 years of industry experience. Prior to joining LPL Financial in 2021, he worked at Thrivent Financial from 2015 to 2019 and held various roles with other financial and insurance firms. He is also associated with Life's Journey Financial, a DBA related to his LPL business. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a wide range of advisory programs, retirement plan consulting, and brokerage services, utilizing both discretionary and non-discretionary management supported by internal and third-party research.
Gary W
Series 63, Series 65
Jacksonville, FL
LPL Financial
Gary Whittaker is a financial advisor with LPL Financial in Jacksonville, FL, holding Series 63 and Series 65 credentials and offering 40 years of industry experience. He previously spent 10 years with Ameriprise Financial Services, Inc. Outside of his advisory role, he operates Eagle Legacy Wealth, an entity associated with his LPL business. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm provides a range of advisory programs, financial planning, and retirement plan consulting, utilizing both discretionary and non-discretionary management supported by model portfolios and research.
Michael H
Series 63, Series 66
Northville, MI
LPL Financial
Michael Husak II is a financial advisor with LPL Financial in Northville, MI, holding Series 63 and Series 66 credentials and 15 years of industry experience. His prior positions include roles at OSAIC, FSC Securities Corp, and Next Financial Group Inc. He serves as treasurer of Feline Fund, a 501(c)(3) charity focused on supporting medical costs for feral cats. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, retirement plan consulting, and brokerage services with discretionary and non-discretionary management options supported by research and model portfolios.
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