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Chad A

Series 63, Series 66

Pekin, IL

LPL Financial

Chad Arseneau is a financial advisor with LPL Financial in Pekin, IL, holding Series 63 and Series 66 credentials and 26 years of industry experience. He previously worked at Cetera Advisor Networks LLC for five years before joining LPL Financial in 2018. Arseneau is also involved in a non-variable insurance business through James Unland & Co. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a wide range of clients, including individuals, retirement plans, institutions, and charitable organizations. The firm offers various advisory programs, retirement plan consulting, and brokerage services, utilizing both discretionary and non-discretionary management supported by extensive research and model portfolios.

College savings (529s, UTMA, etc.)
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William E

Series 63, Series 65

Newburyport, MA

LPL Financial

William Elwell is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and 15 years of industry experience. He previously worked for over a decade at Cambridge Investment Research and Antaeus Wealth Advisors. Outside of his advisory role, he is co-owner of Vino Tourismo, a business based in Newburyport, MA. LPL Financial serves individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, providing both discretionary and non-discretionary management supported by research and model portfolios.

College savings (529s, UTMA, etc.)
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Douglas L

CFP®, Series 63, Series 65

Naples, FL

LPL Financial

Douglas Lockwood is a CFP® professional affiliated with LPL Financial, with 31 years of industry experience. Prior to joining LPL Financial in 2024, he worked for Wells Fargo Advisors for eight years. He is the sole owner of Lockwood Financial Group, a business entity used for tax and investment purposes. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base including individuals, retirement plans, institutions, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement consulting through a national network of investment adviser representatives.

College savings (529s, UTMA, etc.)
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Douglas M

Series 63, Series 65

Seattle, WA

LPL Financial

Douglas Meck is a financial advisor at LPL Financial in Seattle, WA, holding Series 63 and Series 65 licenses with six years of industry experience. His prior roles include positions at Waddell and Reed Inc and various insurance carriers. He also serves as Tax Director at Greenwood, Ohlund & Co, LLP, a tax preparation and accounting firm. LPL Financial is a national investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations through a broad network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and brokerage services, utilizing model portfolios, research, and advanced technologies.

College savings (529s, UTMA, etc.)
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Michele H

Series 66

Scottsdale, AZ

LPL Financial

Michele Healey is a financial advisor with LPL Financial in Scottsdale, AZ, holding a Series 66 designation and 19 years of industry experience. She has worked at LPL Financial since 2017 and has prior experience with TFS Securities, Inc. and The Beacon Group. Michele is also involved with One2One Wealth Strategies, LLC, an entity related to her LPL business. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base, including individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement consulting, supported by research and model portfolios from both internal and third-party sources.

College savings (529s, UTMA, etc.)
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Kelly L

Series 66

Boston, MA

LPL Financial

Kelly Lawrence is a financial advisor with LPL Financial in Boston, MA, holding a Series 66 designation and 14 years of industry experience. Prior to joining LPL Financial in 2026, Lawrence worked at B. Riley Wealth Advisors and B. Riley Wealth Management from 2022 to 2026, National Asset Management and National Securities Corporation from 2020 to 2022, and Moors & Cabot from 2006 to 2020. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs and financial planning services, utilizing model portfolios, third-party subadvisors, and technology-driven tools.

College savings (529s, UTMA, etc.)
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Joshua S

CFP®, Series 66

Roseville, CA

LPL Financial

Joshua Summerhays is a financial advisor with LPL Financial based in Roseville, CA. He holds the CFP® and Series 66 licenses and has 19 years of industry experience. He has worked at both Golden One Credit Union and LPL Financial since 2008. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves a wide range of clients including individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers various advisory programs, financial planning, retirement plan consulting, and brokerage services, utilizing both discretionary and non-discretionary management supported by extensive research and technology.

College savings (529s, UTMA, etc.)
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Mark J

Series 63, Series 65

Atlanta, GA

LPL Financial

Mark Johnson is a financial advisor at LPL Financial with 41 years of industry experience. He holds Series 63 and Series 65 designations and previously worked at Next Financial Group Inc for 13 years. Outside of his advisory role, he is involved in insurance sales focused on non-variable insurance products. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement consulting, providing both discretionary and non-discretionary management supported by research and model portfolios.

College savings (529s, UTMA, etc.)
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Norma C

Series 63, Series 65

Pasadena, CA

LPL Financial

Norma Cunanan is a financial advisor at LPL Financial with 28 years of industry experience. She holds Series 63 and Series 65 designations and previously worked for Western International Securities, Inc. for 12 years. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations. The firm offers a range of advisory programs, financial planning, and brokerage services, utilizing model portfolios, third-party research, and various management approaches.

College savings (529s, UTMA, etc.)
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Bleau H

Series 66

Bismarck, ND

LPL Financial

Bleau Hoge is a financial advisor with LPL Financial, holding a Series 66 designation and four years of industry experience. He has worked extensively with Gate City Bank and has served in the North Dakota Army National Guard since 2016. Outside of his advisory role, Hoge is involved with the North Dakota Army National Guard. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves a broad range of clients including individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm provides financial planning, advisory programs, retirement plan consulting, and brokerage services through a national network of investment adviser representatives.

College savings (529s, UTMA, etc.)
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David H

Series 63, Series 65

Thousand Oaks, CA

LPL Financial

David Hughes is a financial advisor with LPL Financial in Thousand Oaks, CA, holding Series 63 and Series 65 licenses and having 32 years of industry experience. His prior roles include positions at NBC Securities Inc, SagePoint Financial, The Ameriflex Group, and OSAIC. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves individuals, retirement plans, banks, corporations, and charitable organizations through a nationwide network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, model portfolios, and institutional services.

College savings (529s, UTMA, etc.)
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Aaron H

Series 66

Riverside, CA

LPL Financial

Aaron Handfield is a Series 66 licensed financial advisor with 15 years of industry experience. He is currently affiliated with LPL Financial and has worked concurrently at CUNA Brokerage Services, Inc. and Schools First Federal Credit Union since 2013. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm provides a range of advisory programs and financial planning services, offering both discretionary and non-discretionary management supported by research and model portfolios.

College savings (529s, UTMA, etc.)
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Thad R

Series 63, Series 66

Center Sandwich, NH

LPL Financial

Thad Richardson is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and 19 years of industry experience. He has been with LPL Financial since 2008. Outside of his advisory role, he manages a residential property that was used by his parents until their passing. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and brokerage services, utilizing model portfolios, research from multiple sources, and various portfolio management options.

College savings (529s, UTMA, etc.)
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Ebony A

Series 63, Series 65

Fairburn, GA

LPL Financial

Ebony Armstrong is a financial advisor at LPL Financial with four years of industry experience. Prior to joining LPL Financial in 2024, she worked at Primerica Advisors and Primerica Financial Services from 2017 to 2023. Outside of finance, she is involved with Resurgens Orthopedics, where she has been employed since 2006. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a variety of advisory programs, financial planning, and retirement plan consulting, utilizing both discretionary and non-discretionary management supported by research and model portfolios.

College savings (529s, UTMA, etc.)
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James B

CFP®, Series 63

Troy, MI

LPL Financial

James Bochenek is a CFP® professional with 42 years of industry experience, currently with LPL Financial since 2009. He previously worked for over three decades at Scripter and Associates, Inc. Outside of his advisory role, Bochenek also serves as a notary public, primarily notarizing documents for clients. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, supported by research from LPL Research and third-party subadvisors.

College savings (529s, UTMA, etc.)
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Crystal B

CFP®, Series 66

Jacksonville, FL

LPL Financial

Crystal Brent is a CFP® professional with 21 years of experience in the financial services industry. She is currently with LPL Financial and previously spent 18 years at Merrill. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base that includes individuals, retirement plans, financial institutions, and charitable organizations. The firm offers a range of financial planning and advisory programs supported by research and multiple management options.

College savings (529s, UTMA, etc.)
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James V

Series 63, Series 66

Staten Island, NY

LPL Financial

James Veneziano is a financial advisor at LPL Financial with 20 years of industry experience. He holds Series 63 and Series 66 credentials. Prior to joining LPL Financial in 2019, he worked at Ameriprise Financial Services, Inc. from 2011 to 2019. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves a wide range of clients, including individuals, retirement plans, banks, corporations, and charitable organizations, through a national network of investment adviser representatives. The firm offers various advisory programs, financial planning, and retirement plan consulting, utilizing model portfolios and research from LPL Research and third-party subadvisors.

College savings (529s, UTMA, etc.)
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Dale C

Series 63

The Villages, FL

LPL Financial

Dale Cebert is a financial advisor with LPL Financial, holding the ChFC® designation and Series 63 license, and has 28 years of industry experience. He has worked at Ameriprise and FSC Securities Corporation and has operated Cebert Wealth Management, Inc. since 2014. Outside of his advisory work, he is involved with Cebert Tax Service, LLC, a tax preparation and accounting business. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base, including individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of advisory programs and financial planning services, utilizing both discretionary and non-discretionary management approaches supported by research and multiple investment strategies.

College savings (529s, UTMA, etc.)
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Stephen C

Series 63, Series 66

West Chester, PA

LPL Financial

Stephen Collins is a financial advisor at LPL Financial with 32 years of industry experience. He holds Series 63 and Series 66 designations and previously worked for Cuna Mutual Group and Cuna Brokerage Services, Inc. for 22 years. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, retirement consulting, and brokerage services, with both discretionary and non-discretionary portfolio management supported by in-house and third-party research.

College savings (529s, UTMA, etc.)
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Gregg E

Series 63, Series 65

Stony Brook, NY

LPL Financial

Gregg Eisenstein is a financial advisor with LPL Financial in Stony Brook, NY, holding Series 63 and Series 65 credentials and over 31 years of industry experience. His career includes roles at HSBC Securities USA Inc., Citigroup, and Webster Bank. Outside of his advisory work, he serves as president of Shreddin Sports Inc., providing consulting services in the specialty sports sector, and is a board member of Avalon Nature Preserve, a local private nature preserve. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management supported by in-house and third-party research.

College savings (529s, UTMA, etc.)
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