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Sean P

Series 66

Halifax, PA

LPL Financial

Sean Pendrak is a financial advisor with LPL Financial and holds the Series 66 designation. He has 12 years of industry experience, having previously worked at Mass Mutual Investors Services and Metlife Securities. Pendrak is based in Halifax, PA. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients, including retirement plans and charitable organizations, through a national network of investment adviser representatives. The firm offers a range of advisory and brokerage services, featuring discretionary and non-discretionary management, model portfolios, and research-supported investment strategies.

College savings (529s, UTMA, etc.)
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Ernest M

CFP®, Series 63, Series 66

Carlsbad, CA

LPL Financial

Ernest Miars is a CFP® professional with 37 years of industry experience, currently advising clients at LPL Financial since 2023. Prior to joining LPL, he worked at Commonwealth Financial Network for eight years. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a diverse client base including individuals, retirement plans, banks, and charitable organizations through a national network of investment adviser representatives. The firm provides a range of advisory programs and financial planning services supported by proprietary and third-party research.

College savings (529s, UTMA, etc.)
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Barry A

Series 63, Series 65

San Diego, CA

LPL Financial

Barry Allred II is a financial advisor with LPL Financial in San Diego, CA, holding Series 63 and Series 65 licenses and 27 years of industry experience. He previously worked at Sagepoint Financial, Inc. for nine years before joining LPL Financial in 2018. Outside of his advisory role, he is involved in a family business, Allred Klein Enterprises LLC. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers financial planning, advisory programs, retirement plan consulting, and brokerage services with access to model portfolios, third-party subadvisors, and various portfolio management tools.

College savings (529s, UTMA, etc.)
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Michael C

Series 66

Orchard Park, NY

LPL Financial

Michael Capozzi is a financial advisor with LPL Financial in Orchard Park, NY, holding a Series 66 designation and 17 years of industry experience. His prior roles include positions at M&T Bank, Charles Schwab, TD Ameritrade, and Scottrade. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, supported by research and model portfolios.

College savings (529s, UTMA, etc.)
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Jon K

Series 63, Series 66

Filer, ID

LPL Financial

Jon Kimball is a financial advisor at LPL Financial with 25 years of industry experience. He holds the Series 63 and Series 66 designations and has been with LPL Financial since 2012. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs and financial planning services, utilizing model portfolios, research, and diverse investment strategies.

College savings (529s, UTMA, etc.)
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Tyler A

Series 66

Spencer, IA

LPL Financial

Tyler Adams is a financial advisor with LPL Financial and holds the Series 66 designation. He has two years of industry experience and has previously been affiliated with Prairie Plans Asset Management and Iowa State University. Outside of his advisory role, he serves as an assistant basketball coach at Okoboji High School. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory services, including discretionary and non-discretionary management, model portfolios, and retirement plan consulting.

College savings (529s, UTMA, etc.)
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Kara M

Series 65, Series 63

Lenexa, KS

LPL Financial

Kara Miller is a financial advisor with LPL Financial, holding Series 65 and Series 63 licenses and bringing 17 years of industry experience. She previously worked for The Prudential Insurance Company of America for a decade and held positions at Symetra Life Insurance Company and Symetra Securities, Inc. Outside of her advisory role, she is involved with Bestmark Express in a non-investment capacity. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations nationwide. The firm provides a range of advisory programs, financial planning, retirement consulting, and brokerage services, utilizing both discretionary and non-discretionary management supported by internal and third-party research and model portfolios.

College savings (529s, UTMA, etc.)
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Daniel N

Series 66

Jacksonville, FL

LPL Financial

Daniel Namey is a financial advisor with LPL Financial in Jacksonville, FL, holding a Series 66 designation and 31 years of industry experience. He has worked at LPL Financial since 2019 and previously spent nine years at H. Beck, Inc. He has also operated Namey Financial Group Inc. since 2003. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients nationwide. The firm offers a broad range of advisory programs, retirement plan consulting, and brokerage services, utilizing model portfolios and research from internal and third-party sources.

College savings (529s, UTMA, etc.)
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James B

Series 66

Fort Mill, SC

LPL Financial

James Baker is a Series 66-licensed financial advisor with LPL Financial in Fort Mill, SC, where he has worked since 2015. He has 15 years of industry experience. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning services, and retirement plan consulting through a nationwide network of investment adviser representatives.

College savings (529s, UTMA, etc.)
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Jeffrey C

Series 63, Series 65

Riverview, MI

LPL Financial

Jeffrey Clements is a financial advisor at LPL Financial with 14 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at CUSO Financial Services, LP and DFCU Financial. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management supported by in-house research and third-party subadvisors.

College savings (529s, UTMA, etc.)
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Stanley D

Series 66

Seal Beach, CA

LPL Financial

Stanley Diliberto is a financial advisor at LPL Financial with 34 years of industry experience. He holds the Series 66 designation and has been with LPL since 1997. He also operates Stan Diliberto, CPA, CFP, Inc., providing tax returns and limited accounting services for individual, corporate, and partnership clients. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, retirement plan consulting, and brokerage services, with access to model portfolios, research, and various investment strategies.

College savings (529s, UTMA, etc.)
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Brian Q

ChFC®, Series 63

Holbrook, NY

LPL Financial

Brian Quatrale is a financial advisor at LPL Financial with 38 years of industry experience. He holds the ChFC® and Series 63 designations. Prior to joining LPL Financial in 2023, he worked at American Portfolios Financial Services, Inc. for nine years and Massachusetts Mutual Life Insurance Company for 34 years. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, retirement plan consulting, and brokerage services with both discretionary and non-discretionary management options.

College savings (529s, UTMA, etc.)
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Robert B

Series 63, Series 66

Lisle, IL

LPL Financial

Robert Bauer is a financial advisor at LPL Financial with 42 years of industry experience. He holds the Series 63 and Series 66 designations. His prior roles include positions at EMRJ, LLC, Regal Holdings, and Waddell & Reed, Inc. Bauer has also been involved with the Palatine Chamber of Commerce and various insurance agencies. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, utilizing both discretionary and non-discretionary management supported by proprietary and third-party research.

College savings (529s, UTMA, etc.)
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Ashley J

Series 63, Series 65

Rochelle, IL

LPL Financial

Ashley Jackson is a financial advisor with LPL Financial in Rochelle, Illinois, holding Series 63 and Series 65 credentials and 15 years of industry experience. She has worked at Central Bank of Illinois (formerly 1st Nat'l Bank of Rochelle) and LPL Financial since 2011. Jackson holds a role as a Client Relationship Officer at Central Bank Illinois in addition to her advisory work. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management supported by in-house and third-party research and model portfolios.

College savings (529s, UTMA, etc.)
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Taylor L

Series 65, Series 63

Rexburg, ID

LPL Financial

Taylor Love is an advisor at LPL Financial in Rexburg, ID, holding Series 65 and Series 63 licenses with three years of industry experience. His prior roles include positions at Elevant Wealth and several appointments at Brigham Young University–Idaho. He is also involved with Elevant Tax, a tax preparation and accounting business. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a nationwide network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and brokerage services, utilizing both discretionary and non-discretionary management and a variety of model portfolios and research resources.

College savings (529s, UTMA, etc.)
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Michael C

Series 65, Series 63

Rockport, TX

LPL Financial

Michael Crase is a financial advisor with LPL Financial, holding Series 65 and Series 63 credentials. He began his advisory career in 2024 and previously worked in technology and mortgage sectors, including roles at Q2 Software and First Centennial Mortgage. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individual clients, retirement plans, institutions, and charitable organizations through a broad network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement consulting services, utilizing both discretionary and non-discretionary management supported by in-house and third-party research.

College savings (529s, UTMA, etc.)
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Richard C

Series 63, Series 65

Butler, PA

LPL Financial

Richard Chambers Jr. is a financial advisor with LPL Financial who holds Series 63 and Series 65 credentials and has 31 years of industry experience. His prior roles include positions at Clearview Federal Credit Union, Psecu, U.S. Bancorp Investments, CUNA Mutual Group, and BCU Wealth Advisors. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm provides financial planning, advisory programs, retirement plan consulting, and brokerage services, offering discretionary and non-discretionary management supported by model portfolios, third-party subadvisors, and proprietary research.

College savings (529s, UTMA, etc.)
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David F

CFP®, Series 66

St Louis, MO

LPL Financial

David Fitzgerald is a CFP®-designated financial advisor with 14 years of industry experience. He is currently with LPL Financial, having joined the firm in 2022, and has prior experience at CUNA Mutual Group, CUNA Brokerage Services, Best Home Town Bank, and Midwestern Securities Trading Company. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a wide range of clients, including individuals, retirement plans, banks, and charitable organizations, through a national network of investment adviser representatives. The firm offers diverse financial planning and advisory programs, combining discretionary and non-discretionary management with access to model portfolios and research.

College savings (529s, UTMA, etc.)
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Todd G

Series 63, Series 66

Sinking Spring, PA

LPL Financial

Todd Graham is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and possessing 33 years of industry experience. He worked at H.Beck, Inc. for eight years before joining LPL Financial in 2019. Additionally, he has been involved with Christian Concern in a non-investment-related capacity for over two decades. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, with access to model portfolios, research, and various management options.

College savings (529s, UTMA, etc.)
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Joseph B

Series 63, Series 66

Williamsville, NY

LPL Financial

Joseph Bohen is a financial advisor at LPL Financial with 15 years of industry experience. He previously worked at Cadaret, Grant & Co., Inc. for four years and Dopkins Wealth Management for eight years. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, retirement consulting, and brokerage services, utilizing model portfolios, research, and various management approaches.

College savings (529s, UTMA, etc.)
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