Kevin Nervegna is a financial advisor at LPL Financial with 18 years of industry experience. His prior roles include positions at OSAIC, Sagepoint Financial, Questar Asset Management, Questar Capital Corporation, and GCG Wealth Management. He holds Series 63 and Series 65 licenses. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services, utilizing both discretionary and non-discretionary management approaches supported by proprietary and third-party research.

Tracy Duncan is a CFP®-certified financial advisor with 32 years of industry experience. She is currently with LPL Financial and has worked concurrently with Cuso Financial Services, L.P., and Allegacy Federal Credit Union since 2001. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, model portfolios, and retirement plan consulting.

Theodore Fiolek III is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and over 35 years of industry experience. He has worked with LPL Financial since 2025 and previously with IC Advisory Services Inc. and The Investment Center, Inc. Mr. Fiolek is also the sole proprietor of a tax preparation and financial services business and is a self-published novelist. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad range of clients, including individuals, retirement plans, banks, and charitable organizations. The firm offers various financial planning and advisory programs, retirement consulting, and brokerage services, utilizing research, model portfolios, and advanced investment technologies.

Joseph Grenvicz is a financial advisor with LPL Financial based in Nashville, TN. He holds a Series 66 designation and has 22 years of industry experience, including roles at FTB Advisors, Inc. and First Tennessee Brokerage. Outside of advising, he is involved as a media personality with JTF Media LLC. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base including individuals, retirement plans, financial institutions, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and brokerage services, utilizing model portfolios and research to support both discretionary and non-discretionary management.

Norbert Chen is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and 25 years of industry experience. He has been with LPL Financial since 2004. Outside of his advisory role, he is involved in private tutoring and financial education. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations through a national network of representatives, offering a broad range of advisory programs, retirement plan consulting, and brokerage services.

Grzegorz Szymczak is a financial advisor with LPL Financial in Hinsdale, IL, holding Series 63 and Series 65 credentials and 11 years of industry experience. His career includes roles at BMO Bank NA, Fifth Third Securities, Fifth Third Bank, BMO Harris Bank, and PNC Investments. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations nationwide. The firm offers a range of advisory programs, financial planning, and brokerage services with both discretionary and non-discretionary management options.

Jan Klein is a financial advisor with LPL Financial in Wilsonville, OR, holding Series 63 and Series 65 credentials and possessing 27 years of industry experience. He has been with LPL Financial since 2010. Klein also serves as a custodian and financial advisor for his niece's inherency and is a business owner of Klein Wealth Management, Inc. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network. The firm provides a range of financial planning and advisory programs, including discretionary and non-discretionary management, model portfolios, and retirement plan consulting.

Tanya Hawley is a financial advisor with LPL Financial, holding a Series 66 designation and 20 years of industry experience. She previously worked at Morgan Stanley Private Bank, N.A., and Morgan Stanley Smith Barney LLC from 2009 to 2020. Outside of her advisory role, she is involved with Mosaic Ventures, LLC, a business entity for tax and investment purposes. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a nationwide network. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management supported by internal and third-party research.

Miguel Espinoza is a financial advisor with LPL Financial based in Phoenix, AZ, holding Series 63 and Series 66 credentials and 13 years of industry experience. His prior work includes roles at Wells Fargo Clearing, Wells Fargo Advisors, and ONEAZ Credit Union. Espinoza also owns a small non-investment related business outside his advisory activities. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a wide range of financial planning and advisory programs, including discretionary and non-discretionary management supported by research and model portfolios from both internal and third-party sources.

Vinay Phommachanh is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. He has worked with Amcore Investment Services since 2007 and joined LPL Financial in 2021. Outside of his advisory roles, he is the owner of Bamboo Enterprises, Inc., an investment-related business. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and charitable organizations. The firm provides a range of advisory programs and financial planning services with both discretionary and non-discretionary management options.

Trace Dennis is a financial advisor with LPL Financial in Wylie, TX, holding a Series 66 designation and 11 years of industry experience. He has been with LPL Financial since 2015 and also operates the Jal Dennis Group, a business he has run since 2014. Dennis serves as a notary public in a limited capacity in addition to his advisory work. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement consulting, employing diversified strategies supported by in-house and third-party research and technology.

Tenley Hardt is a financial advisor with LPL Financial in San Juan Capistrano, CA, holding a Series 66 designation and seven years of industry experience. Prior to joining LPL Financial in 2023, Hardt worked at Bank of America and Merrill from 2019 to 2023 and has entrepreneurial experience with businesses including Tenley Hardt Design. In addition to advisory work, Hardt is a partner and wealth management advisor at Exclusive Insurance Brokerage. LPL Financial serves a broad client base including individuals, retirement plans, banks, corporations, and charitable organizations, offering financial planning, advisory programs, and retirement consulting through a national network of investment adviser representatives. The firm provides both discretionary and non-discretionary management and accesses various investment research and model portfolios from multiple sources.

Zachary Green is a financial advisor at LPL Financial with one year of industry experience. He holds the Series 66 designation and previously worked at Next Financial Group and Starkey Pest Control. Outside of advising, he is involved in a podcast network based in Texas Hill Country. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers various advisory programs, financial planning, and retirement plan consulting, utilizing model portfolios, third-party research, and technology-driven strategies.

Andrew Siegel is a financial advisor with LPL Financial in Sarasota, FL, holding the Series 66 designation and having nine years of industry experience. He has been with LPL Financial since 2018 and previously worked at INVEST Financial Corporation in 2017-2018. Siegel has also operated as a self-employed advisor since 2014. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a wide range of advisory programs, financial planning, and retirement consulting, utilizing discretionary and non-discretionary management along with research and model portfolios from multiple sources.

J. Michael Mullen is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and bringing 37 years of industry experience. He has been with LPL Financial since 2009. Outside of his advisory role, he rents rooms in his home through a short-term rental platform. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, utilizing both discretionary and non-discretionary management, and incorporates research from multiple sources to support diversified investment strategies.

Tiffany Lam Balfour is a financial advisor with LPL Financial in Santa Rosa, CA, holding Series 63 and Series 66 designations and bringing 16 years of industry experience. Her prior roles include positions at Bank of America, Merrill, NerdWallet, Truliant Federal Credit Union, and CUSO Financial Service. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations nationwide. The firm provides a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management approaches supported by research and model portfolios.

Laura Rutkiewicz is a financial advisor at LPL Financial with 15 years at the firm and seven years of industry experience. She holds the Series 66 designation. Rutkiewicz serves as a trustee on the board of The Fred Harris Daniels Foundation, a nonprofit organization based in Worcester, MA. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs and financial planning services, utilizing model portfolios, third-party subadvisors, and proprietary research.

Brian Kent is a financial advisor at LPL Financial in Melbourne, FL, holding a Series 66 designation with 14 years of industry experience. His prior roles include positions at Elevations Credit Union, Fairwinds Credit Union, CUSO Financial Services, and Space Coast Credit Union. He serves on the board of Faith Viera Lutheran Church, a nonprofit organization. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management supported by research from LPL and third-party subadvisors.

Mason Moyer is a financial advisor at LPL Financial in Orlando, FL, with two years of industry experience and a Series 66 designation. Prior to joining LPL Financial in 2025, he worked at Fairwinds Credit Union and CUSO Financial Services. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves a diverse client base including individuals, retirement plans, banks, credit unions, and charitable organizations. The firm offers a range of advisory programs, financial planning, and brokerage services supported by research and model portfolios.

Man Chung Chau is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and bringing 31 years of industry experience. He has been with Linsco/Private Ledger Corp., now part of LPL Financial, since 2005. Outside of his advisory role, he is a partner in raw land ventures, including Rainbow Partners and Prosperity Partners. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing model portfolios and research from multiple sources alongside various technology-driven investment solutions.