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Micheal A
Series 66
Chandler, AZ
LPL Financial
Micheal Ajayi is a financial advisor with LPL Financial in Chandler, AZ, holding a Series 66 designation and seven years of industry experience. His prior roles include positions at Bank of America, Merrill, BestBuy, and service in the United States Army. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm provides a range of advisory programs, retirement plan consulting, and brokerage services, utilizing both discretionary and non-discretionary management supported by research and model portfolios.
George C
Series 63, Series 65
Wichita, KS
LPL Financial
George Chandler is a financial advisor at LPL Financial with three years of industry experience. He holds Series 63 and Series 65 designations and has worked at LPL Financial since 2013 alongside a 12-year tenure at INTRUST Bank. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, model portfolios, and specialized services for institutional clients.
Martin N
CFP®, Series 63
Wentzville, MO
LPL Financial
Martin Nadeau is a financial advisor with LPL Financial in Wentzville, MO, holding CFP® and Series 63 credentials and bringing 26 years of industry experience. His prior roles include positions at United Planners' Financial Services of America and Securities America, as well as operating his own advisory practice since 2001. Outside of advisement, he is involved in tax preparation and accounting services through Tribute Tax and Accounting in Connecticut. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of advisory programs and financial planning services supported by research, model portfolios, and advanced technologies across discretionary and non-discretionary management.
Charles G
Series 63, Series 66
Wausau, WI
LPL Financial
Charles Grugel is a financial advisor at LPL Financial with 26 years of industry experience. He holds Series 63 and Series 66 licenses and has worked previously at OSAIC, SagePoint Financial Advisors, and Ohio National. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base including individuals, retirement plans, and institutions. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management supported by in-house and third-party research.
Wendy M
Series 66
Yorkville, IL
LPL Financial
Wendy Malas is a financial advisor at LPL Financial with 12 years of industry experience and holds a Series 66 designation. She has been with LPL Financial for over 15 years. Malas serves as a for-profit board member of the Yorkville Home Design Center Retail Owners Association. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves individuals, retirement plans, banks, corporations, and charitable organizations through a large network of investment adviser representatives. The firm offers financial planning, various advisory programs, retirement plan consulting, and brokerage services, employing discretionary and non-discretionary management supported by research and model portfolios.
Adriane C
Series 63, Series 65
Cranford, NJ
LPL Financial
Adriane Conway is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. She previously worked at Cadaret, Grant & Co., Inc. for 18 years and has been affiliated with Keybridge Financial since 2007. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a broad range of advisory programs and financial planning services, utilizing model portfolios and various investment strategies supported by in-house and third-party research.
Dennis R
Series 63, Series 65, Series 66
Port Monmouth, NJ
LPL Financial
Dennis Rose is a financial advisor with LPL Financial, holding Series 63, 65, and 66 licenses and bringing 34 years of industry experience. He has worked at LPL Financial since 2017 and previously spent 12 years with National Planning Corporation. In addition to advising, he is a CPA actively involved in tax preparation and accounting services through multiple entities, including roles servicing entertainment industry clients. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad range of clients, including individuals, retirement plans, and institutions. The firm offers various advisory programs and financial planning services supported by proprietary and third-party research, serving clients through a national network of investment adviser representatives.
Dean M
Series 63, Series 66
Bradenton, FL
LPL Financial
Dean Mourfield is a financial advisor at LPL Financial with 37 years of industry experience. He holds Series 63 and Series 66 credentials and has worked at firms including Waddell & Reed, Inc. for over three decades before joining LPL Financial in 2021. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations. The firm offers a broad range of financial planning and advisory programs with both discretionary and non-discretionary management options, supported by extensive research and advanced technologies.
Victoria M
Series 66
Elkhart, IN
LPL Financial
Victoria Marks is a financial advisor with LPL Financial, holding a Series 66 designation and one year of industry experience. She has worked at 1st Source Bank since 2015, where she also serves as a notary. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs and financial services, including both discretionary and non-discretionary management, supported by LPL Research and third-party subadvisors.
Donald P
CFP®, Series 63
Washington, MO
LPL Financial
Donald Park is a CFP®-designated financial advisor at LPL Financial with 45 years of industry experience. He has been with LPL Financial since 1994. Outside of his advisory role, he serves on the board of the East Central College Foundation. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of advisors. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services, including discretionary and non-discretionary management supported by in-house research and third-party subadvisors.
Michael M
Series 66
New Orleans, LA
LPL Financial
Michael Martin is a financial advisor with LPL Financial and holds a Series 66 designation. He has 17 years of industry experience, including prior roles at Dorsey & Company and Prospera Financial Services Inc. He also provides investment advisory services through Hibernia Wealth Partners LLC, an independent registered investment advisor. LPL Financial serves a broad client base including individuals, retirement plans, and institutions, offering a range of advisory programs, financial planning, and brokerage services supported by in-house and third-party research.
Bonnie A
CFP®, Series 63
Farmington Hills, MI
LPL Financial
Bonnie Anderson is a CFP®-certified financial advisor with 28 years of industry experience, currently with LPL Financial. She previously spent 15 years at Cadaret, Grant & Co., Inc. and has operated Anderson Family Financial since 2005, offering tax preparation and accounting services alongside her advisory work. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad range of clients including individuals, retirement plans, and institutions through a large national network. The firm provides various advisory programs, retirement consulting, and brokerage services, utilizing both discretionary and non-discretionary management supported by extensive research and technological tools.
David S
Series 63, Series 65
Monteagle, TN
LPL Financial
David Steinfeld is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and bringing 30 years of industry experience. He has worked at LPL Financial since 2015 and previously spent a year at Caldwell Advisors, LLC. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a nationwide network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, supported by research and model portfolios from internal and third-party sources.
Srinath D
Series 63, Series 65
Cedar Park, TX
LPL Financial
Srinath Desilva is a financial advisor with LPL Financial in Cedar Park, TX, holding Series 63 and Series 65 credentials and bringing 21 years of industry experience. Prior to joining LPL Financial in 2025, he worked at CUSO Financial Services, LP for nine years and University Federal Credit Union for three years. Outside of advisory work, he is involved in a direct sales business through ACLAND Apparel, LLC. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations nationwide. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, supported by research and multiple portfolio options.
Nicholas T
Series 63, Series 65
Phoenix, AZ
LPL Financial
Nicholas Thompson is a financial advisor at LPL Financial in Phoenix, AZ, holding Series 63 and Series 65 credentials with two years of industry experience. His prior roles include positions at CapFinancial Partners, Alpha Cubed Investments, and the Arizona State University Office of Planning & Budget. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, utilizing both discretionary and non-discretionary management supported by diversified strategies and advanced research.
John C
Series 66
Sacramento, CA
LPL Financial
John Consulo is a Series 66 licensed financial advisor with LPL Financial in Sacramento, CA. He has two years of industry experience and has worked with LPL Financial for five years. Prior to his advisory career, he held positions at Monk's Cellar and Sushi Mon and spent four years in full-time education. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, utilizing both discretionary and non-discretionary management supported by research from LPL Research and third-party subadvisors.
Thomas K
Series 66
Fort Mill, SC
LPL Financial
Thomas Kalbaugh is a financial advisor with LPL Financial, holding a Series 66 designation and one year of industry experience. His prior work includes roles outside finance, such as at Cape Fear Collision and Abide Window Services, as well as positions in education and management. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and charitable organizations nationwide. The firm offers a range of advisory programs and financial planning services, utilizing both discretionary and non-discretionary management supported by extensive research and various investment strategies.
Iverson Q
Series 66
Burlington, MA
LPL Financial
Iverson Qiu is a financial advisor at LPL Financial with Series 66 registration and two years of industry experience. Prior to joining LPL Financial, he worked at Wellington Management for one year and has an academic background from Northeastern University. LPL Financial is a registered investment adviser and broker-dealer serving a broad range of clients including individuals, retirement plans, financial institutions, corporations, and nonprofits. The firm offers diverse advisory programs, financial planning, and retirement plan consulting supported by proprietary and third-party research and portfolio management services.
Ciera A
Series 66
Lincoln, NE
LPL Financial
Ciera Andersen is a financial advisor with LPL Financial based in Lincoln, NE. She holds a Series 66 designation and has four years of industry experience, including prior roles at Raymond James and Great Western Bank. Andersen has also worked with the YMCA and First Interstate State Bank. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, supported by research and model portfolios.
Derek B
Series 65, Series 63
Peoria, AZ
LPL Financial
Derek Brown is a financial advisor at LPL Financial with four years of industry experience. He holds Series 65 and Series 63 licenses and has worked at multiple firms including AE Wealth Management and Independent Wealth Management. Outside of advising, he has experience in the hospitality sector, having worked at McFadden's Bar and Grill. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a wide range of clients including individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers various advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management supported by in-house and third-party research.
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