Paul La Rosa is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 credentials and bringing 37 years of industry experience. He has been with Maxim Financial Advisors and its broker-dealer affiliate, Maxim Group LLC, since 2002. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a variety of clients, including individuals, trusts, corporations, and institutional entities. The firm employs a range of investment vehicles and analytical methods, managing assets through direct management or allocation to multiple account programs.

Bruce Cukaj is a financial advisor at Maxim Financial Advisors LLC with a Series 66 designation and two years of industry experience. His prior roles include positions at MML Investors Services, MassMutual Life Insurance Company, Creative Financial Group, J.P. Morgan Securities, and JPMorgan Chase Bank. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a variety of clients, including individuals, trusts, estates, corporations, retirement accounts, and other business entities. The firm serves retail and high-net-worth clients as well as less common client types such as sovereign wealth funds and state or municipal governments, using a range of investment strategies that combine mutual funds, ETFs, individual equities, fixed income, and alternatives.

Christopher Fiore is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 licenses. He has 33 years of industry experience and has been with Maxim Financial Advisors and its affiliated entities since 2002. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a variety of clients including individuals, trusts, estates, corporations, and retirement accounts. The firm employs a range of investment vehicles and analytical methods, serves a diverse client base including institutional investors, and reported assets under management of $386 million as of December 31, 2024.

Eric Kesselman is a financial advisor with Maxim Financial Advisors LLC in New York, NY. He holds a Series 66 designation and has 14 years of industry experience, all with Maxim Financial Advisors and its affiliate Maxim Group LLC. Outside of his advisory role, he spends time creating games and books. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for individuals, trusts, estates, corporations, retirement accounts, and other business entities. The firm uses a variety of investment vehicles and analytical methods and serves both individual and institutional clients, including other investment advisers and government entities.

Angelo Lekanides is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 credentials and bringing 34 years of industry experience. He has been with Maxim Financial Advisors since 2017 and is also affiliated with Maxim Group LLC, where he has worked since 2002. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and makes referrals to third-party managers for a range of clients including individuals, trusts, estates, corporations, and retirement accounts. The firm uses multiple investment vehicles and analytical methods, serves both retail and institutional clients, and manages assets through various programs and external sub-managers.

Frank Maniscalco is a financial advisor at Maxim Financial Advisors LLC in New York, NY, holding a Series 66 designation with 12 years of industry experience. He has been with Maxim Group LLC since 2010. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients including individuals, trusts, estates, corporations, and retirement accounts. The firm uses various investment vehicles and analytical methods, serving both retail and institutional clients with tailored portfolio management and asset allocation strategies.

Salvatore Fradella is a financial advisor with Maxim Financial Advisors LLC, holding Series 63 and Series 65 credentials and 39 years of industry experience. He has been with Maxim Financial Advisors since 2017 and is also affiliated with Maxim Group LLC, where he has worked since 2002. Outside of his advisory role, he is president of Boulder Road & Associates in Manhasset, NY. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a variety of clients, including individuals, trusts, corporations, and institutional entities. The firm employs diverse investment vehicles and analytical methods, managing assets through multiple program types and serving both retail and specialized institutional clients.

John Conover is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 licenses and with 28 years of industry experience. He has been with Maxim Financial Advisors and its affiliated broker-dealer, Maxim Group LLC, since 2012. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and makes referrals to third-party managers for a diverse client base including individuals, trusts, corporations, and institutional clients. The firm employs a range of investment vehicles and analytical methods and serves both retail and less common institutional clients such as other investment advisers and government entities.

Larry Mazzoni is a financial advisor with Maxim Financial Advisors LLC in Woodbury, NY, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has worked at Maxim Financial Advisors since 2017 and at National Securities Corporation since 2013. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients including individuals, trusts, estates, and institutional entities. The firm uses various investment vehicles and analytical methods, manages accounts directly or through external managers, and serves some less common institutional client types such as other investment advisers and sovereign wealth funds.

Brian Robertson is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 licenses and 21 years of industry experience. He previously worked at Laidlaw & Co (UK) Ltd for eight years before joining Maxim Financial Advisors and its affiliated broker-dealer, Maxim Group LLC, in 2018. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services to individuals, trusts, estates, corporations, retirement accounts, and other business entities. The firm employs a variety of investment approaches and vehicles, serving both retail and institutional clients, including other investment advisers and government entities.

Leonard Parisi is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 credentials and 30 years of industry experience. He has worked with Maxim Group LLC since 2002 and joined Maxim Financial Advisors in 2017. Outside of his advisory role, he owns AR Sports, a company specializing in augmented reality software for fantasy sports. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services to individuals, trusts, estates, corporations, retirement accounts, and other business entities. The firm utilizes a variety of investment vehicles and analytical methods, serving a diverse client base that includes institutional investors and referral relationships with third-party managers.

Sean Carmody is a financial advisor with Maxim Financial Advisors LLC in New York, NY. He holds a Series 66 designation and has 15 years of industry experience. He has been with Maxim Group LLC since 2012. Outside of his advisory role, he is involved with SHC Capital Management, LLC, investing in a commercial real estate project. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients including individuals, trusts, estates, corporations, and retirement accounts. The firm uses various investment vehicles and analytical methods, serving both retail and institutional clients with assets under management totaling over $386 million as of December 31, 2024.

Jimmy Khaski is a financial advisor at Maxim Financial Advisors LLC with three years of industry experience. He holds Series 63 and Series 66 licenses. Prior to joining Maxim Group LLC in 2024, he worked at PHX Financial Inc from 2021 to 2024. Khaski is also associated with Baruch College since 2016. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a wide range of clients, including individuals, trusts, estates, corporations, and various institutional entities. The firm’s representatives customize investment strategies using mutual funds, ETFs, individual equities, fixed income, options, and active reallocation, combining their styles with third-party research and model providers.

Michael Brod is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding a Series 66 designation and seven years of industry experience. He has been with Maxim Financial Advisors since 2019 and has been affiliated with Maxim Group since 2013. He is also associated with Indiana University. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients including individuals, trusts, estates, corporations, and retirement accounts. The firm uses various investment vehicles and analytical methods, serving both retail and institutional clients, and manages assets through wrap-fee and non-wrap programs.

Joseph Daneshgar is a financial advisor with Maxim Financial Advisors LLC in New York, NY. He holds a Series 66 designation and has 10 years of industry experience. Since 2015, he has been affiliated with both Maxim Financial Advisors and Maxim Group LLC. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for individuals, trusts, estates, corporations, retirement accounts, and other business entities. The firm manages assets through various programs and investment vehicles, serving a diverse client base that includes institutional clients such as other investment advisers, banking institutions, insurance companies, and government entities.

Robert Ford is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 designations and bringing 33 years of industry experience. He has been with Maxim Financial Advisors since 2017 and with its broker-dealer affiliate, Maxim Group LLC, since 2002. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients including individuals, trusts, estates, corporations, and institutional entities. The firm utilizes various investment vehicles and analytical methods, offering tailored advice and portfolio management through multiple account structures and programs.

Jonathan Shapero is a financial advisor with Maxim Financial Advisors LLC in New York, NY. He holds a Series 66 designation and has five years of industry experience. His prior work includes roles at Maxim Group LLC, BNY Mellon, and Edward Jones. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for individuals, trusts, estates, corporations, retirement accounts, and other business entities. The firm employs a variety of investment vehicles and analytical methods, serving both individual and institutional clients, including other investment advisers and government entities.

Thomas Filomena is a Series 66 licensed financial advisor with Maxim Financial Advisors LLC, based in New York, NY. He has 10 years of industry experience, working at Maxim Financial Advisors since 2016 and also associated with Maxim Group LLC and HydePoint Solutions, LLC since 2015. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a diverse client base including individuals, trusts, estates, corporations, and various institutional entities. The firm employs a range of investment vehicles and analytical methods, managing assets through both wrap-fee and non-wrap programs, with reported assets under management of over $386 million as of December 31, 2024.

Kevin Allen is a financial advisor with Maxim Financial Advisors LLC in New York, NY. He holds the Series 66 designation and has 12 years of industry experience, including 13 years with Maxim Group LLC. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients, including individuals, trusts, corporations, and institutional entities. The firm employs various investment vehicles and analytical methods, offering both wrap-fee and non-wrap programs, and serves less common institutional clients such as other investment advisers and sovereign wealth funds.

Ronald Birnbaum is a financial advisor with Maxim Financial Advisors LLC, holding Series 63 and Series 65 designations and bringing 36 years of industry experience. He has been with Maxim Financial Advisors LLC and its affiliated firm, Maxim Group LLC, since 2005. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a diverse client base including individuals, trusts, estates, corporations, retirement accounts, and other business entities. The firm employs a variety of investment vehicles and analytical methods, managing assets through direct management or allocation to external managers, and also serves institutional clients such as other investment advisers, banking institutions, insurance companies, and government entities.

Kenneth Mcdonald is a financial advisor at Maxim Financial Advisors LLC with 36 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Maxim Financial Advisors since 2006, also working at affiliated Maxim Group LLC since 2002. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a diverse client base, including individuals, trusts, corporations, and institutional entities. The firm’s advisors tailor investment strategies that incorporate mutual funds, ETFs, individual equities, fixed income, and alternative investments, using both proprietary and third-party research.

David Burch is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 designations and bringing 30 years of industry experience. He has worked at Maxim Financial Advisors since 2017 and has been with its affiliated firm, Maxim Group LLC, since 2002. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients including individuals, trusts, estates, corporations, and retirement accounts. The firm employs various investment vehicles and analytical methods, serves both retail and institutional clients, and reported assets under management of approximately $386 million as of December 31, 2024.

Gerald Fershtman is an Investment Advisor Representative at Maxim Financial Advisors LLC with 31 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Maxim Financial Advisors since 2017 and Maxim Group LLC since 2002. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a diverse client base, including individuals, trusts, estates, corporations, retirement accounts, and various business entities. The firm employs a variety of investment vehicles and analytical methods, managing assets through both wrap-fee and non-wrap programs, and serves a range of institutional clients alongside individual investors.

Adrian Rose is a financial advisor at Maxim Financial Advisors LLC with 10 years of industry experience. He holds the Series 66 designation and has been with Maxim Group LLC since 2016. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a diverse client base including individuals, trusts, estates, corporations, and various institutional clients. The firm’s advisors tailor investment strategies using a range of vehicles such as mutual funds, ETFs, equities, fixed income, and options, combining individual styles with third-party research and model portfolios.

Justin Rabinowitz is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 licenses and 21 years of industry experience. He has been with Maxim Financial Advisors since 2007 and has been associated with Maxim Group LLC since 2003. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a diverse client base including individuals, trusts, estates, corporations, and institutional entities. The firm employs various investment vehicles and analytical methods, offering both wrap-fee and non-wrap programs, with assets under management totaling over $386 million as of December 2024.

Patricia Serafin is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 66 licenses and 20 years of industry experience. She has been with Maxim Financial Advisors and its affiliate Maxim Group LLC since 2007. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients including individuals, trusts, estates, corporations, and institutional entities. The firm employs various investment vehicles and analytical methods, offering both wrap-fee and non-wrap programs, and manages assets totaling over $386 million as of December 31, 2024.

Fan Chen is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 credentials and bringing 16 years of industry experience. His work history includes roles at Murdock Capital Partners Corp, Four Points Capital Partners LLC, Bio Pharmaceuticals, Inc, WestPark Capital Inc., and China Ginseng Holdings, Inc. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a wide range of clients, including individuals, trusts, corporations, retirement accounts, sovereign wealth funds, and municipal governments. The firm’s representatives tailor advice based on client interviews and utilize various investment strategies and platforms, combining individual management styles with third-party research.

Murry Shapero is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 66 licenses and bringing 37 years of industry experience. He has been with Maxim Financial Advisors since 2020 and has also worked with Maxim Group LLC since 2004. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and makes referrals to third-party managers for a wide range of clients, including individuals, trusts, estates, corporations, and institutional entities. The firm employs various investment vehicles and analytical methods, offering tailored advice either through direct management or allocation to managed account programs.

Adam Wachtel is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 licenses and with 26 years of industry experience. He has worked at Maxim Group LLC and Maxim Financial Advisors since 2008. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients, including individuals, trusts, estates, corporations, and institutional entities such as sovereign wealth funds and municipal governments. The firm’s advisors tailor investment strategies combining mutual funds, ETFs, equities, fixed income, options, and active reallocation, utilizing both individual advisor styles and third-party research.

Scott Rochlin is a financial advisor with Maxim Financial Advisors LLC in Woodbury, NY, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been with Maxim Financial Advisors since 2006 and is also affiliated with Maxim Group LLC since 2002. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients including individuals, trusts, estates, corporations, and retirement accounts. The firm manages assets using various investment vehicles and analytical methods, serving both retail and institutional clients such as other investment advisers, banking institutions, insurance companies, and government entities.

Andrew Weinstein is a financial advisor at Maxim Financial Advisors LLC with 34 years of industry experience. He has been with Maxim Financial Advisors since 2017 and has worked at Maxim Group LLC since 2002. He holds Series 63 and Series 65 licenses. Maxim Financial Advisors LLC offers discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a variety of clients, including individuals, trusts, estates, corporations, and retirement accounts. The firm utilizes multiple investment vehicles and analytical methods, serving both retail and institutional clients such as other investment advisers and government entities.

Andrew Grossman is a financial advisor with Maxim Financial Advisors LLC, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. He has worked with Maxim Financial Advisors since 2017 and has been affiliated with Maxim Group LLC since 2002. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients including individuals, trusts, estates, corporations, and retirement accounts. The firm employs various investment vehicles and analytical methods to tailor advice and manage portfolios, serving both individual and institutional clients.

Keren Savitzky is a financial advisor at Maxim Financial Advisors LLC with eight years of industry experience and a Series 66 designation. She has worked at Maxim Group LLC and Maxim Financial Advisors since 2017, and previously spent one year at Yigal Azrouel. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a diverse client base that includes individuals, trusts, corporations, and entities such as sovereign wealth funds and state governments. The firm’s advisors offer customized investment strategies using a range of products and may manage accounts directly or utilize various third-party platforms and sub-advisers.

Nolan Lowe is a financial advisor at Maxim Financial Advisors LLC with 21 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Maxim Financial Advisors since 2018, also working with Maxim Group LLC since 2006. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients including individuals, trusts, estates, corporations, and retirement accounts. The firm manages assets through various programs and investment vehicles, serving both retail and institutional clients such as other investment advisers, banking institutions, and government entities.

Eric Javer is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63, 65, and 66 licenses and bringing 20 years of industry experience. He has been with Maxim Financial Advisors since 2017 and has been associated with Maxim Group LLC since 2005. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a diverse client base including individuals, trusts, estates, corporations, and retirement accounts. The firm employs various investment vehicles and analytical methods, serves both retail and institutional clients, and manages assets through multiple program types and custodial arrangements.

William Rosemond is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 licenses. He has 31 years of industry experience, including 24 years with Maxim Group LLC and 9 years with Maxim Financial Advisors. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a range of clients including individuals, trusts, estates, corporations, retirement accounts, and other business entities. The firm uses various investment vehicles and analytical methods, managing assets through both wrap-fee and non-wrap programs, and serves some institutional client types less common among similar multi-team advisors.