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Michael C

Series 63, Series 65

Show Low, AZ

McCauley Investment Advisory, LLC

Michael Cook is a financial advisor at McCauley Investment Advisory, LLC in Show Low, AZ, with four years of industry experience. He holds Series 63 and Series 65 designations and has been associated with Highland Advisory Group since 2010, where he is also involved in insurance sales as an agent and partner. McCauley Investment Advisory provides discretionary portfolio management and financial planning services primarily to individual clients and pension and profit-sharing plans, overseeing approximately $16.3 million in client assets. The firm offers tailored investment programs implemented on a discretionary basis and also provides retirement-plan advisory services, including acting as a limited-scope ERISA 3(21) fiduciary for plan sponsors.

Wealth management Retirement plans for business owners (SEP, solo 401k)
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Thomas C

Series 63, Series 65

Show Low, AZ

McCauley Investment Advisory, LLC

Thomas Cook is a financial advisor with McCauley Investment Advisory, LLC, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has worked at McCauley Investment Advisory since 2012 and maintains ongoing roles with Highland Advisory Group and Cook Financial Services, Inc. Outside of advisory services, he is involved as a managing partner and insurance agent at Highland Advisory Group and operates an employer benefits business through Cook Financial Services. McCauley Investment Advisory provides discretionary portfolio management and financial planning primarily to individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans. The firm offers tailored investment programs implemented on a discretionary basis and also serves as a limited-scope ERISA 3(21) fiduciary for plan sponsors.

Wealth management Retirement plans for business owners (SEP, solo 401k)
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