Overwhelmed by options?

Answer a few questions to see advisors matched to you.

Filters 1

Find a financial advisor

Based on your filters

user avatar
firm logo

Kye C

Series 63, Series 65

West Des Moines, IA

Principal Financial Services

Kye Connealy is a financial advisor with Principal Financial Services holding Series 63 and Series 65 credentials and six years of industry experience. His prior work includes roles at Bank of the West and Principal Securities Inc. Connealy is also the owner of MIC Holdings LLC, an LLC involved in acquiring and renovating residential real estate properties. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individuals, retirement plans, trusts, and corporations. The firm offers direct advisory programs, financial planning, retirement consulting, and access to third-party money manager solutions with discretionary investment implementation.

Retired Founder/Business Owner
user avatar
firm logo

Logan B

CFP®, Series 63

Albuquerque, NM

Principal Financial Services

Logan Baber is a CFP® professional with 10 years of experience in the financial services industry. He is currently with Principal Financial Services and has previously worked at Fidelity Brokerage Services, LLC. Baber holds a Series 63 license and is active as a fixed insurance agent offering fixed life, annuity, disability income, health, long-term care, Medicare supplements, and group products. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individuals, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel abroad. The firm offers financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
user avatar
firm logo

Allison S

Series 66

Des Moines, IA

Principal Financial Services

Allison Stanley is a financial advisor with Principal Financial Services in Des Moines, IA, holding a Series 66 designation and seven years of industry experience. She has worked at multiple Principal entities since 2018 and previously held positions at Clemens Agency Co and other businesses including Bianchi Boys Pizza & Pasta. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, charitable organizations, corporations, and active-duty military personnel. The firm offers financial planning, retirement plan consulting, and access to third-party money manager programs under various advisory and promoter arrangements.

Retired Founder/Business Owner
user avatar
firm logo

Calvin W

Series 66

Dublin, OH

Principal Financial Services

Calvin Weaver is a financial advisor with Principal Financial Services holding a Series 66 designation. He has one year of industry experience and prior work history includes roles at Principal Securities, Principal Life Insurance Company, Huntington National Bank, and Nationwide Insurance. Weaver also served in the Ohio Air National Guard for eight years. Principal Securities provides brokerage and registered investment advisory services to a wide range of clients, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel stationed outside the United States. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
user avatar
firm logo

Brady L

Series 66

Fargo, ND

Principal Financial Services

Brady Leach is a financial advisor with Principal Financial Services in Fargo, ND, holding a Series 66 designation and two years of industry experience. His prior work includes roles at Principal Securities, Principal Life Insurance Company, and insurance-related activities, including writing various individual and group insurance products. He also works as a 1099 contractor supporting another Principal advisor. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, offering financial planning, retirement consulting, and access to third-party money manager programs under multiple advisory and promoter arrangements.

Retired Founder/Business Owner
user avatar
firm logo

Michael C

Series 66

Wayne, PA

Principal Financial Services

Michael Conk is a financial advisor with Principal Financial Services in Wayne, PA, holding a Series 66 designation and 22 years of industry experience. He has worked with Principal Securities Inc since 2016 and has been associated with Financial Advisors of Delaware Valley and Principal Life Insurance Company since 2013. Outside of his advisory role, he has assisted with ski race event operations for Vail Resorts at Mount Snow. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
user avatar
firm logo

Aaron A

Series 66

Sioux Falls, SD

Principal Financial Services

Aaron Anderson is a financial advisor with Principal Financial Services in Sioux Falls, SD, holding a Series 66 designation and one year of industry experience. Prior to joining Principal, he has held positions at firms including Armor Wealth Management and Scheels. He is also involved in the sales of outside insurance products such as life, disability, and health insurance. Principal Securities offers brokerage and registered investment advisory services to a diverse client base including individuals, retirement plans, trusts, and business entities. The firm provides direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions under various advisory and promoter arrangements.

Retired Founder/Business Owner
user avatar
firm logo

Jamison M

CFP®, Series 66

Elkhorn, NE

Principal Financial Services

Jamison Moeller is a CFP® certificant with 23 years of experience in the financial services industry. He has worked at Principal Securities Inc. since 2016 and was previously with Heck & Moeller Financial Services from 2011 to 2017. Moeller also has over two decades of experience at Principal Life Insurance Company. In addition to his advisory role, he is involved in the sale of various insurance products including long-term care, health, and traditional insurance. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers financial planning, retirement plan consulting, and access to third-party money manager programs, with investment implementation typically managed on a discretionary basis by these third parties.

Retired Founder/Business Owner
user avatar
firm logo

Andrew A

Series 63, Series 66

Denver, CO

Principal Financial Services

Andrew Albers is a financial advisor at Principal Financial Services with 11 years of industry experience. He holds Series 63 and Series 66 designations and has worked at Principal Bank and Principal Trust Company, Principal Securities, Inc., and Principal Life Insurance Company since 2023, following prior roles at Cambridge Investment Research Advisors, Inc. and Valenta Capital Management. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm’s advisory services emphasize direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
user avatar
firm logo

Heath B

Series 63, Series 66

Tiffin, IA

Principal Financial Services

Heath Boeke is a financial advisor with Principal Financial Services holding Series 63 and Series 66 licenses and eight years of industry experience. His prior roles include positions at Strategic Growth Partners, LLC, Green State Insurance, and Signator Investors, Inc. Outside of advising, he serves as the board chair for No Foot Too Small, a nonprofit organization, and volunteers as a coach for the Clipper Softball Club. Principal Securities offers brokerage and registered investment advisory services to a wide range of clients, including individual investors, retirement plans, trusts, and active-duty military personnel. The firm’s advisory services focus on direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
user avatar
firm logo

Arthur H

Series 63, Series 65

Centerville, OH

Principal Financial Services

Arthur Hung is a financial advisor with Principal Financial Services, holding Series 63 and Series 65 designations and 25 years of industry experience. He has worked at several firms, including Lake Forest Financial Advisors, Principal Securities, Inc., Principal Life Insurance Company, TransAmerica Financial Advisors, Inc., Foresight Financial, and World Financial Group. Outside of his advisory work, he serves on the Financial Advisory Committee for the Washington Centerville Public Library and is a board member of the Dayton Children’s Hospital Foundation. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, and access to third-party money managers through various advisor and promoter arrangements.

Retired Founder/Business Owner
user avatar
firm logo

Brian W

Series 66

North Liberty, IA

Principal Financial Services

Brian Wubben is a financial advisor with Principal Financial Services in Des Moines, IA. He holds a Series 66 designation and has 24 years of industry experience. He has been with Principal Securities since 2001 and Principal Life Insurance since 2000. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, charitable organizations, corporations, and active-duty U.S. military personnel abroad. The firm offers direct advisory programs, financial planning, retirement consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
user avatar
firm logo

James S

Series 66

Bettendorf, IA

Principal Financial Services

James Scott is a financial advisor with Principal Financial Services in Bettendorf, IA, holding a Series 66 designation and 21 years of industry experience. He has worked with Principal Securities Inc. and Principal Life Insurance Company since 2014 and began his role at Baxter Investment Group in 2026. Scott is also a partner in Baxter Investment Group, LLC, a business partnership with two other individuals. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
user avatar
firm logo

Scott W

Series 66

Stillwater, OK

Principal Financial Services

Scott Williams is a financial advisor with Principal Financial Services, holding a Series 66 credential and seven years of industry experience. He has work history with Teal Financial Services, Principal Life Insurance Company, and has served in the United States Army Reserves since 2010. Outside of advisory work, he is co-owner of a medical supply company focused on military government contracts. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and active-duty U.S. military personnel abroad. The firm offers financial planning, retirement consulting, and access to third-party money manager solutions through various advisory and promoter arrangements.

Retired Founder/Business Owner
user avatar
firm logo

Sheri Y

Series 63, Series 66

Des Moines, IA

Principal Financial Services

Sheri Yoder is a financial advisor with Principal Financial Services in Des Moines, IA, holding Series 63 and Series 66 licenses and bringing 30 years of industry experience. She has worked with Principal Life Insurance Co. and Principal Securities Inc. since 2016. Outside of her advisory role, she serves as a brand ambassador for Athleta on a part-time basis. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and corporate entities. The firm offers direct advisory programs, financial planning, and access to third-party money manager solutions under various advisory and promoter arrangements.

Retired Founder/Business Owner
user avatar
firm logo

Mark K

CFP®, Series 63, Series 65

Greybull, WY

Principal Financial Services

Mark Kleiderlein is a financial advisor with Principal Financial Services, holding a CFP® designation and Series 63 and 65 licenses. He has 30 years of industry experience, including roles at Kleiderlein Wealth Advisory Group and CAPAX. Outside of his advisory work, he serves as chairman of the church building team and elder board meetings for Big Valley Grace Community Church and is a board member of the Miracle League of Stanislaus County. Principal Securities provides brokerage and registered investment advisory services to a diverse client base that includes individual investors, retirement plans, trusts, estates, and corporations. The firm offers financial planning, retirement plan consulting, and access to third-party money manager programs under various advisory and promoter arrangements.

Retired Founder/Business Owner
user avatar
firm logo

Alonzo B

Series 63

Tampa, FL

Principal Financial Services

Alonzo Barnes is a Series 63-licensed financial advisor with Principal Financial Services in Tampa, FL, and has 36 years of industry experience. He has been with Principal Securities Inc. since 2016 and Principal Life Insurance Company since 2014. Outside of his advisory role, he is a member of an LLC that purchases and rehabilitates homes. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
user avatar
firm logo

Kenneth N

Series 66

Ocala, FL

Principal Financial Services

Kenneth Nadeau is a financial advisor with Principal Financial Services in Ocala, FL, holding a Series 66 designation and 23 years of industry experience. He is the owner and president of Wealth and Income Strategies, Inc., and has been affiliated with Principal Securities Inc. and Principal Life Insurance Co. since 2013. Outside of advisory work, Mr. Nadeau serves on multiple homeowners' association boards, is involved in leadership for a local BNI networking group, leads group CrossFit classes, and with his wife operates a business reselling vintage items on eBay. Principal Securities provides brokerage and registered investment advisory services to a wide range of clients, including individual investors, retirement plans, trusts, and military personnel. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
user avatar
firm logo

Alysha H

Series 63, Series 66

Charlotte, NC

Principal Financial Services

Alysha Humbert is a financial advisor with Principal Financial Services in Charlotte, NC, holding Series 63 and Series 66 licenses and possessing 17 years of industry experience. Her prior experience includes roles at Wells Fargo Clearing and Wells Fargo Advisors.com before joining Principal Securities and Principal Life Insurance Co. in 2020. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and active-duty military personnel. The firm offers financial planning, retirement plan consulting, and access to third-party money manager programs through both adviser and promoter arrangements.

Retired Founder/Business Owner
user avatar
firm logo

Luke C

Series 63, Series 65

Windermere, FL

Principal Financial Services

Luke Collignon is a financial advisor with Principal Financial Services based in Windermere, FL. He holds Series 63 and Series 65 credentials and began his advisory career in 2025 after five years in construction and three years at the University of North Florida. Principal Securities provides brokerage and registered investment advisory services to a broad client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel stationed outside the United States. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions through distinct adviser and promoter arrangements.

Retired Founder/Business Owner
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)