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Brian M
Series 63, Series 66
West Des Moines, IA
Principal Financial Services
Brian Miller is a financial advisor with Principal Financial Services in West Des Moines, IA, holding Series 63 and Series 66 credentials and bringing 30 years of industry experience. His prior roles include positions at Life Investors Insurance Company of America, Financial Decisions Group, and Signator Investors, Inc. Outside of his advisory work, he is a co-owner of South Fork Soap, a business based in Ankeny, IA. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions under various advisory and promoter arrangements.
David W
Series 63, Series 65
Bettendorf, IA
Principal Financial Services
David Waugh is a financial advisor at Principal Financial Services with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has worked with Principal Securities Inc. and Principal Life Insurance Company since 2013. Waugh serves on the board of the Quad Cities Amateur Tour, a nonprofit organization that raises funds for local charities. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, charitable organizations, and active-duty military personnel. The firm offers financial planning, retirement plan consulting, and access to third-party money manager programs under various advisory and promoter arrangements.
Mathew D
CFP®, Series 63, Series 66
Cedar Falls, IA
Principal Financial Services
Mathew Driscoll is a CFP® with 25 years of industry experience, currently associated with Principal Financial Services. He has worked at Principal Securities INC and Principal Life Insurance Co since 2009 and previously at LPL Financial from 2003 to 2009. Driscoll serves on the board of Homeland Energy Solutions and is involved in various health insurance businesses. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors and retirement plans, with a focus on direct advisory programs, financial planning, and access to third‑party money manager asset allocation and separately managed accounts.
Aaron I
CFP®, Series 66
Albertville, MN
Principal Financial Services
Aaron Imholte is a CFP® professional with seven years of industry experience, currently affiliated with Principal Financial Services. He has worked at firms including Baird and UnitedHealth Group. Imholte owns Imholte Management, LLC, established for entity planning and tax purposes related to his financial planning practice. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.
Matthew D
Series 63, Series 65
Raleigh, NC
Principal Financial Services
Matthew Dellasega is a financial advisor at Principal Financial Services in Raleigh, NC, holding Series 63 and Series 65 licenses with seven years of industry experience. His prior work experience includes positions at Wells Fargo Bank, NA, and First Citizens Bank-related entities. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, charitable organizations, and active-duty U.S. military personnel abroad. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.
Nikola P
Series 63, Series 66
Downers Grove, IL
Principal Financial Services
Nikola Plavsic is a financial advisor with Principal Financial Services holding Series 63 and Series 66 licenses and two years of industry experience. His background includes roles at Principal Securities, Liquid Wealth Advisors, LPL Enterprise, and J.P. Morgan Securities, as well as prior positions in banking and retail. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, charitable organizations, corporations, and active-duty U.S. military personnel abroad. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.
Ben K
Series 63, Series 66
Billings, MT
Principal Financial Services
Ben Kazmierski is a financial advisor with Principal Financial Services, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. He has been with Principal Securities Inc and Principal Financial Group since 2012. Outside of his advisory role, he co-owns an escape room business and teaches continuing education through Northstar Educational Services. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and military personnel. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions.
Dustin H
Series 63, Series 65, Series 66
Wake Forest, NC
Principal Financial Services
Dustin Hill is a financial advisor at Principal Financial Services with 27 years of industry experience. He holds Series 63, 65, and 66 licenses and has been with Princor Financial Services Corporation and Principal Financial Group since 1999. Principal Securities provides brokerage and registered investment advisory services to a wide range of clients, including individual investors, retirement plans, trusts, and active-duty military personnel. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.
Cutter A
Series 66
Bakersfield, CA
Principal Financial Services
Cutter Amos is a financial advisor with Principal Financial Services, holding a Series 66 designation and 10 years of industry experience. His career includes roles at True Legacy Financial & Insurance Services, Principal Life Insurance Co., The Prudential Insurance Company of America, Sagepoint Financial, JP Morgan Securities, and Edward Jones. He is involved in the sales and service of fixed life insurance products, including fixed annuities, disability insurance, long-term care, and group benefits. Principal Securities provides brokerage and registered investment advisory services to a diverse client base ranging from individual investors to corporate and charitable entities. The firm offers financial planning, retirement plan consulting, and access to third-party money manager solutions, implementing investment strategies primarily on a discretionary basis through these managers.
Tyler L
Series 66
Holmen, WI
Principal Financial Services
Tyler Loeffelholz is a financial advisor with Principal Financial Services and holds a Series 66 designation. He has three years of industry experience, including prior roles at River Bank and Union Bank of Sparta. His professional background also includes fixed insurance product sales involving fixed annuities, long-term care, disability, and group benefits. Principal Securities provides brokerage and registered investment advisory services to a broad client base, including individual investors, retirement plans, trusts, estates, and charitable organizations. The firm offers financial planning, retirement plan consulting, and access to third-party money managers through various advisory and promoter arrangements.
Vanessa A
Series 63, Series 65, Series 66
Baton Rouge, LA
Principal Financial Services
Vanessa Altom is a financial advisor with Principal Financial Services in Baton Rouge, LA. She holds Series 63, 65, and 66 licenses and has 10 years of industry experience. Her prior roles include positions at Northwestern Mutual Wealth Management Company and Dorsey and Company. Outside of financial services, she has entrepreneurial experience with Task Mosters, an active business she has been involved with since 2017. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and active-duty military personnel overseas. The firm offers direct advisory programs, financial planning, and access to third-party money managers through various advisory and promoter arrangements.
Jason S
Series 63, Series 66
Bismarck, ND
Principal Financial Services
Jason Stahl is a financial advisor with Principal Financial Services in Bismarck, ND, holding Series 63 and Series 66 licenses and 19 years of industry experience. His career includes roles at Dakota Community Bank since 2007 and Securities America Advisors from 2014 to 2023. Stahl also sells life, disability, long-term care, group health, and property and casualty insurance. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors and institutional clients. The firm offers direct advisory programs, financial planning, and access to third-party money manager solutions under various advisory and promoter arrangements.
Jeffrey H
CFP®, Series 63, Series 66
Westlake, OH
Principal Financial Services
Jeffrey Hurst is a CFP® certificant with 43 years of industry experience, currently serving at Principal Financial Services. He has been with Principal Securities Inc. since 2016 and Principal Life Insurance Company since 2013. In addition to his advisory role, he holds a bank officer position at Principal Bank & Trust Company, supporting retirement plan account relationships across the firm's insurance, broker-dealer, and bank/trust divisions. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel abroad. The firm offers financial planning, retirement plan consulting, and access to third-party money manager programs under various advisory and promoter arrangements.
Micah T
Series 63, Series 65
Pond Creek, OK
Principal Financial Services
Micah Taylor is a financial advisor with Principal Financial Services in Pond Creek, OK, holding Series 63 and Series 65 licenses and with 38 years of industry experience. He has been with Principal Financial Group since 2001 and operates the Taylor Agency since 1992. Outside of advisory work, he is involved in farming livestock, pecans, and firewood. Principal Securities provides brokerage and registered investment advisory services to a wide range of clients, including individual investors, retirement plans, trusts, and active-duty military personnel. The firm offers financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions through various advisory and promoter arrangements.
Cody S
Series 63, Series 66
Wichita, KS
Principal Financial Services
Cody Schweninger is a financial advisor with Principal Financial Services in Wichita, KS, holding Series 63 and Series 66 credentials and 15 years of industry experience. He has worked at Principal Financial Services since 2011 and has prior experience with Union Financial, Inc. Since 2025, he has engaged in selling sports cards on eBay with his daughter. Principal Securities provides brokerage and registered investment advisory services to a wide range of clients, including individual investors, retirement plans, trusts, charitable organizations, corporations, and active-duty military personnel. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.
Trevor R
CFP®, Series 63, Series 65
West Des Moines, IA
Principal Financial Services
Trevor Rottinghaus is a CFP® professional with nine years of experience in the financial services industry. He currently works at Principal Financial Services and has prior experience with Northwestern Mutual Wealth Management Company and related entities. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money managers through various advisory arrangements.
Stanley S
Series 63, Series 65
Overland Park, KS
Principal Financial Services
Stanley Strecker is a financial advisor at Principal Financial Services with 10 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Mass Mutual Investors Services, Central States Capital Markets, and Empower Retirement. Strecker also serves as Chief Operating Officer at Clearwater Wealth Management, a registered private staff supporting financial professionals in planning, securities, and insurance sales. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and business entities. The firm focuses on advisory programs, financial planning, retirement consulting, and access to third-party money manager solutions through various advisory and promoter arrangements.
Autumn K
Series 66
Berwyn, PA
Principal Financial Services
Autumn Katzenmoyer is a Series 66-licensed financial advisor at Principal Financial Services with 12 years of industry experience. She has worked with Principal Securities Inc. and Principal Life Insurance Company since 2013. Katzenmoyer serves as President of the Rotary Club of Thorndale-Downingtown. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions.
Jakob B
Series 63, Series 66
Muscatine, IA
Principal Financial Services
Jakob Bower is a financial advisor with Principal Financial Services in Muscatine, Iowa, holding Series 63 and Series 66 licenses and bringing 10 years of industry experience. He has worked with Retirement Resource Group since 2017 and has been affiliated with Principal Securities and Principal Life Insurance since 2016. Outside of his advisory role, Bower serves on the board of the Muscatine Chamber of Commerce, participating in local tourism and community event oversight. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and active-duty military personnel. The firm emphasizes financial planning, retirement plan consulting, and access to third-party money manager programs under multiple advisory and promoter arrangements.
Cory K
Series 66
Modesto, CA
Principal Financial Services
Cory Kelly is a financial advisor with Principal Financial Services in Modesto, CA, holding a Series 66 designation and 11 years of industry experience. He has worked with Principal Securities Inc. and Principal Life Insurance Company since 2015 and 2016, respectively, and spent three years with Kleiderlein Wealth Advisory Group. Outside of advising, he manages a fixed insurance practice and occasionally rents his personal residence on Airbnb when on vacation. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and active-duty military personnel. The firm offers direct advisory programs, financial planning, retirement consulting, and access to third-party money manager asset allocation and separately managed accounts.
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