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Austin R
CFP®, Series 66
Denver, CO
Raymond James & Associates
Austin Ringquist is a CFP® professional with four years of industry experience, currently serving at Raymond James & Associates in Denver, CO. His prior work includes roles at the University of Arizona and Tucson Ford Dealer Aquatics. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning, investment consulting, and specialized municipal advisory services.
Alexis G
Series 63, Series 65, Series 66
St. Petersburg, FL
Raymond James & Associates
Alexis Guilbeau is a financial advisor with Raymond James & Associates in St. Petersburg, FL, holding Series 63, 65, and 66 credentials and having 10 years of industry experience. Prior to joining Raymond James, Alexis worked at Ameriprise Financial Services and has additional experience with companies including DoorDash and Ryan Sanders Sports Staffing. Outside of finance, Alexis owns and operates a small baking business called alexis bakes. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipalities, offering tailored financial planning and consulting with a range of investment strategies and specialized services such as municipal advisory and employer retirement plan consulting.
Taylor K
CFP®, Series 65, Series 63
Boston, MA
Raymond James & Associates
Taylor Krout is a financial advisor with Raymond James & Associates, holding CFP®, Series 65, and Series 63 credentials and seven years of industry experience. He previously worked at Kelly Financial Services for two years and has a background from Saint Francis University. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a wide range of clients, including individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and municipal advisory services.
Gary S
CFP®, ChFC®, Series 63, Series 65
Fort Worth, TX
Raymond James & Associates
Gary Soben is a financial advisor with Raymond James & Associates in Fort Worth, TX, holding the CFP® and ChFC® designations and possessing 50 years of industry experience. His prior roles include long tenures at Merrill and Bank of America. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning, investment consulting, and institutional fiduciary solutions through a range of portfolio management styles and affiliated research.
Austin F
CFP®, Series 63, Series 66
Birmingham, MI
Raymond James & Associates
Austin Farah is a CFP® professional with 13 years of experience in the financial services industry. He is currently with Raymond James & Associates and has previous experience at UBS Financial Services and J.P. Morgan. Farah is a passive shareholder in a personal investment firm, Persepolis Company. Raymond James & Associates, Inc. is a large, dually registered broker-dealer and SEC-registered investment adviser that manages approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutional clients, and charitable organizations, offering financial planning and non-discretionary investment consulting with a range of portfolio management options.
Mo F
Series 66
Greenwich, CT
Raymond James & Associates
Mo Fahimi is a financial advisor at Raymond James & Associates with 20 years of industry experience. He holds a Series 66 designation and has been with Raymond James since 2016. Fahimi previously managed a rental property in the United Kingdom before relocating to the United States. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning and non-discretionary investment consulting supported by extensive research and multiple portfolio management styles.
Tammy S
Series 66
Carmel, IN
Raymond James & Associates
Tammy Schmaltz is a financial advisor with Raymond James & Associates, holding a Series 66 designation and 23 years of industry experience. She has been with Raymond James & Associates since 2013. Raymond James & Associates, Inc. is a large dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutional and pension plans, and charitable organizations, offering financial planning, investment consulting, and institutional fiduciary solutions through a nationwide advisor network.
Stacy B
Series 63
Fort Myers, FL
Raymond James & Associates
Stacy Brown is a financial advisor at Raymond James & Associates with 31 years of industry experience. He holds a Series 63 designation and previously worked at Morgan Stanley Smith Barney for 13 years before joining Raymond James in 2022. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and specialized municipal advisory services.
William H
Series 66
St. Petersburg, FL
Raymond James & Associates
William Heath is a financial advisor at Raymond James & Associates with five years of industry experience. He holds a Series 66 designation and has previously worked at Morgan Stanley and LPL Financial. Outside of his advisory role, Heath serves as president of Sunken Labs LLC, a company involved in marketing, content creation, manufacturing, and distribution. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.
Woodrow H
Series 63, Series 66
Lakeland, FL
Raymond James & Associates
Woodrow Hicks is a financial advisor at Raymond James & Associates with 25 years of industry experience. He holds Series 63 and Series 66 credentials and has been with Raymond James for 15 years. Raymond James & Associates is a large dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutional and pension plans, charitable organizations, and municipal entities, offering a range of financial planning and consulting services alongside extensive municipal advisory capabilities.
Griselda U
Series 63, Series 66
Fort Lauderdale, FL
Raymond James & Associates
Griselda Uzcategui is a financial advisor at Raymond James & Associates with 16 years of industry experience. She holds Series 63 and Series 66 designations and previously worked at Wells Fargo Clearing and WELLS FARGO Advisors, LLC. Outside of her advisory role, she is a notary public in Broward County, Florida, and holds a 20% ownership in Corporation Britanica 5G, Ltd. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving a diverse client base that includes individuals, institutions, and municipal entities. The firm offers comprehensive financial planning and advisory services, with a focus on tailored, non-discretionary investment consulting supported by proprietary research and a wide range of portfolio management strategies.
Kelly M
Series 63, Series 65
Birmingham, MI
Raymond James & Associates
Kelly Mckinney is a financial advisor with Raymond James & Associates in Birmingham, MI, holding Series 63 and Series 65 licenses and possessing 22 years of industry experience. He has been with Raymond James & Associates since 2015. Outside of his advisory role, he serves as a committee member of the Oakland Schools Parent Advisory Committee, which focuses on issues related to children with special needs. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a wide range of clients, including high-net-worth individuals, institutions, and charitable organizations, offering financial planning, investment consulting, and institutional fiduciary services through a variety of portfolio management styles and affiliated research resources.
David R
Series 66
Colorado Springs, CO
Raymond James & Associates
David Racine is a financial advisor at Raymond James & Associates with a Series 66 designation and one year of industry experience. Prior to joining Raymond James, he worked for 16 years at Fountain Valley School of Colorado. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and governmental entities, offering financial planning, non-discretionary investment consulting, and institutional advisory services.
Thomas B
Series 66
Edina, MN
Raymond James & Associates
Thomas Barber is a financial advisor at Raymond James & Associates with 24 years of industry experience. He holds the Series 66 designation and previously worked at UBS Financial Services and Wells Fargo Investments. Raymond James & Associates, Inc. is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning, investment consulting, and institutional fiduciary solutions through a range of portfolio management styles and affiliated research.
Michael K
Series 63, Series 66
St. Petersburg, FL
Raymond James & Associates
Michael Kostrub is a financial advisor at Raymond James & Associates with 11 years of industry experience. His prior roles include positions at E*TRADE Capital Management, E*TRADE Securities, and T. Rowe Price. He holds Series 63 and Series 66 designations. Raymond James & Associates, Inc. is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipal entities, offering financial planning, investment consulting, and municipal advisory services.
Donald D
Series 63
Dallas, TX
Raymond James & Associates
Donald Davis Jr. is a financial advisor with Raymond James & Associates in Dallas, TX, holding a Series 63 designation and 33 years of industry experience. He has been with Raymond James & Associates since 2013. Outside of his advisory role, he is involved in managing rental real estate properties alongside his wife. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a broad client base including high-net-worth individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional consulting through multiple specialized divisions.
Richard H
CFP®, Series 63
Eagle, ID
Raymond James & Associates
Richard Holine is a CFP® professional with 31 years of industry experience, currently serving at Raymond James & Associates since 2006. He holds the Series 63 designation and is based in Eagle, Idaho. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and specialized municipal advisory services.
Devon Q
Series 65, Series 63
Evansville, IN
Raymond James & Associates
Devon Quirk is a financial advisor at Raymond James & Associates with one year of industry experience. He previously worked at Equitable Advisors, LLC, and has held various roles outside finance, including positions at Evolution Event Solutions and Western Kentucky University. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base ranging from individuals and institutions to charitable organizations, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.
Deanna D
Series 63, Series 65
Newport Beach, CA
Raymond James & Associates
Deanna Derosa is a financial advisor with Raymond James & Associates in Newport Beach, CA, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. She previously worked at Morgan Stanley Smith Barney for eight years before joining Raymond James in 2017. Raymond James & Associates is a large, dually registered broker-dealer and investment adviser overseeing approximately $501 billion in assets. The firm serves a diverse client base, including high-net-worth individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions supported by a nationwide adviser network.
Jorge R
Series 65, Series 63
St. Petersburg, FL
Raymond James & Associates
Jorge Recio is a financial advisor with Raymond James & Associates, holding Series 63 and Series 65 licenses and 12 years of industry experience. He has worked at Raymond James since 2022 and previously spent eight years with Wells Fargo Clearing and Wells Fargo Advisors. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, and offers financial planning and non-discretionary investment consulting supported by a range of portfolio management styles and affiliated research.
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