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Rafat J
Series 63, Series 65
Stuart, FL
Regal Investment Advisors LLC
Rafat Jadon is a financial advisor at Regal Investment Advisors LLC with 32 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Woodbury Financial Services, Questar Capital Corporation, and National Planning Corporation. In addition to his advisory role, he is involved in insurance services through his own brokerage and marketing businesses. Regal Investment Advisors LLC, operating as LionShare, provides discretionary investment management to independent advisers and serves a variety of client types, including individuals, charitable organizations, and businesses. The firm offers a range of proprietary and third-party model portfolios with discretionary implementation handled by Regal on behalf of clients.
Laura M
Series 65
Quincy, IL
Regal Investment Advisors LLC
Laura Mc Reynolds is a financial advisor with Regal Investment Advisors LLC, holding a Series 65 designation and eight years of industry experience. She has worked at Regal Investment Advisors since 2018 and is also associated with Retirement Partners, LLC. Outside of her advisory role, Mc Reynolds serves as an Alderman for the City of Quincy and volunteers with a nonprofit focused on disability awareness. Regal Investment Advisors LLC, operating as LionShare, provides discretionary investment management services to independent advisers and their clients, including individuals, charities, and businesses. The firm offers a range of proprietary and third-party model portfolios and manages accounts on a discretionary basis through its Financial Advisers.
Mark J
CFP®, Series 63, Series 65
Capron, IL
Regal Investment Advisors LLC
Mark Jones is a CFP® professional with 26 years of experience in the financial advisory industry. He is currently with Regal Investment Advisors LLC and has previously worked at Bates Financial Advisors and related Bates entities for over two decades. Outside of his advisory work, he serves as a deacon at Grace Reformed Baptist Church, assisting with financial oversight and administrative matters. Regal Investment Advisors LLC, operating as LionShare, provides discretionary investment management services through independent advisers to a diverse client base, including individuals, charitable organizations, and businesses. The firm offers a range of proprietary and third-party model portfolios, utilizing various asset classes and strategies, with implementation managed by Regal under discretionary authority granted by financial advisers.
James M
Series 63, Series 65
Silver Spring, MD
Regal Investment Advisors LLC
James Musgrave is a financial advisor at Regal Investment Advisors LLC with 26 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Purshe Kaplan Sterling Investments and Reutemann Financial Solutions. In addition to his advisory role, Musgrave is a financial seminar presenter for the nonprofit Society for Financial Awareness. Regal Investment Advisors LLC provides discretionary investment management services through a network of independent advisers, serving individual, charitable, and corporate clients. The firm offers proprietary and third-party model portfolios, allowing advisers to select and manage allocations with discretionary authority.
Ericka B
Series 66
North Haven, CT
Regal Investment Advisors LLC
Ericka Butler is a financial advisor with Regal Investment Advisors LLC, holding a Series 66 credential and three years of industry experience. She has worked at several firms including Thrivent Financial and UBS Financial Services Inc. In addition to her advisory role, she assists with financial and insurance services through Wealth Managers, LLC. Regal Investment Advisors, operating as LionShare, provides model portfolio implementation and discretionary investment management to unaffiliated SEC- and state-registered advisers and their clients, focusing on a range of proprietary and third-party investment strategies managed through a sub-advisory platform.
John K
Series 63, Series 65
Kentwood, MI
Regal Investment Advisors LLC
John Kailunas II is a financial advisor at Regal Investment Advisors LLC with 35 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Regulus Financial Group, LLC since 2015 and at Regal Investment Advisors, LLC since 2010. Outside of advisory work, he owns a restaurant through Courtres, LLC and operates a sales consulting business called Catalyst4Growth. Regal Investment Advisors LLC, operating as LionShare, provides discretionary investment management services to independent investment adviser representatives and other registered advisers. The firm serves a diverse client base including individual, charitable, and corporate clients, offering proprietary and third-party model portfolios with discretionary implementation and rebalancing.
Scott H
ChFC®, Series 63, Series 66
Brookfield, WI
Regal Investment Advisors LLC
Scott Hanson is a financial advisor with Regal Investment Advisors LLC in Brookfield, WI, holding the ChFC® designation and Series 63 and 66 licenses. He has 19 years of industry experience and has worked at Regulus Financial Group, LLC since 2014, and Fischer Wealth Management from 2011 to 2022. In addition to his advisory work, Hanson is an insurance agent providing insurance services. Regal Investment Advisors LLC, operating as LionShare, offers discretionary investment management services to independent advisers and a variety of client types, including individual, charitable, and corporate clients. The firm employs proprietary and third-party model portfolios and grants discretionary authority to implement and manage these strategies through its Financial Advisers.
Vipul V
Series 66
Parker, CO
Regal Investment Advisors LLC
Vipul Varma is a financial advisor with Regal Investment Advisors LLC and holds a Series 66 designation. He has nine years of industry experience, including roles at Regulus Financial Group, FSC Securities Corp, and Advanced Trustee Services. Outside of advising, he works as a process chemical engineer consultant for Archer Daniels Midland Company. Regal Investment Advisors LLC, also known as LionShare, provides discretionary investment management services through independent advisers to a diverse client base, including individual, charitable, and corporate clients. The firm offers proprietary and third-party model portfolios, allowing advisers to select strategies tailored to client needs while granting Regal discretionary authority for implementation and rebalancing.
Lisa T
Series 63, Series 65
Sudbury, MA
Regal Investment Advisors LLC
Lisa Tursi is a financial advisor with Regal Investment Advisors LLC and Regulus Financial Group, LLC, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. She previously worked at Lincoln Investment for 15 years. Tursi also operates Tursi Wealth Management, providing financial and insurance services. Regal Investment Advisors LLC, doing business as LionShare, offers discretionary investment management to independent advisers and subadvisors, serving individual, charitable, and corporate clients through a range of proprietary and third-party model portfolios.
Carlos G
Series 65
West Covina, CA
Regal Investment Advisors LLC
Carlos Guzman is a financial advisor at Regal Investment Advisors LLC with eight years of industry experience. He holds a Series 65 credential and has worked at Regal since 2018. Prior to that, he was with Brookstone Capital Management for one year and has served as president of CKG Insurance Agency Inc, where he sells life insurance products and fixed/indexed annuities. Regal Investment Advisors LLC, doing business as LionShare, provides discretionary investment management services to independent advisers and their clients, including individuals, charitable organizations, and businesses. The firm offers both proprietary and third-party model portfolios and grants discretionary authority to implement and manage these strategies on behalf of clients.
Lee C
Series 63, Series 65, Series 66
Kentwood, MI
Regal Investment Advisors LLC
Lee Cole is a financial advisor with Regal Investment Advisors LLC in Kentwood, MI, holding Series 63, 65, and 66 credentials and bringing 17 years of industry experience. He has worked at Regal Investment Advisors and Regulus Financial Group since 2015. Outside of his advisory work, he coaches middle school wrestling and assists with a family business selling puppies. Regal Investment Advisors, operating as LionShare, provides model portfolio implementation and discretionary investment management to unaffiliated advisers and their clients, managing approximately $2.88 billion through proprietary and third-party strategies on an enterprise-scale sub-advisory platform.
Dave S
Series 63, Series 66
Seattle, WA
Regal Investment Advisors LLC
Dave Stanfield is a financial advisor at Regal Investment Advisors LLC with 27 years of industry experience. He holds the Series 63 and Series 66 designations and has worked at Regal since 2015, including a concurrent role at Regulus Advisors from 2015 to 2019. Outside of his advisory work, he owns Evergreen Wealth Management, LLC, which provides tax preparation and insurance planning services. Regal Investment Advisors LLC, operating as LionShare, offers discretionary investment management to independent advisers and their clients, including individuals, charitable organizations, and businesses. The firm provides a range of proprietary and third-party model portfolios and grants advisors discretionary authority to implement and manage these strategies.
Dennis M
Series 65, Series 63
Cedar Grove, NJ
Regal Investment Advisors LLC
Dennis Mancuso is a financial advisor with Regal Investment Advisors LLC, holding Series 63 and Series 65 credentials and two years of industry experience. Prior to joining Regal, he worked at Regulus Financial Group and has been involved with entrepreneurial ventures including Mancuso Fitness LLC and Mangia Pizza & Pasta. Regal Investment Advisors, operating as LionShare, provides model portfolio implementation and discretionary investment management to unaffiliated SEC- and state-registered advisers, serving their individual, high-net-worth, and corporate clients through a sub-advisory platform managing approximately $2.88 billion across proprietary and third-party strategies.
Christopher H
Series 63, Series 66
Chico, CA
Regal Investment Advisors LLC
Christopher Hoxie is a financial advisor with Regal Investment Advisors LLC based in Chico, CA, holding Series 63 and Series 66 licenses and 14 years of industry experience. He has worked at Regulus Financial Group and Bankers Life in various capacities since 2006. Outside of advisory services, he is an insurance agent at American Senior Benefits, focusing on insurance and fixed annuity sales. Regal Investment Advisors, operating as LionShare, provides model portfolio implementation and discretionary investment management primarily to other registered advisers, serving their individual, high-net-worth, and corporate clients through a sub-advisory platform managing nearly $2.9 billion across proprietary and third-party strategies.
Anthony T
Series 63, Series 66
Sugarland, TX
Regal Investment Advisors LLC
Anthony Thornton is a financial advisor with Regal Investment Advisors LLC, holding Series 63 and Series 66 credentials and possessing 30 years of industry experience. He has been associated with Thornton Wealth Management since 2001 and has held roles at firms including Regulus Financial Group and Summit Financial Group. Thornton is also a licensed insurance agent. Regal Investment Advisors, operating as LionShare, provides model portfolio implementation and discretionary investment management to unaffiliated registered advisers and their clients. The firm manages approximately $2.88 billion across proprietary and third-party strategies through a sub-advisory platform.
Kristen S
CFP®, Series 63, Series 65
Palm Beach Gardens, FL
Regal Investment Advisors LLC
Kristen Smigelski is a CFP® with 10 years of industry experience, currently affiliated with Regal Investment Advisors LLC in Palm Beach Gardens, FL. Her prior experience includes roles at Regulus Financial Group, Questar Asset Management, and RB Financial Advisors. Regal Investment Advisors LLC, operating as LionShare, provides discretionary investment management through independent advisers to a diverse client base including individuals, charitable organizations, and businesses. The firm offers a range of proprietary and third-party model portfolios, granting advisers the ability to select and manage allocations with discretionary authority.
Jon M
Series 63, Series 65
Lafayette, IN
Regal Investment Advisors LLC
Jon Mccardle is a financial advisor with Regal Investment Advisors LLC in Lafayette, IN, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has been associated with Regal Investment Advisors since 2012 and Regulus Financial Group, LLC since 2015. Outside of his advisory roles, he is president of Hardwork, LLC, a holding company for a commercial property. Regal Investment Advisors LLC, operating as LionShare, offers discretionary investment management services to independent advisers and their clients, including individuals, charitable organizations, and businesses. The firm utilizes proprietary and third-party model portfolios across various asset classes, granting advisers discretion to manage and rebalance accounts accordingly.
Ivan N
ChFC®, Series 63, Series 65
Gaithersburg, MD
Regal Investment Advisors LLC
Ivan Nalibotsky is a ChFC® credentialed financial advisor with 17 years of industry experience, currently with Regal Investment Advisors LLC since 2019. He also has a long tenure at Capital Solutions Group dating back to 1993. Outside of investment advising, he is a licensed health insurance agent working with Health Markets, assisting Maryland residents with individual and small group health insurance. Regal Investment Advisors LLC, operating as LionShare, provides discretionary investment management services to independent advisers and their clients, including individuals, charitable organizations, and businesses. The firm offers proprietary and third-party model portfolios across various asset classes and grants discretionary authority to implement and manage these strategies.
Christopher P
CFP®, Series 63, Series 66
Kentwood, MI
Regal Investment Advisors LLC
Christopher Peterson is a CFP® professional with 23 years of industry experience, currently serving at Regal Investment Advisors LLC since 2014. He holds Series 63 and Series 66 licenses and is based in Kentwood, MI. Regal Investment Advisors LLC (doing business as LionShare) provides discretionary investment management to independent advisers and serves a range of client types, including individual, charitable, and corporate clients. The firm offers proprietary and third-party model portfolios, with financial advisers selecting allocations while Regal implements and manages the strategies.
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