Overwhelmed by options?
Answer a few questions to see advisors matched to you.
Find a financial advisor
Based on your filters
Aaron H
Series 65
Piedmont, SD
RIA Advisory Group, LLC
Aaron Hanson is a financial advisor with RIA Advisory Group, LLC, holding a Series 65 designation and one year of industry experience. His prior work includes roles at Brighter Electric and Rapid Spa, alongside education at Western Dakota Technical Institute and being homeschooled. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts on a discretionary basis using a combination of charting, fundamental, and technical analysis, and all assets are overseen internally without delegating to third-party managers.
Mary G
Series 63, Series 65
The Villages, FL
RIA Advisory Group, LLC
Mary Gibbons is a financial advisor at RIA Advisory Group, LLC with 31 years of industry experience. She holds Series 63 and Series 65 designations and has worked at firms including LPL Financial, Visionpoint Advisory Group, and Piper Sandler & Co. since 2001. Outside of her advisory role, she is involved with Trend Financial Investment Guidance. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts in-house, employing a mix of charting, fundamental, and technical analysis with both long- and short-term trading strategies.
Edward S
Series 66
Boone, IA
RIA Advisory Group, LLC
Edward Smith III is a financial advisor at RIA Advisory Group, LLC with 26 years of industry experience. He holds a Series 66 designation and has worked previously at Visionpoint Advisory Group, LPL Financial, Edward Jones, and Ameriprise. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages assets in-house using a combination of charting, fundamental, and technical analysis with both long- and short-term trading strategies.
Benjamin H
Series 63, Series 66
Mount Pleasant, IA
RIA Advisory Group, LLC
Benjamin Heckart is a financial advisor with RIA Advisory Group, LLC, holding Series 63 and Series 66 licenses with 20 years of industry experience. He has worked at Iea Wealth Management LLC since 2010 and previously spent two years each at Cambridge Investment Research Advisors and LPL Financial. Outside of advisory work, he is involved in a small farming operation and holds a 20% ownership stake in Brokerstreet Insurance Services. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts in-house using a combination of charting, fundamental, and technical analysis across long- and short-term strategies, operating as a multi-office team of 21 advisors.
Patrick M
Series 63, Series 65
Sioux Falls, SD
RIA Advisory Group, LLC
Patrick Mccabe is a financial advisor at RIA Advisory Group, LLC with 11 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Visionpoint Advisory Group, LPL Financial, Princor Financial Services Corporation, and Principal Life Insurance Company. Outside of advisory work, he serves as a Benefit Analyst with Resolve Physician Agency, assisting physicians in understanding employer-provided benefits. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts on a discretionary basis using a combination of charting, fundamental, and technical analysis, overseeing all managed assets in-house across a multi-office team of 21 advisors.
Houstyn H
CFP®, Series 65
Sioux Falls, SD
RIA Advisory Group, LLC
Houstyn Heinz is a CFP® and Series 65-registered advisor with three years of industry experience. He is currently with RIA Advisory Group, LLC and also works as a Certified Public Accountant at a regional CPA firm in South Dakota, where he prepares and reviews tax returns, financial statements, and performs various accounting functions. Prior to joining RIA Advisory Group, Heinz held roles at ELO CPA's & Advisors, Schwan Financial Group, and NorthWestern Energy. RIA Advisory Group is a multi-office team of 21 advisors managing approximately $568 million for nearly 2,000 clients. The firm provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations, employing a combination of charting, fundamental, and technical analysis.
Dana R
Series 63, Series 65
Sioux Falls, SD
RIA Advisory Group, LLC
Dana Rausch is a financial advisor with RIA Advisory Group, LLC, holding Series 63 and Series 65 licenses and bringing 17 years of industry experience. Her prior roles include positions at Principal Financial and LPL Financial. Outside of advising, she is involved with a physician benefit education agency and participates in family farmland management through a family holding LLC. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages accounts in-house on a discretionary basis using a mix of charting, fundamental, and technical analysis across various trading strategies.
Todd A
Series 63, Series 65
Omaha, NE
RIA Advisory Group, LLC
Todd Adams is a financial advisor with RIA Advisory Group, LLC in Omaha, NE, holding Series 63 and Series 65 licenses and 17 years of industry experience. Prior to joining RIA Advisory Group in 2021, he worked at various firms including Summit Mortgage Group and Nebraska Realty. Outside of his advisory role, Adams has involvement in real estate sales through Nebraska Realty and ownership in Adams Properties. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages accounts in-house using a combination of charting, fundamental, and technical analysis, executing trades under discretionary authority without prior client approval.
Keaton F
Series 63, Series 65
Sioux Falls, SD
RIA Advisory Group, LLC
Keaton Falk is a financial advisor at RIA Advisory Group, LLC with four years of industry experience. He holds Series 63 and Series 65 registrations and has previously worked at Ameritas Investment Company, Ameritas Insurance Company, and Ameritas Advisory Services, among others. Falk is involved with Resolve, where he assists medical professionals in negotiating their employment contracts. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts on a discretionary basis using a combination of charting, fundamental, and technical analysis, overseeing all assets in-house across a multi-office team.
Chris W
CFP®, Series 63, Series 65
Norwalk, IA
RIA Advisory Group, LLC
Chris Weston is a CFP® certificant with 28 years of experience in the financial services industry. He is currently with RIA Advisory Group, LLC and has previously worked at firms including Waddell & Reed, Securities America Advisors, and Cetera Investment Services. Weston is a part owner of Community Educators LLC, a continuing education company providing credits and ethics courses for licensed insurance agents and CFP professionals. He also serves as the current president of the Society of Financial Services Professionals. RIA Advisory Group offers discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts on a discretionary basis using a combination of charting, fundamental, and technical analysis, overseeing all assets in-house without delegating to third-party managers.
Laurie K
Series 63, Series 65
Sioux Falls, SD
RIA Advisory Group, LLC
Laurie Ketterling is a financial advisor at RIA Advisory Group, LLC with 15 years of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at VisionPoint Advisory Group, LPL Financial, and Principal Financial Group. Outside of advising, she has a minority interest in a family-owned blinds business. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts in-house using a blend of charting, fundamental, and technical analysis across various trading strategies.
David S
Series 63, Series 65, Series 66
Ames, IA
RIA Advisory Group, LLC
David Suntken is a financial advisor at RIA Advisory Group, LLC with 34 years of industry experience. He holds the Series 63, Series 65, and Series 66 designations. His prior experience includes roles at Visionpoint Advisory Group, LPL Financial LLC, and Piper Sandler & Co. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts in-house using fundamental, technical, and charting analysis, typically on a discretionary basis, and serves nearly 2,000 clients through a multi-office team structure.
Christopher H
Series 63, Series 65
Piedmont, SD
RIA Advisory Group, LLC
Christopher Hanson is a financial advisor with RIA Advisory Group, LLC, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. His prior roles include positions at VisionPoint Advisory Group, LPL Financial, and Principal Financial Group. Outside of advising, he manages a small ranch in Piedmont, South Dakota. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts in-house using a combination of charting, fundamental, and technical analysis, operating as a multi-office team with 21 advisors across 11 locations.
Jeffrey S
Series 65
Apple Valley, MN
RIA Advisory Group, LLC
Jeffrey Stier is a financial advisor with RIA Advisory Group, LLC, holding a Series 65 designation and 11 years of industry experience. He has been with RIA Advisory Group since 2014 and Tripoint Advisory Group, LLC since 2016. In addition to his work in financial advisory, he manages Stier Law Offices, where he advises clients on estate planning and other legal matters. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts in-house using a combination of charting, fundamental, and technical analysis, and typically operates on a discretionary basis.
Nathan F
Series 63, Series 65
Elk Horn, NE
RIA Advisory Group, LLC
Nathan Fichter is a financial advisor with RIA Advisory Group, LLC, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. His prior roles include positions at VisionPoint Advisory Group, LPL Financial, and Questar Capital Corporation. Outside of advising, he owns and manages a Montessori school. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts in-house using a combination of charting, fundamental, and technical analysis with both long- and short-term trading strategies.
Paul K
Series 63, Series 65
Mount Pleasant, IA
RIA Advisory Group, LLC
Paul Katsion is a financial advisor with RIA Advisory Group, LLC, holding Series 63 and Series 65 licenses and nine years of industry experience. He has been with RIA Advisory Group since 2023 and previously worked at NYLife Securities LLC and New York Life from 2016. Katsion serves as a board member of the Henry County Optimist Club, where he supports local youth through fundraising and volunteer activities. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client assets in-house using a combination of charting, fundamental, and technical analysis with both long- and short-term trading strategies.
Brian V
Series 63
Pleasantville, IA
RIA Advisory Group, LLC
Brian Vestal is a financial advisor with RIA Advisory Group, LLC who holds a Series 63 designation and has 23 years of industry experience. He has worked at firms including LPL Financial and Iea Wealth Management, where he has been active since 2005. Outside of advising, Mr. Vestal is a 20% owner of Brokerstreet Insurance Services. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts on a discretionary basis using a combination of charting, fundamental, and technical analysis, with all assets overseen in-house.
John L
CFP®, Series 66
Rapid City, SD
RIA Advisory Group, LLC
John Lund is a CFP® with nine years of industry experience, currently serving at RIA Advisory Group, LLC since 2025. His prior roles include positions at BFC Planning, Inc., Berthel, Fisher & Company Financial Services, Garnett Investment Strategies, LPL Financial, Securities America Advisors, and BankFirst Wealth Management. Outside of his advisory work, Lund serves on multiple boards, including as Treasurer for Behavioral Health Specialists and Renewed Hope Christian Community, Vice President of the Norfolk Country Club board, and Secretary of the Norfolk Catholic Schools Foundation. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts on a discretionary basis using a combination of charting, fundamental, and technical analysis, with all assets overseen in-house across 11 offices and 21 advisors.
Erin R
Series 65
Mount Pleasant, IA
RIA Advisory Group, LLC
Erin Roberts is a financial advisor at RIA Advisory Group, LLC with a Series 65 designation and one year of industry experience. Prior to joining RIA Advisory Group in 2025, Roberts worked at RCM Capital for two years and spent 17 years at Southeastern Community College. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts in-house using a combination of charting, fundamental, and technical analysis with both long- and short-term trading strategies.
John P
Series 66
Urbandale, IA
RIA Advisory Group, LLC
John Peak Jr. is a Series 66-licensed financial advisor with 19 years of industry experience. He is affiliated with RIA Advisory Group, LLC and also serves as a CPA and Managing Member of John Peak Jr CPA PC. His prior work includes positions at EA Advisors LLC, Berthel, Fisher & Company Financial Services, Inc., and Successful Resource Management, Ltd. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts on a discretionary basis using a combination of charting, fundamental, and technical analysis with both long- and short-term trading strategies, overseeing all assets in-house.
Jeffrey G
Series 63, Series 65
Ames, IA
RIA Advisory Group, LLC
Jeffrey Gibbons is a financial advisor at RIA Advisory Group, LLC with 37 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including LPL Financial, Visionpoint Advisory Group, and Piper Sandler & Co. He is a board member of the Iowa State University Athletics Letterwinners board, a community and charitable organization. RIA Advisory Group provides discretionary portfolio management and investment supervisory services to individuals, high-net-worth clients, trusts, estates, corporations, and charitable organizations. The firm manages client accounts in-house using a blend of charting, fundamental, and technical analysis alongside long- and short-term trading strategies.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)
Finding advisors...
Find a financial advisor
Based on your filters