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Raymond B

Series 65, Series 63

Minneola, FL

Rockdale Financial Services, Inc.

Raymond Bock III is a financial advisor with Rockdale Financial Services, Inc. He holds Series 65 and Series 63 licenses and has 31 years of industry experience. Mr. Bock has worked at Cetera Advisors LLC for over two decades and has managed his role at Rockdale Financial Services since 1993. Outside of finance, he is involved with Peas and Carrots Agency LLC, a talent agency focused on acting. Rockdale Financial Services serves individual and high-net-worth clients as well as pension and profit-sharing plans, offering non-discretionary investment advisory services and standalone financial planning on request. The firm provides portfolio management primarily through allocations to mutual funds, ETFs, and independent managers, employing both fundamental and technical analysis across various investment strategies.

General estate planning guidance Wealth management Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy
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Stephen R

Series 63

Eatontown, NJ

Rockdale Financial Services, Inc.

Stephen Richman is a financial advisor at Rockdale Financial Services, Inc. with 46 years of industry experience. He holds a Series 63 designation and has held positions at multiple Cetera entities and other financial firms since 1990. In addition to his advisory work, he serves as president and CEO of Rockdale Financial Services and is involved in sales for prepaid legal services and fixed insurance products. Rockdale Financial Services provides non-discretionary investment advisory services, financial planning, and consulting to individual and high-net-worth clients, as well as pension and profit-sharing plans. The firm manages portfolios primarily through mutual funds, ETFs, and independent managers, employing fundamental and technical analysis across various strategies.

General estate planning guidance Wealth management Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy
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Guy P

Series 63, Series 65

Eatontown, NJ

Rockdale Financial Services, Inc.

Guy Paredes is a financial advisor with Rockdale Financial Services, Inc., holding Series 63 and Series 65 credentials and more than 40 years of industry experience. He has worked at Rockdale Financial Services since 2014 and has prior experience with Cetera and Imagine Retirement, LLC. Rockdale Financial Services serves individual and high-net-worth clients as well as pension and profit-sharing plans with non-discretionary investment advisory services. The firm primarily manages portfolios through allocations to mutual funds, ETFs, and independent managers, providing periodic reporting and reviews while employing both fundamental and technical analysis across various investment strategies.

General estate planning guidance Wealth management Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy
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