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Joshua M
Series 66
Shreveport, LA
Stephens
Joshua Mccord is a financial advisor at Stephens with eight years of industry experience. He holds the Series 66 designation and has previously worked at JP Morgan Chase Bank, J.P. Morgan Securities, Hancock Whitney Investment Services, Merrill, Bank of America, and Citizens National Bank. Prior to his finance career, he operated McCord Lawn Service for six years. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a range of advisory, brokerage, investment banking, and research services.
Sharon F
Series 63, Series 65
Winston-Salem, NC
Stephens
Sharon Floyd is a financial advisor at Stephens with 33 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at firms including Morgan Stanley Smith Barney, Citigroup Global Markets, and UBS Financial Services. Floyd has been with Stephens since 2020. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering both discretionary and non-discretionary management across various advisory and wrap programs supported by equity research and committee-driven asset allocation.
James S
Series 63, Series 66
Bay Village, OH
Stephens
James Salera is a financial advisor at Stephens with nine years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Stephens since 2021, with prior roles at Northcoast Research, Cetera, First National Bank of PA, and KeyBank. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of discretionary and non-discretionary management programs and combines bottom-up equity research with committee-driven asset allocation and fixed-income strategies.
Spencer P
Series 66
Winston-Salem, NC
Stephens
Spencer Pendry is a financial advisor at Stephens with seven years of industry experience and holds a Series 66 designation. He has worked at Stephens since 2012. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. The firm provides a range of services including advisory, financial planning, brokerage, investment banking, and research, utilizing both discretionary and non-discretionary management across various strategies.
William B
Series 63, Series 66
Little Rock, AR
Stephens
William Bowman Jr. is a financial advisor at Stephens with 26 years of industry experience. He has held roles at Stephens since 2004 and previously worked at Morgan Keegan & Company, LLC. Bowman holds Series 63 and Series 66 credentials. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory and brokerage services, combining bottom-up equity research with committee-driven asset allocation and fixed-income management.
Colby S
Series 66
Little Rock, AR
Stephens
Colby Sanford is a financial advisor at Stephens with a Series 66 designation and one year of industry experience. Prior to joining Stephens, he worked at Simmons Bank and has held various roles including chef and positions in customer service. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a broad range of discretionary and non-discretionary management services, combining bottom-up equity research with committee-driven asset allocation and fixed-income strategies.
Dylan L
Series 63, Series 65
Austin, TX
Stephens
Dylan Lewis is a financial advisor at Stephens with 34 years of industry experience. He has held his current position at Stephens Inc since 2001 and holds Series 63 and Series 65 licenses. Outside of his advisory work, he has a 50% ownership interest in a hair salon in Austin, TX. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a range of advisory, brokerage, and investment banking services supported by equity research and committee-driven asset allocation.
Connor H
CFA®, Series 63
Dallas, TX
Stephens
Connor Hustava is a financial advisor at Stephens in Dallas, TX, holding the CFA® designation and Series 63 license with 15 years of industry experience. He has been with Stephens since 2016, including prior roles at Stephens Inc. Stephens is a multi-team investment adviser with approximately 243 advisors and about $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. The firm provides a broad range of advisory, brokerage, investment banking, and custody services, combining bottom-up equity research with committee-driven asset allocation and fixed-income management.
David P
Series 63, Series 65
Little Rock, AR
Stephens
David Phillips Jr. is a financial advisor with Stephens in Little Rock, AR, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He has been with Stephens since 2016. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers both discretionary and non-discretionary management across a variety of wrap and advisory programs, combining bottom-up equity research with committee-driven asset allocation and fixed-income strategies.
Jacob M
Series 66
Dallas, TX
Stephens
Jacob Morton Jr. is a financial advisor at Stephens in Dallas, TX, holding a Series 66 designation and having one year of industry experience. He has held positions at several firms, including Clover Partners and Valley Bank, and has experience in hospitality and education sectors through roles at Luigi's Restaurant and Fairfield College Preparatory School. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. The firm offers a range of discretionary and non-discretionary management programs and integrates bottom-up equity research with committee-driven asset allocation, while also providing brokerage, investment banking, and municipal advisory services.
Thomas M
Series 63, Series 65
Little Rock, AR
Stephens
Thomas Moll is a financial advisor at Stephens with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Stephens since 2014. Outside of his advisory work, Moll serves on the board of PINES Realty Company, which manages lake cabins and related assets, and participates in finance and academic advisory committees in the Little Rock area. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory and brokerage services, combining bottom-up equity research with committee-driven asset allocation and also provides investment banking and municipal advisory services.
Richard A
Series 63, Series 65
Austin, TX
Stephens
Richard Alexander is a financial advisor at Stephens with 34 years of industry experience. He has been with Stephens Inc. since 2001. He holds Series 63 and Series 65 designations. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and other institutional clients, offering a range of advisory, brokerage, investment banking, and custody services. Stephens employs a combination of bottom-up equity research and committee-driven asset allocation, and it provides both discretionary and non-discretionary management across various wrap and advisory programs.
Fred B
Series 63, Series 65
Little Rock, AR
Stephens
Fred Brister IV is a financial advisor with Stephens in Little Rock, AR, holding Series 63 and Series 65 licenses and 25 years of industry experience. He has been with Stephens since 2006. Outside of his advisory role, he serves as an advisory board member for Roadway Management Technology, LLC, focusing on payment preservation strategies. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and other institutional clients, offering a range of advisory, brokerage, investment banking, and custody services supported by equity research and committee-driven portfolio management.
Raj K
CFA®, Series 66
Little Rock, AR
Stephens
Raj Kumar is a CFA® charterholder with five years of industry experience currently advising clients at Stephens in Little Rock, AR. He has been with Stephens since 2021 and previously worked at the University of Arkansas from 2016 to 2021. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm combines bottom-up equity research with committee-driven asset allocation and offers a range of advisory and brokerage services, including private equity and alternative investment advice.
John B
Series 66
Charlotte, NC
Stephens
John Black Jr is a financial advisor at Stephens with 13 years of industry experience. He holds the Series 66 designation and has worked at Stephens since 2013. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. The firm offers a range of advisory and brokerage services and utilizes a combination of bottom-up equity research and committee-driven asset allocation in its investment approach.
Brett H
CFA®, Series 63
Little Rock, AR
Stephens
Brett Huff is a CFA® charterholder with 22 years of experience in the financial industry. He has been with Stephens since 2005 and is currently based in Little Rock, Arkansas. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a wide range of advisory, brokerage, investment banking, and custody services supported by in-depth equity research and diverse investment strategies.
Dana S
CFA®, Series 63
Little Rock, AR
Stephens
Dana Silaski is a CFA® charterholder with 32 years of industry experience, all of which have been at Stephens Inc. She is based in Little Rock, AR, and holds a Series 63 license. Outside of her advisory role, she is involved in managing family lake properties organized through LLCs, with occasional oversight of maintenance and rental coordination. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. The firm offers a broad range of advisory and brokerage services, combining bottom-up equity research with committee-driven asset allocation and fixed-income management, and also provides private equity and alternative investment advice.
Joseph E
Series 66
Little Rock, AR
Stephens
Joseph Enderlin is a financial advisor at Stephens in Little Rock, AR, holding a Series 66 designation with four years of industry experience. His prior roles include positions at Whiting Systems and Fayetteville Athletic Club, as well as work related to education. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory and brokerage services, combining bottom-up equity research with committee-driven asset allocation, and also provides municipal advisory and investment banking services.
Elizabeth B
Series 66
Little Rock, AR
Stephens
Elizabeth Bischof is a Series 66-licensed advisor at Stephens with four years of industry experience. She has held roles at Stephens since 2019 and previously worked with the Arkansas Small Business and Technology Development Center and BKD Wealth Advisors. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a range of discretionary and non-discretionary management solutions supported by equity research and investment committees.
Nicholas L
Series 66
Dallas, TX
Stephens
Nicholas Lorenzoni is a financial advisor at Stephens with a Series 66 license and two years of industry experience. His prior roles include positions at Black Diamond Mergers & Acquisitions, Corner Capital Partners, and Tyson Foods. Outside of finance, he was involved with Do College Better and the Front Burner Society - Mexican Sugar. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory services and combines bottom-up equity research with committee-driven asset allocation while also providing brokerage, investment banking, custody, and municipal advisory services.
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