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John H

Series 66

Marietta, GA

Stephens

John Hardin is a financial advisor at Stephens with five years of industry experience. He holds a Series 66 designation and has worked at Stephens since 2021, as well as previous roles at The Capital Corp, Venture South, Orangetheory Fitness, and Furman University. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a range of advisory, brokerage, investment banking, and research services.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Hunter H

Series 66

Fayetteville, AR

Stephens

Hunter Harrison is a Series 66-licensed financial advisor at Stephens with four years of industry experience. Prior to joining Stephens, he worked at Legacy National Bank and held positions at the University of Arkansas and Mississippi State University. His background also includes roles at the Country Club of Little Rock and Pulaski Academy. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and other institutional clients, offering a range of discretionary and non-discretionary investment management services supported by comprehensive equity research and committee-driven asset allocation.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Reed S

Series 66

Little Rock, AR

Stephens

Reed Seay is a financial advisor at Stephens in Little Rock, AR, holding a Series 66 designation with four years of industry experience. He has worked at Stephens in multiple periods since 2021 and briefly at Townley Pool and Spa in 2018. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory and brokerage services, combining bottom-up equity research with committee-led asset allocation across various wrap and advisory programs.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Steven E

CFA®, Series 63, Series 65

Dallas, TX

Stephens

Steven Etoch is a CFA® charterholder with seven years of industry experience, currently serving as a financial advisor at Stephens in Dallas, TX. His career includes prior roles at Morgan Stanley and Direct Access Capital before joining Stephens. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, offering services to individuals, retirement plans, foundations, corporations, and institutional clients. The firm provides a range of advisory programs combining bottom-up equity research with committee-driven asset allocation, and it operates as a dually registered broker-dealer and investment bank with additional municipal advisory and pension trust services.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Charles P

Series 66

Little Rock, AR

Stephens

Charles Porter is a financial advisor at Stephens with 19 years of industry experience and holds a Series 66 designation. He has been with Stephens since 2007. Outside of his advisory role, he owns interests in two businesses related to real estate in Little Rock, Arkansas. Stephens is a multi-team investment adviser with approximately 243 advisors and about $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a range of advisory and brokerage services alongside investment banking and research capabilities.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Edward F

Series 63, Series 65

Little Rock, AR

Stephens

Edward Frost is a financial advisor at Stephens in Little Rock, Arkansas, holding Series 63 and Series 65 licenses with 31 years of industry experience. He has been with Stephens since 1999. Outside of his advisory role, he is involved with Southfork Storage Inc, a boat storage facility in Little Rock. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory and brokerage services, combining equity research with committee-driven asset allocation, and provides municipal advisory and investment banking services.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Bryan C

Series 63, Series 65

Conway, AR

Stephens

Bryan Cook is a financial advisor at Stephens with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Stephens since 2016, following a 17-year tenure at Merrill. Outside of his advisory role, he owns and operates Cook Family Farms, which produces registered Polled Hereford cattle. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory and brokerage services, combining bottom-up equity research with committee-driven asset allocation, and provides access to private equity and alternative investments.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Mason C

Series 66

Dallas, TX

Stephens

Mason Carrico is a financial advisor with Stephens in Dallas, TX, holding a Series 66 designation and eight years of industry experience. He has been with Stephens since 2018, with continuous roles at the firm throughout that period. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory and brokerage services, combining bottom-up equity research with committee-driven asset allocation and fixed-income management.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Thomas Z

CFP®, Series 66

Nashville, TN

Stephens

Thomas Zeuthen Jr. is a CFP® professional affiliated with Stephens, bringing 20 years of industry experience. His career includes roles at Morgan Stanley and Citigroup Global Markets before joining Stephens in 2012, where he has worked in various capacities. Stephens is a multi-team investment adviser with approximately 243 advisors managing about $18 billion in assets for individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a broad range of advisory and brokerage services, combining bottom-up equity research with committee-driven asset allocation and fixed-income management.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Matthew B

Series 63, Series 65

Cumberland, RI

Stephens

Matthew Breese is a financial advisor at Stephens with 18 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Stephens since 2019, following four years at Piper Jaffray & Co. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and other institutional clients, offering a range of advisory and financial services supported by equity research and investment committees.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Jackson L

Series 66

Dallas, TX

Stephens

Jackson Laurent is a financial advisor at Stephens in Dallas, TX, holding a Series 66 credential with three years of industry experience. His prior roles include positions at Luther King Capital Management, AB Advisory & Analytics, and Lithia Motors. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers discretionary and non-discretionary management through various wrap and advisory programs, combining bottom-up equity research with committee-driven asset allocation and fixed-income management.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Richard M

Series 63, Series 65

Memphis, TN

Stephens

Richard Morrow is a financial advisor with Stephens in Memphis, TN, holding Series 63 and Series 65 licenses and bringing 17 years of industry experience. His career includes eight years at Wunderlich Securities, Inc. prior to joining Stephens in 2017. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers both discretionary and non-discretionary management across various advisory programs and combines bottom-up equity research with committee-driven asset allocation, while also providing brokerage, investment banking, custody, and municipal advisory services.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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James B

Series 63, Series 66

Rogers, AR

Stephens

James Brain Jr. is a financial advisor at Stephens with 31 years of industry experience. He holds the Series 63 and Series 66 designations and has worked at Stephens since 2009, as well as at Merrill from 2003 to 2009. Outside of his advisory role, he serves as a commissioner on the Arkansas Department of Aeronautics Commission. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering advisory, brokerage, investment banking, and research services with both discretionary and non-discretionary management across various strategies.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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James G

Series 63, Series 65

Little Rock, AR

Stephens

James Grooms III is a financial advisor with Stephens in Little Rock, AR, holding Series 63 and Series 65 designations and 24 years of industry experience. He has worked at Stephens since 2001. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. The firm offers a range of advisory and brokerage services, combining bottom-up equity research with committee-driven asset allocation and provides municipal advisory and investment banking services.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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James M

Series 66

Little Rock, AR

Stephens

James Martindale is a financial advisor with Stephens in Little Rock, AR, holding a Series 66 credential and one year of industry experience. Prior to joining Stephens, he was self-employed for two years and worked at Dobbs Brothers Management and Stephens Inc. Martindale is also a minority investor in River Wellness Holdings, LLC, a cannabis manufacturing and distribution business in Mississippi. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering discretionary and non-discretionary management through a variety of investment programs and leveraging bottom-up equity research combined with committee-driven asset allocation.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Bruce G

Series 63, Series 65

Shreveport, LA

Stephens

Bruce Goudeau is a financial advisor at Stephens with 47 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Stephens since 2014, including four years at Morgan Stanley prior to that. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory, brokerage, investment banking, and custody services, combining bottom-up equity research with committee-driven asset allocation and fixed-income management.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Cory G

CFP®, Series 66

Little Rock, AR

Stephens

Cory Grummer is a CFP® and holds a Series 66 license with 12 years of industry experience. He has been with Stephens in Little Rock, AR since 2013, working in various roles within the firm. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutions. The firm offers a range of advisory services, brokerage, investment banking, and research, utilizing both discretionary and non-discretionary management across diverse strategies.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Jackson P

Series 66

Little Rock, AR

Stephens

Jackson Paine is a Series 66-licensed financial advisor at Stephens with one year of industry experience. His prior roles include positions at Legacy National Bank and Gallagher. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory services, including discretionary and non-discretionary management, brokerage, investment banking, and research produced by its Equity Research group.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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James J

Series 63, Series 65

Little Rock, AR

Stephens

James Jordan is a financial advisor with Stephens in Little Rock, Arkansas, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has been with Stephens since 2005. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory, brokerage, investment banking, and custody services, combining bottom-up equity research with committee-driven asset allocation and also provides municipal advisory and pension trust programs uncommon among multi-team advisers.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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John S

Series 66

Little Rock, AR

Stephens

John Stephens is a financial advisor at Stephens with 15 years of industry experience. He holds a Series 66 designation and has worked with various entities within the Stephens organization since 2011. Outside of his advisory role, Stephens is a part-owner of a helium mining business and owns a restaurant in Little Rock, Arkansas. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients using both discretionary and non-discretionary management strategies across a wide range of programs, combining equity research with committee-driven asset allocation and fixed-income management.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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