Thomas Newbauer is a financial advisor with Stonex Advisors Inc. in Birmingham, AL, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. He worked at Quest Capital Strategies, Inc. from 2001 to 2019 before joining StoneX Advisors Inc. and StoneX Securities Inc. in 2019. He serves as a trustee for the Thomas Newbauer Family Number Three Limited Partnership, where he monitors equity transactions. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations, offering portfolio management, financial planning, ERISA consulting, and related services through independent financial advisors and an in-house Private Client Group. The firm uses a range of strategies and platforms including proprietary models and third-party money managers, supported by its affiliation with StoneX Group and its integrated clearing and custody capabilities.

Kathryn Vera is a financial advisor at StoneX Advisors Inc. with 18 years of industry experience. She holds Series 63 and Series 65 credentials and previously worked for Bulltick LLC for 15 years. Vera is also active as a public speaker on topics related to women, finance, and economics. StoneX Advisors Inc. provides portfolio management, financial planning, and consulting services to individuals, corporations, retirement plans, and charitable organizations. The firm uses a combination of independent advisors, proprietary models, and third-party managers to deliver tailored investment solutions.

Joseph Drake III is a financial advisor with Stonex Advisors Inc., holding Series 63 and Series 65 licenses and over 36 years of industry experience. He has worked at Stonex Advisors since 2016 and previously held positions at StoneX Securities Inc., Raymond James & Associates, and Morgan Keegan & Company, LLC. Outside of his advisory work, he is involved in timberland and agricultural land management through several family-owned entities. Stonex Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by providing portfolio management, financial planning, ERISA plan consulting, and related services. The firm employs a mix of independent advisors and an in-house Private Client Group, utilizing multiple account structures, model-based solutions, and third-party money managers to implement client strategies.

Thomas Bahmer III is a financial advisor at StoneX Advisors Inc. with two years of industry experience. He holds Series 66 and Series 63 credentials and has worked at StoneX Advisors Inc., StoneX Securities Inc., New York Life Insurance Company, and NYLIFE Securities LLC. Outside of his advisory role, he is involved with Partners Financial Group as a financial consultant and works as an insurance agent at Excalibur Brokerage Agency. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations, providing portfolio management, financial planning, ERISA consulting, and annuity services. The firm delivers these through a combination of independent advisors and an in-house Private Client Group, employing a variety of account structures and model-based investment strategies.

Bradley Lay is a financial advisor with Stonex Advisors Inc. in Franklin, TN, holding a Series 66 credential and bringing 23 years of industry experience. His career includes roles at Raymond James & Associates, Morgan Keegan & Company, LLC, and Amsouth Investment Management Company LLC. Outside of advising, Mr. Lay owns Mirror Consulting, where he provides business consulting focused on team dynamics and meeting efficiency without addressing financial matters; he is a certified facilitator of the Working Genius assessment. Stonex Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by offering portfolio management, financial planning, ERISA plan consulting, and annuity allocation services. The firm utilizes both proprietary and third-party investment strategies and supports multiple account structures through a large network of independent advisors and in-house experts.

Charles Wagner is a financial advisor at StoneX Advisors Inc. with 22 years of industry experience. He holds the Series 66 and Series 63 designations and has worked at StoneX Securities Inc. since 2019. He is also the owner of 1st Choice Retirement Planning, where he has been involved in insurance sales including life, annuity, and property and casualty insurance since 2005. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations with portfolio management, financial planning, and consulting services. The firm employs a variety of advisory models and third-party money managers, supporting multiple account structures and investment restrictions through platforms such as Envestnet and Advyzon.

Dustin Perkins is a financial advisor at StoneX Advisors Inc. with 10 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously with Massachusetts Mutual Life Insurance Company, Mass Mutual Investors Services, and MetLife Securities Inc. Outside of his advisory role, he serves as a producer for a group employee benefits business and owns Oak Crest Financial Partners LLC, a DBA for his advisory practice. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations, offering portfolio management, financial planning, ERISA plan consulting, and related services. The firm utilizes a combination of independent advisors and an in-house Private Client Group, implementing strategies through advisor-managed portfolios, proprietary models, and third-party money managers.

Kenneth Yuen is a financial advisor with StoneX Advisors Inc. in Industry, CA, holding Series 63 and Series 65 licenses and with 28 years of industry experience. He has worked with StoneX Securities and StoneX Advisors since 2019 and has a background that includes insurance sales dating back over two decades. Outside of his advisory role, he owns and manages Shine Vista LLC, which is involved in buying, selling, and managing rental properties. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by offering portfolio management, financial planning, and related consulting services through a combination of independent advisors and an in-house Private Client Group. The firm utilizes proprietary and third-party investment models and platforms to implement strategies tailored to client needs.

Samuel Moorhead is a Series 66-registered advisor with Stonex Advisors Inc., based in Franklin, TN, and has two years of industry experience. Prior to joining StoneX, he worked at New Constructs for four years and Merrill Lynch for one year. He was previously employed at Duluth Hockey Company, Toppers Pizza, and Dick’s Sporting Goods. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by providing portfolio management, financial planning, ERISA consulting, and related services through a combination of independent advisors and an in-house Private Client Group. The firm employs multiple account structures and model-based solutions, leveraging proprietary and third-party strategies along with integrated clearing and custody capabilities.

Charles Bridges is a financial advisor at StoneX Advisors Inc. in Birmingham, AL. He holds a Series 65 designation and has one year of industry experience. Prior to joining StoneX, Bridges worked at Ridgeway Landscaping and Regions, and he attended the University of Alabama at Birmingham. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations with discretionary and non-discretionary portfolio management, financial planning, and consulting services. The firm utilizes various account structures and model-based solutions, offering investment strategies through advisor-managed portfolios, proprietary models, and third-party money managers.

Andrew Wade is a Certified Financial Planner® with 28 years of industry experience, currently serving at StoneX Advisors Inc. since 2011. He also holds the position of president at Nebel Financial Services, where he has been active in investment planning and insurance since 1997. Outside of his advisory work, Wade is involved in several community and nonprofit organizations, including serving as a past president of the Rotary Club of Dulles International Airport and participating in Rotary Foundation global grant initiatives. StoneX Advisors Inc. provides portfolio management, financial planning, and consulting services to individuals, corporations, retirement plans, and charitable organizations. The firm operates through a combination of independent financial advisors and an in-house Private Client Group, utilizing multiple platforms and investment strategies including model-based solutions and third-party money managers.

Frank Sparger is a financial advisor at StoneX Advisors Inc. with 38 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at StoneX Advisors and StoneX Securities since 2017. Prior to that, he was with Capital Guardian Wealth Management, Gunnallen Financial, and Edward Jones. Sparger serves as a board member for the Stanly Community College Foundation, where he participates in fundraising activities. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations, offering portfolio management, financial planning, ERISA consulting, and related services through independent advisors and an in-house Private Client Group. The firm employs a variety of portfolio strategies, including proprietary models and third-party money managers, supported by platforms such as Envestnet and Advyzon.

Peter Laventis is a financial advisor with Stonex Advisors Inc. based in Louisville, KY, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has worked with StoneX Securities Inc. since 2003 and previously spent five years at UBS Financial Services. Outside of his advisory role, he serves as managing partner of Wainwright Laventis, an investment advisory business. Stonex Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by offering portfolio management, financial planning, and ERISA consulting services through a combination of independent advisors and an in-house Private Client Group. The firm employs various account structures and model-based strategies, utilizing multiple platforms and third-party managers to implement investment solutions.

Michael Cianci is a CFP® with 21 years of industry experience, currently affiliated with StoneX Advisors Inc. since 2018. His prior roles include positions at Stonex Securities Inc. and IM Wealth Partners. Outside of financial advising, he serves as an online adjunct professor and works as a basketball official. StoneX Advisors Inc. provides portfolio management, financial planning, and consulting services to individuals, corporations, retirement plans, and charitable organizations. The firm employs a range of investment strategies through independent advisors, proprietary models, and third-party money managers, supported by integrated clearing and custody services within the StoneX Group.

Judson Smith is a financial advisor with StoneX Advisors Inc. in Birmingham, AL, holding Series 63 and Series 65 licenses and 40 years of industry experience. He previously worked at Intl Advisory Consultants Inc., Wells Fargo Clearing, and Prudential Equity Group, LLC. Outside of his advisory role, he also works as a school bus driver. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations through discretionary and non-discretionary portfolio management, financial planning, and related consulting services. The firm utilizes advisor-managed portfolios, proprietary models, and third-party money managers, supported by integrated clearing and custody capabilities through the StoneX Group.

Michael Ciccone is a financial advisor with Stonex Advisors Inc. in Hudson, OH, holding a Series 66 designation and bringing 23 years of industry experience. He has worked at several firms, including StoneX Securities Inc. since 2014 and Wrp Investments, Inc. from 2012 to 2015. Ciccone also owns DCP Asset Management, LLC, a financial services business. Stonex Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations, offering portfolio management, financial planning, ERISA plan consulting, and related services through a combination of independent advisors and an in-house Private Client Group. The firm uses multiple platforms and investment models, supporting various account structures and periodic due diligence on third-party managers.

Joel Fishman is a financial advisor at StoneX Advisors Inc. based in Birmingham, Alabama, holding a Series 66 credential with nine years of industry experience. He has worked at StoneX Advisors Inc. and StoneX Securities Inc. since 2019. In addition to his advisory role, he operates an independent insurance agency, Fishman Financial, which focuses on insurance sales. StoneX Advisors Inc. serves individual, corporate, retirement plan, and charitable clients, offering portfolio management, financial planning, ERISA plan consulting, and related services. The firm combines independent financial advisors and an in-house Private Client Group, employing various portfolio implementation platforms and third-party money managers.

Meagan Calvert is a financial advisor at StoneX Advisors Inc. with seven years of industry experience. She holds a Series 66 credential and has previously worked at UBS Financial Services, Cadaret Grant & Co., Cetera, Raymond James & Associates, and Abbey, Adams, Byelick & Mueller LLP. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by providing portfolio management, financial planning, ERISA plan consulting, and related services. The firm employs both independent advisors and an in-house Private Client Group, implementing strategies through proprietary models, third-party money managers, and various platforms to offer customized investment solutions.

Stephen Ference Jr. is a financial advisor with Stonex Advisors Inc. and IM Wealth Partners, holding Series 63, 65, and 66 licenses and bringing 10 years of industry experience. He has worked with StoneX Securities Inc. since 2016 and has prior experience at Cetera Wealth Services and MSI Financial Services. Outside of his advisory roles, he assists with investment and insurance business activities through IM Wealth Partners. Stonex Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations with portfolio management, financial planning, and consulting services. The firm offers both discretionary and non-discretionary solutions through independent advisors and an in-house Private Client Group, utilizing proprietary and third-party model portfolios with platforms like Envestnet and Advyzon.

Bradley Brown is a CFP®, CFA®, and holds a Series 66 license with 27 years of industry experience. He has worked at Stonex Advisors Inc. since 2011, following prior roles at Anderson & Strudwick, Incorporated and A&S Capital Advisors, Inc. He is a member of BCES, LLC, where he manages office space and expense sharing. Stonex Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations, offering portfolio management, financial planning, ERISA plan consulting, and related services. The firm employs a combination of independent advisors and an in-house Private Client Group, utilizing proprietary models and third-party managers across various platforms.