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Eric S

Series 63, Series 65

Dublin, OH

Stratos Wealth Advisors LLC

Eric Susi is a financial advisor with Stratos Wealth Advisors LLC in Dublin, Ohio. He holds Series 63 and Series 65 licenses and has 19 years of industry experience. Prior to joining Stratos Wealth Advisors in 2018, he worked at Financial Engines Advisors L.L.C., Tmfs Advisors, Llc, and The Mutual Fund Store. He is also a majority owner of True North Wealth Partners and True North Insurance Partners, providing investment management and insurance services. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, through a network of 71 investment advisory representatives. The firm offers financial planning, portfolio management, and access to third-party managers, delivering customized asset allocations and a range of advisory services.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Daniel K

CFP®, Series 63

Cincinnati, OH

Stratos Wealth Advisors LLC

Daniel Kiley is a CFP® with 19 years of experience in the financial services industry. He is currently with Stratos Wealth Advisors LLC and also serves as Chief Executive Officer and Chief Investment Officer at Retirement Corporation of America. His prior experience includes 16 years at Triad Advisors, Inc. and 29 years at Retirement Capital Advisors. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, through a network of 71 investment advisory representatives across multiple teams. The firm offers financial planning, portfolio management, and third-party manager programs tailored to client goals.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Peter B

Series 63, Series 66

Reno, NV

Stratos Wealth Advisors LLC

Peter Bessette is a financial advisor with Stratos Wealth Advisors LLC in Reno, NV, holding Series 63 and Series 66 licenses and bringing 41 years of industry experience. His prior roles include positions at City National Bank and RBC Capital Markets. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, through a network of investment advisory representatives across multiple teams. The firm offers financial planning, portfolio management, and third-party manager programs tailored to client goals.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Joseph S

CFP®, Series 66

Beachwood, OH

Stratos Wealth Advisors LLC

Joseph Swiderski is a CFP® and holds a Series 66 license, currently serving as an advisor at Stratos Wealth Advisors LLC. He has four years of industry experience, including prior roles at BNY Mellon, Huntington National Bank, and KeyBanc Capital Markets Inc. Outside of his advisory work, he serves as a board member and treasurer for Catholic Charities Diocese of Cleveland. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, through a network of 71 investment advisory representatives across multiple teams. The firm offers customized financial planning, portfolio management, third-party manager programs, and other advisory services tailored to client goals.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Kate S

Series 63, Series 65

Westlake Village, CA

Stratos Wealth Advisors LLC

Kate Sweetman is a financial advisor with Stratos Wealth Advisors LLC, holding Series 63 and Series 65 licenses and bringing 12 years of industry experience. She previously worked at LPL Financial for eight years before joining Stratos Wealth Advisors in 2024. Outside of her advisory role, she serves as a Practice Manager at A. Carmi Financial, Inc. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, through a network of 71 investment advisory representatives across multiple teams. The firm offers customized financial planning, portfolio management, and third-party manager programs tailored to client goals.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Jeffrey M

Series 63, Series 66

Franklin, TN

Stratos Wealth Advisors LLC

Jeffrey Mucci is a financial advisor with Stratos Wealth Advisors LLC in Franklin, TN, holding Series 63 and Series 66 credentials and 21 years of industry experience. His prior experience includes roles at Financial Engines Advisors, The Mutual Fund Store, and Valic Financial Advisors. Outside of his advisory role, he is a managing partner and wealth advisor at Flagship Financial Advisors in Brentwood, TN. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, through a network of 71 investment advisory representatives. The firm offers financial planning, portfolio management, third-party manager programs, and other advisory services tailored to individual goals.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Malcolm P

CFA®, Series 63, Series 66

Indiana, PA

Stratos Wealth Advisors LLC

Malcolm Polley is a CFA® charterholder with 12 years of industry experience, currently serving as a financial advisor at Stratos Wealth Advisors LLC. His prior experience includes two decades at Stewart Capital Advisors and over 20 years at S&T Bank. Outside of his advisory role, he is an adjunct faculty member teaching finance and economics at Indiana University of Pennsylvania and co-owns a craft shop called A Lit Bit of Country, LLC. Stratos Wealth Advisors serves individual and institutional clients through a network of 71 investment advisory representatives across multiple teams. The firm offers financial planning, portfolio management, and third-party manager programs tailored to client goals, utilizing customized asset allocations and model portfolios.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Andrew S

Series 63, Series 65, Series 66

Philadelphia, PA

Stratos Wealth Advisors LLC

Andrew Shamy is a financial advisor with Stratos Wealth Advisors LLC, holding Series 63, Series 65, and Series 66 credentials and 11 years of industry experience. He previously worked at TIAA and TIAA-CREF from 2011 to 2020 before joining Stratos Wealth Advisors in 2021. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, through a network of 71 advisors across multiple teams. The firm offers financial planning, portfolio management, and advisory services that utilize customized asset allocations, model portfolios, and third-party managers.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Erich B

Series 66

Reno, NV

Stratos Wealth Advisors LLC

Erich Brenner is a financial advisor at Stratos Wealth Advisors LLC with nine years of industry experience. He holds a Series 66 designation and previously worked at RBC Capital Markets, Henry James International Management, and Navellier & Associates, Inc. Brenner serves on the board of directors for First Tee of Northern Nevada, an organization that teaches life skills to young people through golf. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, through a network of 71 advisors across multiple teams. The firm offers customized financial planning and portfolio management services, utilizing model portfolios, sub-advisers, and technology solutions tailored to clients’ goals.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Luis C

Series 66

Beachwood, OH

Stratos Wealth Advisors LLC

Luis Camacho is a Series 66 registered advisor with Stratos Wealth Advisors LLC in Beachwood, OH, bringing 22 years of industry experience. His prior work history includes roles at Fidelity Investments and Morgan Stanley. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, through a network of 71 investment advisory representatives. The firm offers financial planning, portfolio management, third-party manager programs, and other advisory services tailored to individual goals.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Timothy D

Series 66

Rockland, MA

Stratos Wealth Advisors LLC

Timothy Duggan is a financial advisor with Stratos Wealth Advisors LLC in Rockland, MA, holding a Series 66 designation and nine years of industry experience. His prior experience includes roles at Bank of America and Merrill Lynch. He is also involved with Veritas Boston Wealth Management as a Private Wealth Advisor. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, through a network of 71 investment advisory representatives. The firm offers a range of services including financial planning, portfolio management, and third-party manager programs tailored to individual goals.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Andrew M

CFP®, Series 63, Series 65

Cincinnati, OH

Stratos Wealth Advisors LLC

Andrew Mikovch is a CFP® professional with five years of industry experience, currently serving as an investment advisor at Stratos Wealth Advisors LLC. He previously worked at US Bank for eight years and spent a year at BB&T Asset Management, Inc. Mikovch is based in Cincinnati, OH. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, through a network of 71 investment advisory representatives. The firm offers financial planning, portfolio management, and third-party manager programs tailored to individual goals.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Carson K

Series 65

Cincinnati, OH

Stratos Wealth Advisors LLC

Carson Kiley is a financial advisor at Stratos Wealth Advisors LLC with one year of industry experience and holds a Series 65 credential. His prior work includes positions at ALC and Honorarium, among others. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, through a network of 71 investment advisory representatives across multiple teams. The firm offers financial planning, ongoing portfolio management, third-party manager programs, and other advisory services tailored to individual goals.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Erik H

Series 63, Series 66

Lakewood Ranch, FL

Stratos Wealth Advisors LLC

Erik Harpsoe is a financial advisor at Stratos Wealth Advisors LLC with 23 years of industry experience. He holds Series 63 and Series 66 credentials and has worked at firms including Financial Engines Advisors L.L.C., The Mutual Fund Store, and TD Ameritrade. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, offering financial planning, portfolio management, and other advisory services through a network of 71 investment advisory representatives across multiple teams. The firm uses customized asset allocations, model portfolios, and various platform solutions to tailor services to client goals.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Robert H

Series 63, Series 65

Northbrook, IL

Stratos Wealth Advisors LLC

Robert Hamer is a financial advisor at Stratos Wealth Advisors LLC with 25 years of industry experience. He holds Series 63 and Series 65 designations and has worked at firms including Merrill, Sunset Partners Capital Management, and Asset Management Group LTD. Stratos Wealth Advisors serves individual and institutional clients through a network of 71 investment advisory representatives across multiple teams. The firm offers financial planning, portfolio management, third-party manager programs, and other advisory services tailored to client goals.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Aura C

CFP®, Series 63, Series 66

Westlake Village, CA

Stratos Wealth Advisors LLC

Aura Carmi is a CFP® with 26 years of industry experience, currently serving as a financial advisor at Stratos Wealth Advisors LLC since 2024. Her prior experience includes roles at Financial Engines Advisors L.L.C., Edelman Financial Services LLC, and Securities America Advisors, Inc. Carmi also operates A. Carmi Financial, Inc., a financial services business. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, through a network of 71 investment advisory representatives across multiple teams. The firm offers financial planning, portfolio management, and third-party manager programs tailored to individual goals.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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James C

Series 63, Series 65

Canton, OH

Stratos Wealth Advisors LLC

James Conley is a financial advisor with Stratos Wealth Advisors LLC in Canton, OH, holding Series 63 and Series 65 licenses. He has four years of industry experience, including prior roles at MWA Financial Services Inc. and Modern Woodmen of America. Conley also worked for Rootstown Local Schools for seven years. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, through a network of 71 advisors. The firm offers financial planning, portfolio management, and third-party manager programs tailored to individual goals, utilizing customized asset allocations or model portfolios delivered by investment advisory representatives.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Vincent S

Series 65

Cincinnati, OH

Stratos Wealth Advisors LLC

Vincent Sobocinski Jr. is a financial advisor at Stratos Wealth Advisors LLC with six years of industry experience. He holds a Series 65 credential and has previously worked at firms including Novak & Powell Financial Services, Inc., Blue Crab Partners, LLC, and Merrill. Outside of his advisory role, he consults on medical device development related to brain aneurysm treatment with a family business. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, offering financial planning, portfolio management, and third-party manager programs through a network of multiple teams and investment advisory representatives.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Mitchell H

CFP®, Series 65

Northbrook, IL

Stratos Wealth Advisors LLC

Mitchell Hamer is a CFP® with 12 years of industry experience, currently affiliated with Stratos Wealth Advisors LLC since 2024. His prior roles include positions at Kovitz Investment Group Partners, Kovitz Securities, Asset Management Group LTD, Sunset Partners Capital Management, and Foreside Financial Services. Outside of advisory work, he is involved as a managing member of Intersectling Wealth, LLC, providing wealth management services. Stratos Wealth Advisors serves individual and institutional clients, including high-net-worth households and retirement plans, through a network of 71 investment advisory representatives across multiple teams. The firm offers financial planning, portfolio management, and third-party manager programs tailored to client goals, employing a combination of customized asset allocations, model portfolios, and sub-adviser solutions.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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Karyn P

Series 63

Pepper Pike, OH

Stratos Wealth Advisors LLC

Karyn Pistone is a financial advisor with Stratos Wealth Advisors LLC, holding a Series 63 designation and bringing 44 years of industry experience. Her prior roles include positions at Beacon Financial Advisory LLC, Capital Analysts, Inc., Lincoln Investment Planning Inc., and other firms. She is also licensed as an insurance agent, providing life, long-term care, and disability insurance as part of her financial planning services. Stratos Wealth Advisors serves individual and institutional clients through a network of 71 investment advisory representatives across multiple teams, offering financial planning, portfolio management, and third-party manager programs tailored to client goals. The firm utilizes customized asset allocations, model portfolios, and various platform solutions to deliver advisory services.

Options & derivatives strategies Private / alternative investments Business exit / sale strategy General estate planning guidance Retirement income strategy Executive Founder/Business Owner Retired Values-based investing
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